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Vanguard directors, and the funds they own:
What's hot, what's not, and who's with the program
This table was compiled from a Vanguard proxy solicitiation, dated September 23, 2002. If a Vanguard fund is not listed below, it is not owned by any director (however, the table does not include money market, municipal bond, or short-term bond funds, even if owned by a director). Dollar ranges, below, have been condensed to save space; the actual ranges that appear in the proxy materials are as follows:
  • $0-$10,000 (which we show as "$1-$10K")
  • $10,001-$50,000 ("$10K-$50K")
  • $50,001-$100,000 ("$50K-$100K")
  • Over $100,000 ("Over $100K")
Vanguard
Fund
------------------------------ Amount Owned, by Director ------------------------------
John
Brennan
Charles
Ellis
Rajiv
Gupta
Joann
Heisen
Burton
Malkiel
Alfred
Rankin
J. Lawrence
Wilson
500 IndexOver $100K-Over $100K-$50K-$100KOver $100K-
Asset AllocationOver $100K------
Balanced Index$10K-$50K------
Calvert Social Index$10K-$50K-- ----
Capital OpportunityOver $100K--Over $100K$50K-$100K--
Capital Value$10K-$50K-----Over $100K
Developed Markets Index--Over $100K----
Emerging Markets Stock IndexOver $100K-----Over $100K
Energy------Over $100K
Equity Income$1-$10K------
John
Brennan
Charles
Ellis
Rajiv
Gupta
Joann
Heisen
Burton
Malkiel
Alfred
Rankin
J. Lawrence
Wilson
European Stock IndexOver $100KOver $100K--Over $100K-Over $100K
ExplorerOver $100K-$50K-$100K--Over $100K-
Extended Market Index$10K-$50K-$50K-$100K--Over $100K-
Global Equity------Over $100K
Growth Equity$10K-$50K------
Health Care---$10K-$50K-$50K-$100KOver $100K
High-Yield CorporateOver $100K---Over $100K-$50K-$100K
International Growth$50K-$100K----$50K-$100K-
International ValueOver $100K------
Long-Term Corporate----Over $100K--
John
Brennan
Charles
Ellis
Rajiv
Gupta
Joann
Heisen
Burton
Malkiel
Alfred
Rankin
J. Lawrence
Wilson
Morgan GrowthOver $100K----$10K-$50K-
Pacific Stock IndexOver $100KOver $100K--$10K-$50K--
PRIMECAPOver $100K----Over $100K-
Small-Cap Growth IndexOver $100K------
Small-Cap Index------Over $100K
Small-Cap Value Index-Over $100K-----
STAR------Over $100K
Tax-Managed Capital AppreciationOver $100K-----Over $100K
Tax-Managed Growth and IncomeOver $100K------
Tax-Managed International$50K-$100K------
John
Brennan
Charles
Ellis
Rajiv
Gupta
Joann
Heisen
Burton
Malkiel
Alfred
Rankin
J. Lawrence
Wilson
Tax-Managed Small CapOver $100K-----Over $100K
Total Bond Market Index------Over $100K
Total International Stock IndexOver $100K------
Total Stock Market IndexOver $100K---Over $100KOver $100K-
U.S. Growth$50K-$100K------
U.S. Value------$50K-$100K
Wellesley Income$50K-$100K------
WellingtonOver $100K--$1-$10K---
WindsorOver $100K-$50K-$100K-Over $100K$50K-$100K-
Windsor II$1-$10K----$50K-$100K-