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Time to Give Up?
The following table lists all "small" 3-ALARM funds in the August 2000 database -- in other words, funds with less than $100 million in assets under management. Small funds are inherently inefficient, have a high probability of being merged out of existence, and are more likely to suffer from neglect in large fund families.
Funds are sorted alphabetically.
3-ALARM FundNet Assets
($Mil)
ABN AMRO Asian Tigers Comm (RATIX) 40
Advantus Cornerstone A (ADCFX) 83
Aetna Crossroads I (ACROX) 50
Aetna Growth & Income A (AAGIX) 85
Aetna Legacy I (ALEGX) 26
AHA Balanced (AHBPX) 48
AIM Global Resources A (GTNAX) 13
AIM Global Resources B (GTNBX) 15
AIM Japan Growth B (GTJBX) 73
AIM Latin America Growth A (GTLAX) 59
Alliance B (CHCBX) 97
Alpine U.S. Real Estate Equity A (AUEAX) 2
Alpine U.S. Real Estate Equity B (AUEBX) 2
Amana Income (AMANX) 22
American AAdvant Bal Plan Ahd (AABPX) 16
AmSouth Balanced A (AOBLX) 25
AmSouth Value A (AOEQX) 60
Aquinas Equity Income (AQEIX) 49
Armada Small Cap Value A (AMRRX) 10
Atlas Balanced A (ATBAX) 51
AXP Discovery B (IDIBX) 95
AXP Progressive B (IPRBX) 58
Babson Enterprise II (BAETX) 59
Barclays Global Inv LP 2010 (STLBX) 90
Berwyn (BERWX) 28
Berwyn Income (BERIX) 47
BlackRock Index Equity Inv A (CIEAX) 92
BlackRock Intl Emerging Svc (CIESX) 18
BlackRock Large Cap Value Inv A (PNVIX) 50
BlackRock Select Equity Inv A (CEIAX) 80
BlackRock Small Cap Val Svc (PSESX) 50
BlackRock Small Cap Value Inv A (PSEIX) 25
BlackRock Small Cap Value Inv B (CCVBX) 14
Brinson U.S. Balanced I (BPBLX) 11
BT Investment Lifecycle Mid (BTLRX) 88
Buttonwood Capital Apprec (ADCSX) 33
Cappiello-Rushmore Growth (CRGRX) 15
Cappiello-Rushmore Util Inc (CRUTX) 6
Capstone New Zealand (CNZLX) 3
Chase Vista Equity Income A (VEQIX) 51
Cincinnati (CINFX) 15
Clover Equity Value (CCEVX) 48
Comstock Partners Cap Value B (DCVBX) 9
Comstock Partners Strategy O (CPSFX) 27
Concorde Value (CONVX) 17
Copley (COPLX) 77
Cutler Value (CALEX) 29
Delafield (DEFIX) 70
Delaware Decatur Equity Inc Inst (DEDIX) 50
Delaware Devon A (DDGAX) 83
Delaware Devon B (DEVOX) 82
Delaware Intl Equity A (DEGIX) 89
Delaware Pooled Large-Cap Value Eq (DPDEX) 94
Delaware Small Cap Value B (DEVBX) 59
Dreyfus Large Company Value (DLCVX) 92
Dreyfus Premier Small Co Stock A (DPSAX) 17
Eclipse Balanced (EBALX) 63
Eclipse Mid Cap Value (ECGIX) 62
Elite Growth & Income (ELGIX) 60
Evergreen Emerging Markets Growth A (EMGAX) 9
Evergreen Equity Income B (EKTBX) 45
Evergreen Small Cap Value B (ESCIX) 71
Evergreen Small Cap Value Y (ESCEX) 28
Fairmont (FAIMX) 10
FBP Contrarian Equity (FBPEX) 58
FBR Realty Growth (GVRGX) 2
Federated Mini-Cap Instl (FMCPX) 93
Federated Utility C (LBUCX) 48
Fidelity Adv Balanced Instl (FAIOX) 56
Fidelity Adv Val Strateg Init (FSLSX) 18
Fidelity Select Automotive (FSAVX) 14
Fidelity Select Chemicals (FSCHX) 31
Fidelity Select Construct & Housing (FSHOX) 8
Fidelity Select Consumer Indus (FSCPX) 23
Fidelity Select Defense & Aero (FSDAX) 27
Fidelity Select Environmental (FSLEX) 17
Fidelity Select Industrial Material (FSDPX) 25
Fidelity Select Industrl Equip (FSCGX) 28
Fidelity Select Medical Delivery (FSHCX) 61
Fidelity Select Paper & Forest Pr (FSPFX) 13
Fidelity Select Transportation (FSRFX) 11
Fifth Third Pinnacle A (FSPIX) 45
First American Mid Cap Value A (FASEX) 13
First American Mid Cap Value B (FAESX) 12
First American Sml Cap Val A (FSCAX) 33
First Omaha Equity (FOEQX) 67
Firstar Intl Equity Instl (FIIEX) 52
Firstar Stellar Rel Value A (SRVFX) 49
Flag Inv International Equity A (FLITX) 14
Flex-funds Highlands Growth (FLCGX) 52
FPA Paramount (FPRAX) 84
Franklin Rising Dividends C (FRDTX) 25
Franklin Utilities C (FRUSX) 28
Gabelli ABC (GABCX) 68
Gabelli Equity-Income (GABEX) 84
Galaxy II Utility Index Ret (IUTLX) 53
GAM Global A (GAGLX) 46
GAM North America A (GNAAX) 23
GAM Pacific Basin A (GAPCX) 32
Global Utility B (GLUBX) 89
Global Utility C (PGUCX) 1
Golden Rainbow A (GLRBX) 87
Govett Emerging Mkts Equity A (GIEMX) 13
Greenspring (GRSPX) 48
Growth Fund of Washington (GRWAX) 57
Hancock Global B (FGLOX) 50
Hancock International A (FINAX) 12
Heartland Value Plus (HRVIX) 70
Heritage Income-Growth A (HRCVX) 49
Heritage Income-Growth C (HIGCX) 17
Heritage Small Cap Stock C (HSCCX) 55
HighMark Balanced Ret A (HMBRX) 11
Hodges (HDPMX) 31
Hotchkis & Wiley Balanced (HWBAX) 69
Hotchkis & Wiley Equity-Inc (HWEQX) 92
Hotchkis & Wiley Small Cap (HWSCX) 33
IAI Balanced (IABLX) 10
IAI Growth & Income (IASKX) 26
IAI International (IAINX) 11
IAI Long Term Growth (IAAPX) 7
Idex LKCM Strategic Tot Ret M (IEQCX) 7
Invesco Gold Inv (FGLDX) 78
Invesco Latin American Grth Inv (IVSLX) 27
Invesco Pacific Basin Inv (FPBSX) 80
Ivy Developing Markets A (IVCAX) 5
Ivy Global A (MCGLX) 10
JP Morgan Emerg Mkts Equity (PPEEX) 41
JP Morgan Intl Equity (PPIEX) 62
Kent Growth & Income Investment (KNVIX) 57
Lake Forest Core Equity (LFCEX) 16
Lexington Small Cap Asia Gr (LXCAX) 11
Liberty-Colonial Global Equity A (COEAX) 50
Liberty-Colonial Intl Hor A (CONAX) 69
Liberty-Colonial Str Bal B (CSBBX) 96
Liberty-CrabbeHuson Eq A (CHEYX) 89
Liberty-CrabbeHuson Rel Est A (CHREX) 6
Liberty-CrabbeHuson Spec A (CHSPX) 43
Lord Abbett Balanced A (LABFX) 75
MainStay Instl Indx Eq Inst Sv (MAQSX) 61
MainStay Intl Equity B (MINEX) 88
MainStay Value A (MVAAX) 96
Managers Income Equity (MGIEX) 46
Maxus Equity Inv (MXSEX) 37
Mercantile Balanced Inv A (ARBLX) 10
Mercantile Growth & Inc Eqty Inv A (ARCAX) 46
Merrill Lynch Asset Global B (MBRGX) 39
Merrill Lynch Dev Cap Markets B (MBDCX) 79
Merrill Lynch Dev Cap Markets C (MCDCX) 16
Merrill Lynch Dragon D (MDDRX) 66
Merrill Lynch Global Util C (MCGUX) 9
Merrill Lynch Intl Equity A (MAIEX) 35
Merrill Lynch Mid Cap Value B (MBRFX) 56
Merrill Lynch Strat Div B (MBDVX) 50
Merrill Lynch Utility Inc A (MAUTX) 3
Merrill Lynch Utility Inc B (MBUTX) 31
Merrill Lynch Utility Inc C (MCUTX) 3
Merrill Lynch Utility Inc D (MDUTX) 3
Merriman Asset Allocation (MTASX) 10
Merriman Growth & Income (MTBCX) 9
MFS Global Asset Alloc A (MWAAX) 79
MFS Global Asset Alloc C (MWACX) 22
MFS Global Total Return C (MFWCX) 47
MFS Union Standard Equity I (MUSEX) 56
Midas (MIDSX) 72
Midas Investors (MIDIX) 6
Monterey Murphy Tech Conv (MNWCX) 2
Monterey Murphy Technology (MNWTX) 4
Montgomery Balanced R (MNAAX) 60
Mosaic Investors (MINVX) 29
MSB (MSBFX) 68
MSDW Instl Asian Equity A (MSAEX) 93
MSDW Intl Small Cap B (ISMBX) 67
Munder Real Estate Equity Investment A (MURAX) 3
Munder Real Estate Equity Investment B (MURBX) 3
Nations Aggressive Growth Inv A (NDEAX) 44
Nations Balanced Assets Inv A (NBAIX) 10
Nations Value Inv A (NVLEX) 83
Navellier Aggr Small Cap Eq (NASCX) 44
North American Balanced B (NAABX) 9
North American Balanced C (NASAX) 40
North American Equity Inc A (NAGAX) 8
North American Equity Inc C (NAGTX) 38
North American Global Equity C (NAGGX) 25
North American Growth & IncB (NARBX) 98
North American Intl Gr&Inc C (NAGCX) 6
Nuveen Dividend & Growth A (FUIAX) 15
Nvest Balanced B (NEBBX) 46
Nvest Star Value B (NEVBX) 43
One Group Divers Eqty B (OVBGX) 54
One Group Large Cap Value A (OLVAX) 45
One Group Large Cap Value B (OLVBX) 26
One Group Mid Cap Value A (OGDIX) 98
One Group Mid Cap Value B (OGDBX) 36
One Group Small Cap Value A (PSOAX) 15
One Group Small Cap Value B (PSOBX) 3
Oppenheimer Multiple Strat C (OASCX) 38
Oppenheimer Quest Sm Cap B (QSCBX) 83
Oppenheimer Quest Sm Cap C (QSCCX) 21
Oppenheimer Quest Value C (QFVCX) 82
PaineWebber Balanced B (PASBX) 19
PaineWebber Financial Svcs Growth B (PREBX) 87
PaineWebber Finl Svcs Growth C (PFICX) 37
PaineWebber Small Cap B (PSCBX) 11
PBHG International (PBHIX) 10
Performance Large Cap Equity A (PFECX) 53
Performance Mid Cap Equity A (PCGCX) 16
Performance Mid Cap Equity Instl (PCGIX) 99
Philadelphia (PHILX) 94
Phoenix-Zweig Appreciation A (ZAPAX) 93
Phoenix-Zweig Appreciation C (ZAPCX) 62
Pilgrim Balanced C (NABCX) 26
PIMCO Equity Income Instl (PEIIX) 67
PIMCO Small Cap Value Instl (PSVIX) 30
Pioneer International Growth B (PBIFX) 67
Principal Balanced B (PBABX) 21
Principal Blue Chip B (PBLBX) 57
Principal Capital Value B (PCCBX) 40
Principal Utilities A (PUTLX) 91
Principal Utilities B (PRUBX) 17
Prudential Equity C (PRECX) 62
Prudential Pacific Growth B (PRPBX) 89
Prudential Small Comp C (PSCCX) 19
Putnam Balanced Retirement M (PBRMX) 12
Putnam Util Growth & Inc M (PUTMX) 12
Regions Value Investment (FPEIX) 81
Riggs Small Company Stock R (RISCX) 31
Rightime Social Awareness (RTAWX) 12
RS Contrarian (RSCOX) 94
RSI Retrmnt Value Equity (RSIVX) 98
Rydex Precious Metals (RYPMX) 62
Salomon Bros Investors Val A (SINAX) 50
Salomon Bros Investors Value 2 (SINOX) 20
Schroder Small Cap Value Inv (WSCVX) 58
Schwartz Value (RCMFX) 38
Security Growth & Income A (SECIX) 60
Seligman Intl Gr D (SHIDX) 26
Shadow Stock (SHSTX) 44
Smith Barney Natural Res A (SPMMX) 20
Smith Barney Natural Res B (SPMBX) 21
Smith Barney Natural Res L (SPMLX) 3
Smith Barney Pacific A (SBPPX) 4
Smith Barney Sm Cap Blend A (SBDSX) 42
Smith Barney Telecomm Income (ATINX) 87
State St Research Alpha S (SSICX) 45
State St Research Argo A (SSAVX) 52
STI Classic Balanced Flex (SCBFX) 64
STI Classic Value Inc Stock Flex (SVIFX) 75
STI Classic Value Inc Stock Inv (SVIIX) 93
Stratton Growth (STRGX) 44
Stratton Small-Cap Value (STSCX) 34
Strong Asia Pacific (SASPX) 82
Templeton Global Opport C (TEGPX) 27
Templeton Global Small Co C (TESGX) 22
Templeton International C (TGEFX) 14
Templeton Latin America A (TELAX) 17
Templeton Pacific Growth A (FKPGX) 68
Thompson Plumb Growth (THPGX) 71
Tocqueville (TOCQX) 63
Touchstone Utility A (TUTAX) 31
Touchstone Utility C (TUTCX) 3
Trent Equity (TREFX) 6
U.S. Global Inv All Amer Eq (GBTFX) 44
U.S. Global Inv China Region (USCOX) 24
U.S. Global Inv Global Res (PSPFX) 14
U.S. Global Inv Gold Shares (USERX) 26
U.S. Global Inv Real Estate (UNREX) 6
U.S. Global Inv World Gold (UNWPX) 57
UAM Acadian Emerging Markets (AEMGX) 38
UAM Analytic Defens Eq Instl (ANDEX) 58
UAM C&B Balanced Inst (CBBAX) 3
UAM C&B Equity Inst (CBEQX) 38
UAM Chicago Asset Val/Cont (CAMEX) 60
UAM DSI Disc Value Instl (DSIDX) 23
UAM FPA Crescent Instl (FPACX) 45
UAM McKee Domestic Equity (MKDEX) 36
UAM MJI Intl Equity Instl (MJIEX) 37
UAM Sterling Bal Instl (SPBPX) 47
UAM Sterling Partners Eq Is (STEQX) 24
UAM TS&W Equity (TSWEX) 76
UMB Scout Regional (UMBHX) 30
Van Eck Global Hard Assets A (GHAAX) 18
Van Eck Global Hard Assets C (GHACX) 3
Van Eck Natl Resources A (GRFRX) 30
Van Kampen Asian Growth A (MSAAX) 77
Van Kampen Asian Growth C (MSCAX) 39
Victory Small Company Oppty G (GOGFX) 94
Volumetric (VOLMX) 19
Vontobel U.S. Value (VUSVX) 52
Wachovia Emerging Markets A (BTEMX) 21
Warburg Pincus Balanced (WAPBX) 30
Wells Fargo LifePath 2010 A (STNRX) 89
Wells Fargo LifePath Opp A (STWRX) 45
Westcore Blue Chip (WTMVX) 51
Westcore Small-Cap Opport (WTSCX) 36
Wilshire Target Large Value Inv (DTLVX) 15
Wilshire Target Sm Value Inv (DTSVX) 15
Women's Equity (FEMMX) 12
Wright EquiFund-Mexico (WEMEX) 6
Wright EquiFund-Netherlands (WENLX) 5
Wright Selected Blue Chip Eq (WSBEX) 49
Yacktman (YACKX) 65