The following excerpts are taken from the FundAlarm discussion, "Deciding to Sell a Mutual Fund":
| The table below lists all of this month's 3-ALARM funds, in alphabetical order. (By definition, a 3-ALARM fund has underperformed its respective benchmark for the past 12 months, three years, and five years.) The second column indicates each fund's risk rating, as assigned by FundAlarm. The following excerpts are taken from the FundAlarm discussion, "Deciding to Sell a Mutual Fund": |
| 3-ALARM Fund | Risk -2, -1, +1, +2 Best --> Worst |
|---|---|
| Activa Value A (AMWYX) | +1 |
| Adams Harkness Small Cap Growth (ASCGX) | +1 |
| Al Frank Dividend Value Inv (VALDX) | +1 |
| Al Frank Inv (VALUX) | +2 |
| Alger Balanced A (ALBAX) | +1 |
| Alger Balanced C (ALBCX) | +1 |
| Alger Large Cap Growth A (ALGAX) | +1 |
| Alger Large Cap Growth B (AFGPX) | +1 |
| Alger Large Cap Growth Instl I (ALGRX) | +2 |
| Alger Mid Cap Growth A (AMGAX) | +2 |
| Alger Mid Cap Growth B (AMCGX) | +2 |
| Alger Mid Cap Growth C (AMGCX) | +2 |
| Alger Mid Cap Growth Instl I (ALMRX) | +2 |
| Alger Small Cap Growth B (ALSCX) | +2 |
| Alger Small Cap Growth C (AGSCX) | +2 |
| AllianceBernstein Bal Wealth Strat B (ABWBX) | +2 |
| AllianceBernstein Bal Wealth Strat C (ABWCX) | +2 |
| AllianceBernstein Balanced A (CABNX) | +2 |
| AllianceBernstein Balanced B (CABBX) | +2 |
| AllianceBernstein Balanced C (CBACX) | +2 |
| AllianceBernstein Core Opportunities A (ADGAX) | +1 |
| AllianceBernstein Core Opportunities B (ADGBX) | +1 |
| AllianceBernstein Global Real Estate Investment A (AREAX) | NA |
| AllianceBernstein Global Real Estate Investment Adv (ARSYX) | NA |
| AllianceBernstein Global Real Estate Investment B (AREBX) | NA |
| AllianceBernstein Global Real Estate Investment C (ARECX) | NA |
| AllianceBernstein Global Real Estate Investment II (ARIIX) | NA |
| AllianceBernstein Growth & Income A (CABDX) | +2 |
| AllianceBernstein Growth & Income Adv (CBBYX) | +2 |
| AllianceBernstein Growth & Income B (CBBDX) | +2 |
| AllianceBernstein Growth & Income C (CBBCX) | +2 |
| AllianceBernstein Growth A (AGRFX) | +1 |
| AllianceBernstein Growth B (AGBBX) | +1 |
| AllianceBernstein Growth C (AGRCX) | +1 |
| AllianceBernstein International Value A (ABIAX) | +2 |
| AllianceBernstein International Value Adv (ABIYX) | +2 |
| AllianceBernstein International Value C (ABICX) | +2 |
| AllianceBernstein International Value I (AIVIX) | +2 |
| AllianceBernstein International Value K (AIVKX) | +2 |
| AllianceBernstein Small Cap Growth A (QUASX) | +2 |
| AllianceBernstein Small Cap Growth B (QUABX) | +2 |
| AllianceBernstein Small Cap Growth C (QUACX) | +2 |
| AllianceBernstein Tax Managed Bal Wealth St A (AGIAX) | -1 |
| AllianceBernstein Utility Income B (AUIBX) | NA |
| AllianceBernstein Utility Income C (AUICX) | NA |
| AllianceBernstein Value C (ABVCX) | +2 |
| AllianceBernstein Wealth Apprec Strat A (AWAAX) | +2 |
| Allianz CCM Capital Apprec A (PCFAX) | +1 |
| Allianz CCM Capital Apprec Admin (PICAX) | +1 |
| Allianz CCM Capital Apprec B (PFCBX) | +2 |
| Allianz CCM Capital Apprec C (PFCCX) | +2 |
| Allianz CCM Capital Apprec Instl (PAPIX) | +1 |
| Allianz CCM Emerg Co Instl (PMCIX) | +1 |
| Allianz CCM Mid Cap A (PFMAX) | +2 |
| Allianz CCM Mid Cap Admin (PMCGX) | +2 |
| Allianz CCM Mid Cap C (PFMCX) | +2 |
| Allianz CCM Mid Cap Instl (PMGIX) | +2 |
| Allianz NFJ Dividend Value A (PNEAX) | +2 |
| Allianz NFJ Dividend Value B (PNEBX) | +2 |
| Allianz NFJ Dividend Value C (PNECX) | +2 |
| Allianz NFJ Dividend Value D (PEIDX) | +2 |
| Allianz NFJ Dividend Value Instl (NFJEX) | +2 |
| Allianz NFJ Large Cap Value A (PNBAX) | +2 |
| Allianz NFJ Large Cap Value Instl (ANVIX) | +2 |
| Allianz NFJ Renaissance A (PQNAX) | +1 |
| Allianz NFJ Renaissance Admin (PRAAX) | +1 |
| Allianz NFJ Renaissance B (PQNBX) | +1 |
| Allianz NFJ Renaissance C (PQNCX) | +1 |
| Allianz NFJ Renaissance D (PREDX) | +1 |
| Allianz NFJ Renaissance Instl (PRNIX) | +1 |
| Allianz OCC Target A (PTAAX) | +2 |
| Allianz OCC Target C (PTACX) | +2 |
| Alpine Cyclical Advantage Property (EUEYX) | NA |
| Alpine Dynamic Dividend (ADVDX) | +2 |
| Alpine Intl Real Estate (EGLRX) | NA |
| American Beacon S&P 500 Index Inv (AAFPX) | +1 |
| American Beacon Small Cap Value R (ASCVX) | +1 |
| American Beacon Small CapVal Inv (AVPAX) | +1 |
| American Century Balanced Inv (TWBIX) | -1 |
| American Century Capital Value Inv (ACTIX) | +2 |
| American Century Equity Growth A (BEQAX) | +1 |
| American Century Equity Growth Inv (BEQGX) | +1 |
| American Century Equity Index Instl (ACQIX) | +1 |
| American Century Equity Index Inv (ACIVX) | +1 |
| American Century Inc & Growth A (AMADX) | +1 |
| American Century Inc & Growth C (ACGCX) | +2 |
| American Century Inc & Growth Instl (AMGIX) | +1 |
| American Century Inc & Growth Inv (BIGRX) | +1 |
| American Century Intl Val A (MEQAX) | +1 |
| American Century Large Co Value A (ALPAX) | +2 |
| American Century Large Co Value Inv (ALVIX) | +2 |
| American Century New Opps Investor (TWNOX) | +2 |
| American Century Small Co A (ASQAX) | +2 |
| American Century Small Co Inst (ASCQX) | +2 |
| American Century Small Co Inv (ASQIX) | +2 |
| American Century Str Alloc:Mod C (ASTCX) | +1 |
| American Century Veedot Inv (AMVIX) | +2 |
| American Century Vista A (TWVAX) | +2 |
| American Century Vista Inv (TWCVX) | +2 |
| American Funds American Balanced B (BALBX) | +1 |
| American Funds American Balanced C (BALCX) | +1 |
| American Funds American Balanced R2 (RLBBX) | +1 |
| American Funds American Balanced R3 (RLBCX) | +1 |
| American Funds Inv Company of America 529C (CICCX) | -1 |
| American Funds Inv Company of America R2 (RICBX) | -1 |
| American Funds Washington 529B (CWMBX) | -1 |
| American Funds Washington B (WSHBX) | -1 |
| American Funds Washington C (WSHCX) | -1 |
| American Funds Washington R3 (RWMCX) | -1 |
| American Independence Intl Equity I (IMSSX) | -1 |
| Ameristock (AMSTX) | -1 |
| API Efficient Frontier Value A (ADVAX) | +2 |
| Aquila Rocky Mountain A (ROCAX) | +2 |
| Aquila Rocky Mountain Y (ROCYX) | +2 |
| Artisan Small Cap Inv (ARTSX) | +2 |
| AssetMark Intl Equity (AFIEX) | +2 |
| AssetMark Small/Mid Cap Growth (AFSGX) | +2 |
| AssetMark Small/Mid Cap Value (AFSVX) | +2 |
| Baron Asset Retail (BARAX) | +1 |
| Baron Fifth Avenue Growth Retail (BFTHX) | +1 |
| Baron Growth Instl (BGRIX) | -1 |
| Baron Growth Retail (BGRFX) | -1 |
| Baron Small Cap Retail (BSCFX) | +1 |
| Barrett Opportunity (SAOPX) | +2 |
| BB&T International Equity I (BBTIX) | +1 |
| BB&T Select Equity I (BBISX) | +2 |
| Bernstein Tax-Managed Intl (SNIVX) | +2 |
| BlackRock Asset Allocation Inv B (CBIBX) | +1 |
| BlackRock Balanced Cap A (MDCPX) | +2 |
| BlackRock Balanced Cap B (MBCPX) | +2 |
| BlackRock Balanced Cap C (MCCPX) | +2 |
| BlackRock Balanced Cap I (MACPX) | +1 |
| BlackRock Basic Value B (MBBAX) | +1 |
| BlackRock Basic Value C (MCBAX) | +1 |
| BlackRock EuroFund A (MDEFX) | +2 |
| BlackRock EuroFund B (MBEFX) | +2 |
| BlackRock EuroFund C (MCEFX) | +2 |
| BlackRock EuroFund I (MAEFX) | +2 |
| BlackRock Focus Value A (MDPNX) | +2 |
| BlackRock Focus Value B (MBPNX) | +2 |
| BlackRock Global Fin Svcs A (MDFNX) | NA |
| BlackRock Global Fin Svcs B (MBFNX) | NA |
| BlackRock Global Fin Svcs C (MCFNX) | NA |
| BlackRock Global Fin Svcs I (MAFNX) | NA |
| BlackRock Healthcare Inv B (MBHCX) | NA |
| BlackRock Healthcare Inv C (MCHCX) | NA |
| BlackRock Index Equity Inv A (CIEAX) | +1 |
| BlackRock Index Equity Inv B (CIEBX) | +1 |
| BlackRock Index Equity Inv C (CIECX) | +1 |
| BlackRock Index Equity Svc (PNESX) | +1 |
| BlackRock Intl Index A (MDIIX) | +1 |
| BlackRock Intl Index I (MAIIX) | +1 |
| BlackRock Intl Value I (MAIVX) | +1 |
| BlackRock Intl Value Inv B (MBIVX) | +1 |
| BlackRock Intl Value Inv C (MCIVX) | +1 |
| BlackRock Large Cap Core I (MALRX) | +1 |
| BlackRock Large Cap Core Inv A (MDLRX) | +1 |
| BlackRock Large Cap Core Inv B (MBLRX) | +2 |
| BlackRock Large Cap Core Inv C (MCLRX) | +2 |
| BlackRock Large Cap Growth B (MBLHX) | +1 |
| BlackRock Large Cap Growth C (MCLHX) | +1 |
| BlackRock Large Cap Val A (MDLVX) | +2 |
| BlackRock Large Cap Val B (MBLVX) | +2 |
| BlackRock Large Cap Val C (MCLVX) | +2 |
| BlackRock Large Cap Val I (MALVX) | +2 |
| BlackRock LifePath 2020 Institutional (STLCX) | +1 |
| BlackRock LifePath 2030 Institutional (STLDX) | +2 |
| BlackRock LifePath 2040 Institutional (STLEX) | +2 |
| BlackRock Mid Cap Growth Equity Inv A (BMGAX) | +2 |
| BlackRock Mid Cap Growth Equity Inv B (BMGBX) | +2 |
| BlackRock Mid Cap Growth Equity Svc (CMGSX) | +2 |
| BlackRock Mid Cap Value Equity Instl (CMVIX) | +1 |
| BlackRock Mid Cap Value Equity Inv A (BMCAX) | +1 |
| BlackRock Mid Cap Value Opptys B (MBRFX) | +1 |
| BlackRock Mid Cap Value Opptys C (MCRFX) | +1 |
| BlackRock Mid Cap Value Svc (CMVSX) | +1 |
| BlackRock S&P 500 Index A (MDSRX) | +1 |
| BlackRock S&P 500 Index I (MASRX) | +1 |
| BlackRock Sm Cap Index A (MDSKX) | +1 |
| BlackRock Small Cap Growth Equity Inv B (CSGBX) | +1 |
| BlackRock Small/Mid Growth Inst (SSEGX) | +2 |
| BlackRock Small/Mid Growth Inv A (SCGAX) | +2 |
| BlackRock Small/Mid Growth Inv C (SGCDX) | +2 |
| BlackRock Sml Cap Growth C (MCSWX) | +1 |
| BlackRock Utils & Tele A (MDGUX) | NA |
| BlackRock Utils & Tele B1 (MBGUX) | NA |
| BlackRock Utils & Tele C1 (MCGUX) | NA |
| BlackRock Value Opptys A (MDSPX) | +2 |
| BlackRock Value Opptys B (MBSPX) | +2 |
| BlackRock Value Opptys C (MCSPX) | +2 |
| BlackRock Value Opptys I (MASPX) | +2 |
| BNY Mellon International M (MPITX) | -1 |
| BNY Mellon Mid Cap Stock M (MPMCX) | +1 |
| BNY Mellon Small Cap Stock M (MPSSX) | +1 |
| Bogle Small Cap Growth Inv (BOGLX) | +2 |
| Brandes Instl International Equity (BIIEX) | -1 |
| Brandywine (BRWIX) | +2 |
| Brandywine Blue (BLUEX) | +2 |
| Bridgeway Aggressive Inv 1 (BRAGX) | +2 |
| Bridgeway Aggressive Inv 2 (BRAIX) | +2 |
| Bridgeway Large Cap Growth (BRLGX) | +1 |
| Bridgeway Managed Volatility (BRBPX) | -1 |
| Bridgeway Micro-Cap Limited (BRMCX) | +2 |
| Bridgeway Small Cap Growth (BRSGX) | +2 |
| Bridgeway Small Cap Value (BRSVX) | +2 |
| Bridgeway Ultra-Small Co (BRUSX) | +2 |
| Bridgeway Ultra-Small Co. Market (BRSIX) | +2 |
| Brown Advisory Small Cap Growth I (BIASX) | +1 |
| Buffalo Micro Cap (BUFOX) | +2 |
| Buffalo Small Cap (BUFSX) | -1 |
| California Investment S&P Mid Cap Idx (SPMIX) | +1 |
| California Investment S&P Sm Cap Index (SMCIX) | -1 |
| Calvert Large Cap Growth A (CLGAX) | +2 |
| Calvert Large Cap Growth B (CLGBX) | +2 |
| Calvert Large Cap Growth C (CLGCX) | +2 |
| Calvert Large Cap Growth I (CLCIX) | +2 |
| Calvert New Vision Small Cap A (CNVAX) | +1 |
| Calvert Social Investment Bal A (CSIFX) | +1 |
| Calvert Social Investment Bal B (CSLBX) | +1 |
| Calvert World Values Intl Eq A (CWVGX) | +2 |
| Calvert World Values Intl Eq C (CWVCX) | +2 |
| Century Small Cap Select Instl (CSMCX) | -1 |
| Century Small Cap Select Inv (CSMVX) | -1 |
| Chesapeake Core Growth (CHCGX) | +2 |
| CM Advisers (CMAFX) | +1 |
| Cohen & Steers Global Realty I (CSSPX) | NA |
| Columbia Acorn B (LACBX) | +1 |
| Columbia Acorn C (LIACX) | +1 |
| Columbia Acorn USA A (LAUAX) | +1 |
| Columbia Acorn USA Z (AUSAX) | +1 |
| Columbia Asset Alloc T (GAAAX) | +1 |
| Columbia Global Value C (NCGLX) | +2 |
| Columbia International Stock A (CISAX) | +2 |
| Columbia International Stock Z (CMISX) | +2 |
| Columbia Intl Value C (NVICX) | -1 |
| Columbia Large Cap Index Z (NINDX) | +1 |
| Columbia Large Cap Value A (NVLEX) | +1 |
| Columbia Large Cap Value B (NVLNX) | +1 |
| Columbia Large Cap Value Z (NVLUX) | +1 |
| Columbia Liberty A (COLFX) | +1 |
| Columbia Liberty B (CCFBX) | +1 |
| Columbia Marsico Growth B (NGIBX) | +1 |
| Columbia Marsico Growth C (NMICX) | +1 |
| Columbia Mid Cap Core Z (UMVEX) | +2 |
| Columbia Mid Cap Value A (CMUAX) | +2 |
| Columbia Mid Cap Value B (CMUBX) | +2 |
| Columbia Mid Cap Value R (CMVRX) | +2 |
| Columbia Mid Cap Value Z (NAMAX) | +2 |
| Columbia Multi-Advisor Intl Equity A (NIIAX) | +1 |
| Columbia Multi-Advisor Intl Equity B (NIENX) | +2 |
| Columbia Multi-Advisor Intl Equity C (NITRX) | +2 |
| Columbia Multi-Advisor Intl Equity Z (NIEQX) | +1 |
| Columbia Select Small Cap Z (UMLCX) | +2 |
| Columbia Small Cap Growth II A (NSCGX) | +1 |
| Columbia Small Cap Growth II C (NCPCX) | +2 |
| Columbia Small Cap Index A (NMSAX) | -1 |
| Columbia Small Cap Index Z (NMSCX) | -1 |
| Columbia Small Cap Value I B (CSSBX) | -1 |
| Columbia Small Cap Value II Z (NSVAX) | +1 |
| Commerce MidCap Growth (CFAGX) | -1 |
| Commonwealth Japan (CNJFX) | -2 |
| Comstock Capital Value B (DCVBX) | +2 |
| Concorde Value (CONVX) | +2 |
| Copley (COPLX) | -1 |
| CornerCap Balanced (CBLFX) | +1 |
| CornerCap Small Cap Value (CSCVX) | +2 |
| Credit Suisse Large Cap Value A (WFGIX) | +1 |
| Credit Suisse Large Cap Value Adv (CSLVX) | +1 |
| Credit Suisse Large Cap Value B (WGIBX) | +1 |
| Credit Suisse Mid Cap Core Adv (WEGTX) | +1 |
| Credit Suisse Mid Cap Core Comm (CUEGX) | +1 |
| Credit Suisse Small Cap Core I A (WFAGX) | +1 |
| Credit Suisse Small Cap Core I Comm (CSWCX) | +1 |
| CRM Small Cap Value Instl (CRISX) | -1 |
| CRM Small Cap Value Inv (CRMSX) | -1 |
| Davis NY Venture A (NYVTX) | +1 |
| Davis NY Venture B (NYVBX) | +2 |
| Davis NY Venture C (NYVCX) | +2 |
| Davis Opportunity A (RPEAX) | +2 |
| Delaware Large Cap Value A (DELDX) | +1 |
| Delaware Large Cap Value B (DEIBX) | +1 |
| Delaware Large Cap Value Inst (DEDIX) | +1 |
| Delaware Optimum Intl C (OCIEX) | +1 |
| Delaware Optimum Large Cap Value C (OCLVX) | +1 |
| Delaware Optimum Sm-Mid Cap Value C (OCSVX) | +2 |
| Delaware Pooled Large-Cap Value Equity (DPDEX) | -1 |
| DFA US Micro Cap I (DFSCX) | +1 |
| DFA US Small Cap I (DFSTX) | +1 |
| Diamond Hill Long-Short A (DIAMX) | +1 |
| Dodge & Cox Stock (DODGX) | +2 |
| Dreyfus Active MicCap A (DNLDX) | +2 |
| Dreyfus Alpha Growth A (DPWAX) | +1 |
| Dreyfus Alpha Growth B (BSFBX) | +1 |
| Dreyfus Alpha Growth C (BSFCX) | +1 |
| Dreyfus Alpha Growth I (DPARX) | +1 |
| Dreyfus Balanced Oppty A (DBOAX) | +1 |
| Dreyfus Balanced Oppty B (DBOBX) | +1 |
| Dreyfus Balanced Oppty J (THPBX) | +1 |
| Dreyfus Core Value A (DCVIX) | +1 |
| Dreyfus Emerging Leaders (DRELX) | +2 |
| Dreyfus Intl Eq A (DIEAX) | +2 |
| Dreyfus LifeTime Growth & Inc Iv (DGIIX) | +1 |
| Dreyfus LifeTime Growth & Inc R (DGIRX) | +1 |
| Dreyfus S&P 500 Index (PEOPX) | +1 |
| Dreyfus S&P Stars B (BSPBX) | +2 |
| Dreyfus S&P Stars C (BSPCX) | +2 |
| Dreyfus S&P Stars Opp A (DPOAX) | +1 |
| Dreyfus S&P Stars Opp C (BSOCX) | +1 |
| Dreyfus Small Cap A (DSVAX) | +2 |
| Dreyfus Small Cap B (DSVBX) | +2 |
| Dreyfus Small Cap I (DSVRX) | +2 |
| Dreyfus Small Cap Stock Index (DISSX) | -1 |
| Dreyfus Struct Midcap A (DPSAX) | +1 |
| Dreyfus/The Boston Co Small Cap Tax-Sensitive Eq I (SDCEX) | -1 |
| DWS Balanced A (KTRAX) | +1 |
| DWS Balanced B (KTRBX) | +1 |
| DWS Blue Chip B (KBCBX) | +1 |
| DWS Equity 500 Index S (BTIEX) | +1 |
| DWS Gold & Precious Metals A (SGDAX) | NA |
| DWS Gold & Precious Metals B (SGDBX) | NA |
| DWS Gold & Precious Metals C (SGDCX) | NA |
| DWS Gold & Precious Metals S (SCGDX) | NA |
| DWS Health Care B (SUHBX) | NA |
| DWS Health Care C (SUHCX) | NA |
| DWS Intl A (SUIAX) | +2 |
| DWS Intl S (SCINX) | +2 |
| DWS LifeCompass 2015 A (SPDAX) | +2 |
| DWS LifeCompass 2015 S (SPBAX) | +2 |
| DWS LifeCompass 2020 A (SUPAX) | +2 |
| DWS LifeCompass 2020 S (SPGRX) | +2 |
| DWS LifeCompass Retirement A (SUCAX) | -1 |
| DWS Lifecycle Long Range Instl (BTAMX) | +2 |
| DWS Lifecycle Long Range S (BTILX) | +2 |
| DWS Mid Cap Growth A (SMCAX) | +2 |
| DWS Mid Cap Growth B (SMCBX) | +2 |
| DWS Mid Cap Growth C (SMCCX) | +2 |
| DWS Mid Cap Growth S (SMCSX) | +2 |
| DWS S&P 500 Index S (SCPIX) | +1 |
| DWS Small Cap Core S (SSLCX) | +2 |
| DWS Small Cap Growth A (SSDAX) | +2 |
| DWS Strategic Value A (KDHAX) | +2 |
| DWS Strategic Value B (KDHBX) | +2 |
| DWS Strategic Value C (KDHCX) | +2 |
| DWS Strategic Value S (KDHSX) | +2 |
| DWS Technology A (KTCAX) | NA |
| DWS Technology B (KTCBX) | NA |
| DWS Technology C (KTCCX) | NA |
| DWS Technology S (KTCSX) | NA |
| Eagle International Equity A (HEIAX) | +1 |
| Eagle International Equity C (HEICX) | +2 |
| Eagle Large Cap Core A (HTCAX) | +1 |
| Eagle Mid Cap Stock A (HMCAX) | -1 |
| Eagle Mid Cap Stock C (HMCCX) | -1 |
| Eaton Vance Global Growth A (ETIAX) | +2 |
| Eaton Vance Global Growth B (EMIAX) | +2 |
| Eaton Vance Large-Cap Value B (EMSTX) | +1 |
| Eaton Vance Large-Cap Value C (ECSTX) | +1 |
| Eaton Vance Tax-Managed Growth 1.1 B (EMTGX) | -1 |
| Eaton Vance Tax-Managed Growth 1.1 C (ECTGX) | -1 |
| Eaton Vance Tax-Managed Growth 1.2 B (EYTGX) | -1 |
| Eaton Vance Tax-Managed Growth 1.2 C (EZTGX) | -1 |
| Eaton Vance Tax-Managed Intl Equity B (EMIGX) | +2 |
| Eaton Vance Tax-Managed Value B (EBTVX) | +1 |
| Eaton Vance Tax-Managed Value C (ECTVX) | +1 |
| Electric City Value (ECVFX) | +2 |
| Elfun Diversified (ELDFX) | +2 |
| Elite Growth & Income (ELGIX) | +2 |
| Empiric Core Equity A (EMCAX) | -1 |
| EquiTrust Blue Chip B (FBBLX) | -2 |
| Essex Sm/Micro Cap Growth A (MBRSX) | +2 |
| FAM Equity-Income Inv (FAMEX) | -1 |
| FAM Value Inv (FAMVX) | -2 |
| FBP Value (FBPEX) | +2 |
| FBR Pegasus Small Cap Growth Investor (FBRCX) | +1 |
| FBR Technology Investor (FBRTX) | NA |
| Federated Capital Apprec B (CPABX) | -2 |
| Federated Capital Apprec C (CPACX) | -2 |
| Federated Kaufmann B (KAUBX) | +1 |
| Federated Kaufmann C (KAUCX) | +1 |
| Federated Kaufmann K (KAUFX) | +1 |
| Federated Kaufmann Small Cap A (FKASX) | +1 |
| Federated Kaufmann Small Cap B (FKBSX) | +1 |
| Federated Max-Cap Index Instl (FISPX) | +1 |
| Federated Max-Cap Index Instl Svc (FMXSX) | +1 |
| Federated MDT Stock Instl Svc (FSTKX) | -1 |
| Federated Mid Cap Growth Strat A (FGSAX) | +2 |
| Federated Mid Cap Growth Strat B (FGSBX) | +2 |
| Federated Mid Cap Growth Strat C (FGSCX) | +2 |
| Federated Muni and Stock Advantage A (FMUAX) | -1 |
| Federated Stock & Bond A (FSTBX) | +1 |
| Fidelity Adv Balanced B (FAISX) | +2 |
| Fidelity Adv Balanced C (FABCX) | +2 |
| Fidelity Adv Div Intl B (FDIBX) | +1 |
| Fidelity Adv Div Intl C (FADCX) | +1 |
| Fidelity Adv Electronics A (FELAX) | NA |
| Fidelity Adv Electronics B (FELBX) | NA |
| Fidelity Adv Electronics C (FELCX) | NA |
| Fidelity Adv Electronics I (FELIX) | NA |
| Fidelity Adv Electronics T (FELTX) | NA |
| Fidelity Adv Energy A (FANAX) | NA |
| Fidelity Adv Energy B (FANRX) | NA |
| Fidelity Adv Energy C (FNRCX) | NA |
| Fidelity Adv Energy Ins (FANIX) | NA |
| Fidelity Adv Energy T (FAGNX) | NA |
| Fidelity Adv Equity Growth B (EPGBX) | +2 |
| Fidelity Adv Equity Growth C (EPGCX) | +2 |
| Fidelity Adv Equity Inc A (FEIAX) | +2 |
| Fidelity Adv Equity Inc B (FEIBX) | +2 |
| Fidelity Adv Equity Inc Instl (EQPIX) | +2 |
| Fidelity Adv Equity Inc T (FEIRX) | +2 |
| Fidelity Adv Equity Value B (FAVBX) | +2 |
| Fidelity Adv Financial A (FAFDX) | NA |
| Fidelity Adv Financial B (FAFBX) | NA |
| Fidelity Adv Financial C (FAFCX) | NA |
| Fidelity Adv Financial Instl (FFSIX) | NA |
| Fidelity Adv Financial T (FAFSX) | NA |
| Fidelity Adv Freedom 2005 T (FFTVX) | +1 |
| Fidelity Adv Freedom 2010 T (FCFTX) | +1 |
| Fidelity Adv Freedom 2015 A (FFVAX) | +1 |
| Fidelity Adv Freedom 2015 B (FFVBX) | +1 |
| Fidelity Adv Freedom 2015 T (FFVTX) | +1 |
| Fidelity Adv Freedom 2020 C (FDCFX) | +2 |
| Fidelity Adv Growth & Inc A (FGIRX) | +1 |
| Fidelity Adv Growth & Inc B (FGISX) | +2 |
| Fidelity Adv Growth & Inc T (FGITX) | +1 |
| Fidelity Adv Japan C (FAJCX) | +1 |
| Fidelity Adv Leveraged Co Stock A (FLSAX) | +2 |
| Fidelity Adv Leveraged Co Stock B (FLCBX) | +2 |
| Fidelity Adv Leveraged Co Stock I (FLVIX) | +2 |
| Fidelity Adv Leveraged Co Stock T (FLSTX) | +2 |
| Fidelity Adv Value A (FAVFX) | +2 |
| Fidelity Adv Value Leaders A (FVLAX) | +2 |
| Fidelity Advisor Freedom 2005 A (FFAVX) | +1 |
| Fidelity Advisor Freedom 2010 A (FACFX) | +1 |
| Fidelity Aggressive Growth (FDEGX) | +2 |
| Fidelity Blue Chip Value (FBCVX) | +2 |
| Fidelity Disciplined Equity (FDEQX) | +1 |
| Fidelity Equity-Income II (FEQTX) | +2 |
| Fidelity Europe Capital Appr (FECAX) | +1 |
| Fidelity Fifty (FFTYX) | +2 |
| Fidelity Freedom 2005 (FFFVX) | -1 |
| Fidelity Growth & Income (FGRIX) | +2 |
| Fidelity International Real Estate (FIREX) | NA |
| Fidelity Japan (FJPNX) | +1 |
| Fidelity Japan Small Co (FJSCX) | +1 |
| Fidelity Large Cap Growth (FSLGX) | +1 |
| Fidelity Large Cap Value (FSLVX) | +2 |
| Fidelity Leveraged Co Stock (FLVCX) | +2 |
| Fidelity Magellan (FMAGX) | +2 |
| Fidelity Overseas (FOSFX) | +2 |
| Fidelity Select Construction & Housing (FSHOX) | +2 |
| Fidelity Select Electronics (FSELX) | NA |
| Fidelity Select Energy (FSENX) | NA |
| Fidelity Select Environment and Alternative Energy (FSLEX) | -1 |
| Fidelity Select Financial Servcces (FIDSX) | NA |
| Fidelity Select Natural Gas (FSNGX) | NA |
| Fidelity Small Cap Independence (FDSCX) | +2 |
| Fidelity Spartan Ext Mkt Index Inv (FSEMX) | +1 |
| Fidelity Tax Managed Stock (FTXMX) | +2 |
| Fidelity Value (FDVLX) | +2 |
| Fifth Third All Cap Value Inv A (MXLAX) | +2 |
| Fifth Third Disc Large Value A (FSSIX) | +2 |
| Fifth Third Disc Large Value Inv (FEINX) | +2 |
| Fifth Third Equity Index Tr (KNITX) | +1 |
| Fifth Third Intl Equity A (FSIEX) | +1 |
| Fifth Third Intl Equity Instl (FIEIX) | +1 |
| Fifth Third LifeModel Aggr Inst (LASIX) | +1 |
| Fifth Third LifeModel Moderate A (LMDAX) | +1 |
| Fifth Third Mid Cap Growth A (FSMCX) | +2 |
| Fifth Third Mid Cap Growth Inst (FMCIX) | +2 |
| Fifth Third Small Cap Growth Instl (KNEEX) | +2 |
| Fifth Third Structured Large Cap Plus A (KNVIX) | +2 |
| Fifth Third Structured Large Cap Plus I (KNVEX) | +2 |
| First American Equity Index A (FAEIX) | +1 |
| First American Equity Index B (FAEQX) | +1 |
| First American Equity Index Y (FEIIX) | +1 |
| First American Large Cap Value A (FASKX) | +1 |
| First American Large Cap Value Y (FSKIX) | +1 |
| First American Mid Cap Growth Opptys A (FRSLX) | +1 |
| First American Mid Cap Growth Opptys Y (FISGX) | +1 |
| First American Mid Cap Select A (FATAX) | +1 |
| First American Mid Cap Select B (FITBX) | +1 |
| First American Mid Cap Select C (FTACX) | +1 |
| First American Mid Cap Select Y (FATCX) | -1 |
| First American Mid Cap Value A (FASEX) | +1 |
| First American Mid Cap Value B (FAESX) | +1 |
| First American Mid Cap Value C (FACSX) | +1 |
| First American Small Cap Index A (FMDAX) | +1 |
| First American Small Cap Select A (EMGRX) | +1 |
| First American Small Cap Select C (FHMCX) | +1 |
| First American Small Cap Select R (ASEIX) | +1 |
| First American Small Cap Select Y (ARSTX) | -1 |
| First American Small Cap Value A (FSCAX) | -1 |
| First American Small Cap Value Y (FSCCX) | -1 |
| First American Strat Growth Alloc A (FAGSX) | +2 |
| First Investors Blue Chip A (FIBCX) | -1 |
| First Investors Growth & Inc A (FGINX) | +1 |
| First Investors Opportunity A (FIUSX) | +1 |
| First Investors Value B (FIUBX) | -1 |
| Firsthand Technology Leaders (TLFQX) | NA |
| Firsthand Technology Value (TVFQX) | NA |
| Flex-funds Dynamic Growth (FLDGX) | +1 |
| Forward Agg Growth Alloc Instl (AAGRX) | +2 |
| Forward Growth & Inc Alloc A (AOIAX) | +2 |
| Forward Growth A (HSPGX) | +1 |
| Forward Growth Instl (FGROX) | +1 |
| Forward Large Cap Value Instl (AVAIX) | +2 |
| Forward Small Cap Equity Investor (FFSCX) | +1 |
| Forward Small to Mid Cap Instl (ASMCX) | +2 |
| Forward Small to Mid Cap Inv (ACSIX) | +2 |
| Fountainhead Special Value (KINGX) | +2 |
| Foxhall Global Trends (DOIGX) | +2 |
| FPA Capital (FPPTX) | +1 |
| FPA Paramount (FPRAX) | -1 |
| FPA Perennial (FPPFX) | -1 |
| Franklin Balance Sheet Investment A (FRBSX) | +2 |
| Franklin Mutual Recovery A (FMRAX) | +1 |
| Franklin Small Cap Growth B (FBSGX) | -1 |
| Franklin Small Cap Growth C (FCSGX) | -1 |
| Franklin Small Cap Value A (FRVLX) | +1 |
| Franklin Small Cap Value Adv (FVADX) | +1 |
| Franklin Small Cap Value B (FBVAX) | +1 |
| Franklin Small Cap Value C (FRVFX) | +1 |
| Franklin Small Cap Value R (FVFRX) | +1 |
| Franklin Small-Mid Cap Growth A (FRSGX) | +1 |
| Franklin Small-Mid Cap Growth Adv (FSGAX) | +1 |
| Franklin Small-Mid Cap Growth C (FRSIX) | +1 |
| Franklin Templeton Founding Allocation C (FFACX) | +2 |
| Gabelli Enterprise Mergers & Acquisitions C (EMACX) | -2 |
| GAMCO Growth AAA (GABGX) | +2 |
| GAMCO Mathers AAA (MATRX) | -2 |
| GAMCO Westwood Balanced A (WEBCX) | +1 |
| GAMCO Westwood Balanced AAA (WEBAX) | +1 |
| GAMCO Westwood Balanced I (WBBIX) | +1 |
| GAMCO Westwood Income AAA (WESRX) | -2 |
| Gateway A (GATEX) | -1 |
| GE Instl Small-Cap Equity Inv (GSVIX) | -1 |
| GE Small-Cap Equity A (GASCX) | -1 |
| GE Total Return A (GESIX) | +2 |
| Generation Wave Growth (GWGFX) | +1 |
| George Putnam of Boston A (PGEOX) | +2 |
| George Putnam of Boston B (PGEBX) | +2 |
| George Putnam of Boston M (PGEMX) | +2 |
| George Putnam of Boston Y (PGEYX) | +2 |
| GKM Growth (GKMGX) | +1 |
| Glenmede Sm Cap Eq Inst (GTSCX) | +1 |
| GMO Foreign III (GMOFX) | -1 |
| GMO International Core Eq III (GMIEX) | +1 |
| GMO International Intrinsic Value III (GMOIX) | +1 |
| Goldman Sachs Growth and Inc A (GSGRX) | +1 |
| Goldman Sachs Growth and Inc B (GSGBX) | +1 |
| Goldman Sachs Growth and Inc C (GSGCX) | +1 |
| Goldman Sachs Large Cap Value A (GSLAX) | +1 |
| Goldman Sachs Large Cap Value C (GSVCX) | +1 |
| Goldman Sachs Mid Cap Value C (GCMCX) | +1 |
| Goldman Sachs Structured Large Cap Growth A (GLCGX) | +1 |
| Goldman Sachs Structured Large Cap Growth B (GCLCX) | +2 |
| Goldman Sachs Structured Large Cap Growth C (GLCCX) | +2 |
| Goldman Sachs Structured Large Cap Value A (GCVAX) | +2 |
| Goldman Sachs Structured Large Cap Value C (GCVCX) | +2 |
| Goldman Sachs Structured Sm Cap Equity B (GCSBX) | +2 |
| Goldman Sachs Structured Tax Mgd Equity B (GCTBX) | +2 |
| Goldman Sachs Structured US Equity A (GSSQX) | +1 |
| Goldman Sachs Structured US Equity B (GSSBX) | +2 |
| Goldman Sachs Structured US Equity C (GSUSX) | +2 |
| Green Century Balanced (GCBLX) | +1 |
| Harbor Large Cap Value Instl (HAVLX) | -1 |
| Harbor Large Cap Value Inv (HILVX) | +1 |
| Harbor Small Cap Value Instl (HASCX) | +2 |
| Harbor Small Cap Value Inv (HISVX) | +2 |
| Hartford Advisers B (IHABX) | +2 |
| Hartford Advisers C (HAFCX) | +2 |
| Hartford Balanced Alloc A (HBAAX) | +1 |
| Hartford Disciplined Equity A (HAIAX) | -1 |
| Hartford Disciplined Equity B (HGIBX) | +1 |
| Hartford Equity Growth Allocation C (HAACX) | +2 |
| Hartford Mid Cap Value A (HMVAX) | +2 |
| Hartford Small Cap Growth A (HSLAX) | -1 |
| Hartford Small Cap Growth C (HSLCX) | +1 |
| Hartford Small Cap Growth L (FACAX) | -1 |
| Hartford Small Company A (IHSAX) | +1 |
| Hartford Small Company B (HSCBX) | +1 |
| Hartford Small Company C (HSMCX) | +1 |
| Hennessy Balanced (HBFBX) | +1 |
| Hennessy Cornerstone Growth (HFCGX) | +2 |
| Hennessy Cornerstone Growth II (HENLX) | +2 |
| HighMark Balanced Fid (HMBAX) | +1 |
| HighMark Balanced Ret A (HMBRX) | +1 |
| HighMark Cognitive Value M (HCLMX) | -1 |
| HighMark Large Cap Value Fid (HMIEX) | +1 |
| HighMark Large Cap Value Ret C (HIECX) | +1 |
| HighMark Value Momentum Fid (HMVMX) | +1 |
| Hillman Focused Advantage (HCMAX) | +2 |
| Hodges (HDPMX) | +2 |
| Holland Balanced (HOLBX) | -1 |
| Huntington Situs A (HSUAX) | +1 |
| Huntington Situs Instl (HSUTX) | +1 |
| Hussman Strategic Growth (HSGFX) | -2 |
| ICON Core Equity I (ICNIX) | +2 |
| ICON Financial (ICFSX) | NA |
| ICON Healthcare (ICHCX) | NA |
| ICON Information Technology (ICTEX) | NA |
| ICON Long Short I (IOLIX) | +2 |
| IMS Capital Value (IMSCX) | +1 |
| IMS Strategic Allocation (IMSAX) | -1 |
| ING Baron Sm Cap Grth I (IBGIX) | +1 |
| ING Global Opportunities A (IAFAX) | +1 |
| ING Index Plus Large Cap A (AELAX) | +1 |
| ING Index Plus Large Cap B (ATLBX) | +1 |
| ING Index Plus Large Cap I (AELIX) | +1 |
| ING Index Plus Large Cap O (IDLOX) | +1 |
| ING Index Plus Mid Cap A (AIMAX) | +1 |
| ING Index Plus Mid Cap B (APMBX) | +2 |
| ING Index Plus Mid Cap C (APMCX) | +2 |
| ING Index Plus Mid Cap I (AIMIX) | +1 |
| ING Index Plus Mid Cap O (IDMOX) | +1 |
| ING Index Plus Small Cap A (AISAX) | +1 |
| ING Index Plus Small Cap B (AISBX) | +2 |
| ING Index Plus Small Cap C (APSCX) | +2 |
| ING Index Plus Small Cap I (AISIX) | +1 |
| ING Index Plus Small Cap O (IDSOX) | +1 |
| ING Intl Value A (NIVAX) | +1 |
| ING Intl Value B (NIVBX) | +1 |
| ING Intl Value C (NIVCX) | +1 |
| ING Intl Value I (NIIVX) | -1 |
| ING Strategic Alloc Growth I (ASCEX) | +2 |
| ING Strategic Alloc Moderate I (ACROX) | +2 |
| INTECH Risk-Managed Growth C (JCGCX) | +1 |
| Invesco Basic Balanced A (BBLAX) | +2 |
| Invesco Basic Balanced Inv (BBLTX) | +2 |
| Invesco Basic Value A (GTVLX) | +2 |
| Invesco Basic Value B (GTVBX) | +2 |
| Invesco Basic Value C (GTVCX) | +2 |
| Invesco Capital Development A (ACDAX) | +2 |
| Invesco Capital Development B (ACDBX) | +2 |
| Invesco Capital Development Inv (ACDIX) | +2 |
| Invesco Constellation A (CSTGX) | +2 |
| Invesco Constellation B (CSTBX) | +2 |
| Invesco Constellation C (CSTCX) | +2 |
| Invesco Constellation I (CSITX) | +2 |
| Invesco Dividend Growth Secs A (DIVAX) | +1 |
| Invesco Dividend Growth Secs B (DIVBX) | +1 |
| Invesco Dividend Growth Secs Y (DIVDX) | +1 |
| Invesco Dynamics A (IDYAX) | +2 |
| Invesco Dynamics Inv (FIDYX) | +2 |
| Invesco Global Health Care A (GGHCX) | NA |
| Invesco Global Health Care B (GTHBX) | NA |
| Invesco Global Health Care C (GTHCX) | NA |
| Invesco Global Health Care Inv (GTHIX) | NA |
| Invesco Health Sciences B (HCRBX) | NA |
| Invesco Health Sciences C (HCRCX) | NA |
| Invesco Intl Core Equity C (IBVCX) | -1 |
| Invesco Large Cap Basic Value Inv (LCINX) | +2 |
| Invesco Moderately Conservative Alloc Y (CAAYX) | -1 |
| Invesco Multi-Sector A (IAMSX) | +2 |
| Invesco Multi-Sector C (ICMSX) | +2 |
| Invesco S&P 500 Index A (SPIAX) | +1 |
| Invesco S&P 500 Index B (SPIBX) | +1 |
| Invesco Select Equity A (AGWFX) | +2 |
| Invesco Select Equity B (AGWBX) | +2 |
| Invesco Select Equity C (AGWCX) | +2 |
| Invesco Small Cap Equity B (SMEBX) | -1 |
| Invesco Small Cap Growth A (GTSAX) | +1 |
| Invesco Small Cap Growth B (GTSBX) | +1 |
| Invesco Small Cap Growth C (GTSDX) | +1 |
| Invesco Small Cap Growth Inv (GTSIX) | +1 |
| Invesco Small-Mid Spec Value B (JBJBX) | +1 |
| Invesco Summit (SMMIX) | -1 |
| Invesco Technology A (ITYAX) | NA |
| Invesco Technology B (ITYBX) | NA |
| Invesco Technology C (ITHCX) | NA |
| Invesco Technology Instl (FTPIX) | NA |
| Invesco Technology Inv (FTCHX) | NA |
| Invesco Technology Sector A (IFOAX) | NA |
| Invesco Technology Sector B (IFOBX) | NA |
| Invesco Technology Sector C (IFOCX) | NA |
| Invesco Technology Sector Y (IFODX) | NA |
| Invesco Utilities A (IAUTX) | NA |
| Invesco Utilities Inv (FSTUX) | NA |
| Invesco Van Kampen Equity and Income C (ACERX) | +1 |
| Invesco Van Kampen Technology A (VTFAX) | NA |
| Invesco Van Kampen Technology B (VTFBX) | NA |
| Invesco Van Kampen Technology C (VTFCX) | NA |
| Invesco Van Kampen Utility A (VKUAX) | NA |
| Invesco Van Kampen Utility B (VKUBX) | NA |
| Invesco Van Kampen Utility C (VKUCX) | NA |
| IPO Plus Aftermarket (IPOSX) | +1 |
| Ivy Capital Appreciation A (WMEAX) | +2 |
| Ivy European Oppty A (IEOAX) | +2 |
| Ivy European Oppty B (IEOBX) | +2 |
| Ivy Global Natural Res A (IGNAX) | NA |
| Ivy Global Natural Res B (IGNBX) | NA |
| Ivy Global Natural Res C (IGNCX) | NA |
| James Market Neutral (JAMNX) | +1 |
| James Small Cap (JASCX) | -2 |
| Jamestown Balanced (JAMBX) | +1 |
| Janus Growth & Inc S (JADGX) | +2 |
| Janus Growth & Income T (JAGIX) | +2 |
| Janus Research Core S (JADEX) | +2 |
| Janus Venture T (JAVTX) | +2 |
| JHancock Small Cap Equity A (SPVAX) | +2 |
| JHancock Small Cap Equity B (SPVBX) | +2 |
| JHancock Small Cap Equity C (SPVCX) | +2 |
| JPMorgan Dynamic Small Cap Growth A (VSCOX) | +1 |
| JPMorgan Dynamic Small Cap Growth B (VSCBX) | +1 |
| JPMorgan Dynamic Small Cap Growth C (VSCCX) | +1 |
| JPMorgan Equity Index A (OGEAX) | +1 |
| JPMorgan Equity Index B (OGEIX) | +1 |
| JPMorgan Equity Index C (OEICX) | +1 |
| JPMorgan Intl Equity Index B (OGEBX) | +1 |
| JPMorgan Intrepid European A (VEUAX) | +2 |
| JPMorgan Intrepid European C (VEUCX) | +2 |
| JPMorgan Intrepid Mid Cap A (PECAX) | +1 |
| JPMorgan Intrepid Mid Cap B (ODMBX) | +2 |
| JPMorgan Intrepid Mid Cap C (ODMCX) | +1 |
| JPMorgan Intrepid Mid Cap Select (WOOPX) | +1 |
| JPMorgan Intrepid Value A (JIVAX) | +2 |
| JPMorgan Intrepid Value Select (JPIVX) | +1 |
| JPMorgan Inv Growth & Inc A (ONGIX) | +1 |
| JPMorgan Inv Growth & Inc B (ONEBX) | +1 |
| JPMorgan Inv Growth & Inc C (ONECX) | +1 |
| JPMorgan Large Cap Value A (OLVAX) | +2 |
| JPMorgan Large Cap Value B (OLVBX) | +2 |
| JPMorgan Large Cap Value Select (HLQVX) | +2 |
| JPMorgan Market Expansion Index A (OMEAX) | +1 |
| JPMorgan Market Expansion Index B (OMEBX) | +1 |
| JPMorgan Market Expansion Index Select (PGMIX) | +1 |
| JPMorgan Mid Cap Equity Select (VSNGX) | -1 |
| JPMorgan Mid Cap Growth A (OSGIX) | +1 |
| JPMorgan Mid Cap Growth B (OGOBX) | +1 |
| JPMorgan Mid Cap Growth Sel (HLGEX) | +1 |
| JPMorgan Mid Cap Value A (JAMCX) | -1 |
| JPMorgan Mid Cap Value C (JCMVX) | -1 |
| JPMorgan Small Cap Growth B (OGFBX) | +1 |
| JPMorgan Small Cap Growth C (OSGCX) | +1 |
| JPMorgan Small Cap Value B (PSOBX) | +1 |
| JPMorgan Value Opptys A (JVOAX) | +2 |
| JPMorgan Value Opptys B (JVOBX) | +2 |
| Kalmar Growth-with-Value Small Cap (KGSCX) | -2 |
| Keeley Small Cap Value (KSCVX) | +2 |
| Laudus Small Cap MarketMasters Inv (SWOSX) | +1 |
| Legg Mason Batterymarch International Equity C (LMGEX) | +2 |
| Legg Mason Batterymarch S&P 500 Index A (SBSPX) | +1 |
| Legg Mason Batterymarch US Small Cap Equity I (LMSIX) | +1 |
| Legg Mason Cap Mgmt Value C (LMVTX) | +2 |
| Legg Mason Cap Mgmt Value FI (LMVFX) | +2 |
| Legg Mason Cap Mgmt Value I (LMNVX) | +2 |
| Legg Mason ClearBridge Capital A (SCCAX) | +2 |
| Legg Mason ClearBridge Capital B (SPABX) | +2 |
| Legg Mason ClearBridge Capital C (SCCCX) | +2 |
| Legg Mason ClearBridge Capital I (SACPX) | +2 |
| Legg Mason ClearBridge Fundamental All Cap Value A (SHFVX) | +1 |
| Legg Mason ClearBridge Fundamental All Cap Value B (SFVBX) | +1 |
| Legg Mason ClearBridge Fundamental All Cap Value C (SFVCX) | +1 |
| Legg Mason ClearBridge Large Cap Value A (SINAX) | -1 |
| Legg Mason ClearBridge Large Cap Value C (SINOX) | -1 |
| Legg Mason ClearBridge Mid Cap Core A (SBMAX) | -1 |
| Legg Mason ClearBridge Mid Cap Core B (SBMDX) | -1 |
| Legg Mason ClearBridge Small Cap Growth A (SASMX) | +1 |
| Legg Mason ClearBridge Small Cap Growth B (SBSMX) | +1 |
| Legg Mason ClearBridge Small Cap Growth C (SCSMX) | +1 |
| Legg Mason ClearBridge Small Cap Value A (SBVAX) | +2 |
| Legg Mason ClearBridge Small Cap Value B (SBVBX) | +2 |
| Legg Mason Inv Counsel Social Awareness A (SSIAX) | +1 |
| Legg Mason Inv Counsel Social Awareness B (SESIX) | +1 |
| Legg Mason Lifestyle Allocation 70% B (SGRBX) | +2 |
| Legg Mason Lifestyle Allocation 85% B (SCHBX) | -1 |
| LKCM Aquinas Small Cap (AQBLX) | -1 |
| LKCM Small Cap Equity Ins (LKSCX) | +1 |
| Lord Abbett Affiliated A (LAFFX) | +2 |
| Lord Abbett Affiliated B (LAFBX) | +2 |
| Lord Abbett Affiliated C (LAFCX) | +2 |
| Lord Abbett Affiliated I (LAFYX) | +2 |
| Lord Abbett Balanced Strategy C (BFLAX) | +1 |
| Lord Abbett Intl Core Equity C (LICCX) | +1 |
| Lord Abbett Mid-Cap Value A (LAVLX) | +2 |
| Lord Abbett Mid-Cap Value B (LMCBX) | +2 |
| Lord Abbett Mid-Cap Value C (LMCCX) | +2 |
| Lord Abbett Mid-Cap Value I (LMCYX) | +2 |
| Lord Abbett Mid-Cap Value P (LMCPX) | +2 |
| Lord Abbett Small-Cap Blend A (LSBAX) | +1 |
| Lord Abbett Small-Cap Blend I (LSBYX) | +1 |
| Madison Mosaic Mid-Cap (GTSGX) | -1 |
| MainStay Balanced C (MBACX) | +1 |
| MainStay Common Stock B (MOPBX) | +2 |
| MainStay Epoch US All Cap I (MATIX) | +1 |
| MainStay Equity Index A (MCSEX) | +1 |
| MainStay Income Builder B (MKTRX) | +1 |
| MainStay S&P 500 Index A (MSXAX) | +1 |
| MainStay S&P 500 Index I (MSPIX) | +1 |
| MainStay US Small Cap A (MOPAX) | +2 |
| Mainstay US Small Cap I (MOPIX) | +2 |
| Managers AMG Chicago Eq Part Mid-Cap C (MKPCX) | +2 |
| Managers AMG Essex Large Cap Growth (MGCAX) | +1 |
| Managers Intl Equity (MGITX) | +2 |
| Managers Micro-Cap (MMCFX) | +1 |
| Managers Special Equity I (MSEIX) | +2 |
| Managers Special Equity Managers (MGSEX) | +2 |
| Manning & Napier Small Cap A (MNSMX) | +2 |
| Marketocracy Masters 100 (MOFQX) | +2 |
| Marshall Large-Cap Value Y (MREIX) | -1 |
| Marshall Mid-Cap Value Inv (MRVEX) | +1 |
| MassMutual Premier Capital Apprec S (MCASX) | +2 |
| MassMutual Premier Main St S (MMSSX) | +1 |
| MassMutual Premier Small Company Opp A (DLBMX) | +2 |
| MassMutual Premier Small Company Opp S (MSCDX) | +2 |
| MassMutual Premier Value S (MVEDX) | +2 |
| MassMutual Select Index Equity L (MMILX) | +1 |
| MassMutual Select Index Equity S (MMIEX) | +1 |
| MassMutual Select Indexed Equity A (MIEAX) | +1 |
| MassMutual Select Indexed Equity Y (MIEYX) | +1 |
| MassMutual Select Large Cap Value Y (MMLYX) | +2 |
| MassMutual Select Mid Cap Growth Equity S (MCGSX) | +2 |
| MassMutual Select Small Cap Growth Equity L (MSGLX) | -1 |
| Masters Select Smaller Companies (MSSFX) | +2 |
| Masters Select Value (MSVFX) | +2 |
| Matrix Advisors Value (MAVFX) | +2 |
| Matthews Japan (MJFOX) | -2 |
| MFS Mid Cap Growth A (OTCAX) | +2 |
| MFS Mid Cap Growth B (OTCBX) | +2 |
| MFS Mid Cap Growth C (OTCCX) | +2 |
| MFS Sector Rotational B (SRFBX) | +2 |
| MFS Sector Rotational C (SRFCX) | +2 |
| MFS Total Return 529A (EATRX) | +1 |
| MFS Total Return A (MSFRX) | +1 |
| MFS Total Return B (MTRBX) | +1 |
| MFS Total Return C (MTRCX) | +1 |
| MFS Total Return I (MTRIX) | +1 |
| MH Elite Small Cap Fund of Funds (MHELX) | +2 |
| Morgan Stanley Balanced A (BGRAX) | +1 |
| Morgan Stanley Balanced C (BGRCX) | +1 |
| Morgan Stanley Global Strategist B (SRTBX) | +1 |
| Morgan Stanley Instl Intl Sm Cap I (MSISX) | +1 |
| Morgan Stanley Instl Small Co Growth I (MSSGX) | -1 |
| Morgan Stanley Instl Small Co Growth P (MSSMX) | -1 |
| Morgan Stanley Special Growth A (SMPAX) | -1 |
| Morgan Stanley Special Growth B (SMPBX) | -1 |
| Morgan Stanley Special Growth I (SMPDX) | -1 |
| MTB Small-Cap Growth A (ARPAX) | +2 |
| MTB Small-Cap Growth Instl I (ARPEX) | +2 |
| Muhlenkamp (MUHLX) | +2 |
| Munder Asset Allocation Balanced K (MUBKX) | +2 |
| Munder Asset Allocation Balanced Y (MUBYX) | +2 |
| Munder Healthcare A (MFHAX) | NA |
| Munder Healthcare B (MFHBX) | NA |
| Munder Healthcare C (MFHCX) | NA |
| Munder Healthcare K (MFHKX) | NA |
| Munder Healthcare Y (MFHYX) | NA |
| Munder Index 500 A (MUXAX) | +1 |
| Munder Index 500 B (MUXBX) | +1 |
| Munder Index 500 K (MUXKX) | +1 |
| Munder Index 500 Y (MUXYX) | +1 |
| Munder Large Cap Value A (MUGAX) | -1 |
| Munder Micro-Cap Equity A (MMEAX) | +2 |
| Munder Micro-Cap Equity B (MMEBX) | +2 |
| Munder Micro-Cap Equity C (MMECX) | +2 |
| Munder Micro-Cap Equity K (MMEKX) | +2 |
| Munder Mid-Cap Core Growth A (MGOAX) | +1 |
| Munder Mid-Cap Core Growth B (MGROX) | +1 |
| Munder MidCap Core Growth C (MGOTX) | +1 |
| Munder Mid-Cap Core Growth Y (MGOYX) | +1 |
| Munder Small-Cap Value A (MNVAX) | +2 |
| Munder Small-Cap Value B (MCVBX) | +2 |
| Munder Small-Cap Value C (MCVCX) | +2 |
| Munder Small-Cap Value K (MCVKX) | +2 |
| Munder Small-Cap Value Y (MCVYX) | +2 |
| Mutual Beacon C (TEMEX) | +1 |
| Mutual Shares B (FMUBX) | -1 |
| Mutual Shares C (TEMTX) | -1 |
| Nationwide A (NWFAX) | +2 |
| Nationwide D (MUIFX) | +2 |
| Nationwide Inv Destinations Mod Svc (NSDMX) | +1 |
| Nationwide S&P 500 Index Svc (GRMSX) | +1 |
| Navellier Fundamental A (NFMAX) | +2 |
| Neuberger Berman Focus Inv (NBSSX) | +1 |
| Neuberger Berman Focus Tr (NBFCX) | +1 |
| Neuberger Berman Small Cap Growth Inv (NBMIX) | +1 |
| Neuberger Berman Small Cap Growth Tr (NBMOX) | +1 |
| New Covenant Balanced Growth (NCBGX) | +1 |
| New Covenant Balanced Income (NCBIX) | -1 |
| New Covenant Growth (NCGFX) | +1 |
| Nomura Partners The Japan S (SJPNX) | -1 |
| Northern Instl Intl Eq Index A (BIEIX) | +1 |
| Northern Instl Small Co Index A (BSCAX) | -1 |
| Northern International Equity Index (NOINX) | +1 |
| Northern Large Cap Value (NOLVX) | +2 |
| Northern Small Cap Index (NSIDX) | +1 |
| Northern Stock Index (NOSIX) | +1 |
| Northern Technology (NTCHX) | NA |
| Nuveen NWQ Small Cap Value C (NSCCX) | +2 |
| Oberweis Micro-Cap (OBMCX) | +2 |
| Old Mutual Analytic US Long/Short Z (OBDEX) | +2 |
| Old Mutual Analytic Z (ANDEX) | +2 |
| Old Mutual Strategic Small Co Z (OSSCX) | +1 |
| Old Mutual TS&W Small Cap Value Z (OSMVX) | -1 |
| Oppenheimer Balanced A (OPASX) | +2 |
| Oppenheimer Balanced B (OASBX) | +2 |
| Oppenheimer Balanced C (OASCX) | +2 |
| Oppenheimer Capital Apprec A (OPTFX) | +2 |
| Oppenheimer Capital Apprec B (OTGBX) | +2 |
| Oppenheimer Capital Apprec C (OTFCX) | +2 |
| Oppenheimer Capital Apprec N (OTCNX) | +2 |
| Oppenheimer Capital Apprec Y (OTCYX) | +2 |
| Oppenheimer Commodity Strat Tot Ret A (QRAAX) | NA |
| Oppenheimer Commodity Strat Tot Ret B (QRABX) | NA |
| Oppenheimer Commodity Strat Tot Ret C (QRACX) | NA |
| Oppenheimer Commodity Strat Tot Ret Y (QRAYX) | NA |
| Oppenheimer Discovery A (OPOCX) | +1 |
| Oppenheimer Discovery B (ODIBX) | +1 |
| Oppenheimer Discovery C (ODICX) | +1 |
| Oppenheimer Equity A (OEQAX) | +2 |
| Oppenheimer Equity B (OEQBX) | +2 |
| Oppenheimer Equity C (OEQCX) | +2 |
| Oppenheimer Main St A (MSIGX) | +1 |
| Oppenheimer Main St B (OMSBX) | +2 |
| Oppenheimer Main St C (MIGCX) | +1 |
| Oppenheimer Main St Opp B (OMOBX) | +2 |
| Oppenheimer Main St Opp C (OMSCX) | +2 |
| Oppenheimer Main St Smal Cap Y (OPMYX) | +2 |
| Oppenheimer Main St Small Cap A (OPMSX) | +2 |
| Oppenheimer Main St Small Cap B (OPMBX) | +2 |
| Oppenheimer Main St Small Cap C (OPMCX) | +2 |
| Oppenheimer Main St Small Cap N (OPMNX) | +2 |
| Oppenheimer Quest Bal B (QGRBX) | +2 |
| Oppenheimer Quest Bal C (QGRCX) | +2 |
| Oppenheimer Quest Opport Value B (QOPBX) | -1 |
| Oppenheimer Quest Opport Value C (QOPCX) | -1 |
| Oppenheimer Sm & Mid Cap Value A (QVSCX) | +2 |
| Oppenheimer Sm & Mid Cap Value B (QSCBX) | +2 |
| Oppenheimer Sm & Mid Cap Value C (QSCCX) | +2 |
| Oppenheimer Sm & Mid Cap Value N (QSCNX) | +2 |
| Oppenheimer Small & Mid Cap Growth A (OEGAX) | +1 |
| Oppenheimer Small & Mid Cap Growth C (OEGCX) | +1 |
| Oppenheimer Value A (CGRWX) | +2 |
| Oppenheimer Value B (CGRBX) | +2 |
| Oppenheimer Value C (CGRCX) | +2 |
| Oppenheimer Value N (CGRNX) | +2 |
| Oppenheimer Value Y (CGRYX) | +2 |
| Pacific Advisors Balanced A (PAABX) | +2 |
| Pax World Balanced (PAXWX) | +2 |
| Pennsylvania Mutual Consult (RYPCX) | -1 |
| Performance Large Cap Equity A (PFECX) | -1 |
| Performance Large Cap Equity Inst (PFEQX) | -1 |
| Performance Mid Cap Equity A (PCGCX) | +2 |
| Performance Mid Cap Equity Instl (PCGIX) | +2 |
| Permanent Port Aggress Growth (PAGRX) | +2 |
| Perritt Micro Cap Opportunities (PRCGX) | +2 |
| PineBridge US Focus Equity I (PBFOX) | +2 |
| PineBridge US Small Cap Growth I (PBSBX) | +2 |
| Pioneer B (PBODX) | +1 |
| Pioneer C (PCODX) | +1 |
| Pioneer Classic Balanced A (AOBLX) | +1 |
| Pioneer Growth Opp A (PGOFX) | -1 |
| Pioneer Independence A (PINDX) | +2 |
| Pioneer Independence B (INDBX) | +2 |
| Pioneer International Value A (PIIFX) | +1 |
| Pioneer International Value B (PBIFX) | +1 |
| Pioneer Mid Cap Value B (PBCGX) | +1 |
| Pioneer Mid Cap Value C (PCCGX) | +1 |
| Pioneer Value A (PIOTX) | +2 |
| Pioneer Value B (PBOTX) | +2 |
| PL Port Optimization Mod C (POMCX) | +1 |
| PNC Balanced Allocation A (PBAAX) | +1 |
| PNC Multi Factor Small Cap Value C (PSVCX) | +1 |
| PNC Small Cap Core A (PPCAX) | +1 |
| Principal Disc Large Cap Blend A (PRMGX) | +1 |
| Principal Disc Large Cap Blend B (PBABX) | +1 |
| Principal Large Cap Blend II R2 (PPZNX) | +1 |
| Principal Large Cap Growth B (PRGBX) | +1 |
| Principal Large Cap S&P 500 Idx R5 (PLFPX) | +1 |
| Principal Large Cap S&P500 Idx A (PLSAX) | +1 |
| Principal Large Cap S&P500 Idx J (PSPJX) | +1 |
| Principal Large Cap S&P500 Idx R2 (PLFNX) | +1 |
| Principal Large Cap Value A (PCACX) | +2 |
| Principal Large Cap Value B (PCCBX) | +2 |
| Principal Large Cap Value I R4 (PAGBX) | +2 |
| Principal Large Cap Value I R5 (PAFBX) | +2 |
| Principal Large Cap Value III A (PPVAX) | +2 |
| Principal Large Cap Value III J (PLVJX) | +2 |
| Principal Large Cap Value III R2 (PPSNX) | +2 |
| Principal Large Cap Value III R3 (PPSFX) | +2 |
| Principal Large Cap Value III R4 (PPSSX) | +2 |
| Principal Large Cap Value J (PVLJX) | +2 |
| Principal Large Cap Value R2 (PLVNX) | +2 |
| Principal Large Cap Value R4 (PLVSX) | +2 |
| Principal LifeTime S&P500 Idx R3 (PLFMX) | +1 |
| Principal LifeTime SP600 R3 (PSSMX) | +1 |
| Principal Mid Cap Growth III J (PPQJX) | +2 |
| Principal Mid Cap Growth J (PMGJX) | +1 |
| Principal Mid Cap S&P 400 Index R3 (PMFMX) | +1 |
| Principal Mid Cap S&P400 Idx J (PMFJX) | +1 |
| Principal Mid Cap S&P400 Idx R2 (PMFNX) | +1 |
| Principal Mid Cap Value III J (PMCJX) | +1 |
| Principal Ptr Small Cap Val I R2 (PPKNX) | +2 |
| Principal Ptr Small Cap Value II R3 (PJARX) | +2 |
| Principal Small Cap Blend A (PLLAX) | +1 |
| Principal Small Cap Blend C (PSMCX) | +1 |
| Principal Small Cap Blend J (PSBJX) | +1 |
| Principal Small Cap Blend R2 (PSBNX) | +1 |
| Principal Small Cap Growth I J (PSIJX) | +1 |
| Principal Small Cap Growth II A (PPSMX) | +2 |
| Principal Small Cap Growth II J (PPMIX) | +2 |
| Principal Small Cap Growth J (PSGJX) | +2 |
| Principal Small Cap S&P 600 Idx R5 (PSSPX) | -1 |
| Principal Small Cap S&P600 Idx J (PSSJX) | +1 |
| Principal Small Cap S&P600 Idx R2 (PSSNX) | +1 |
| Principal Small Cap Value J (PSVJX) | -1 |
| Principal SmallCap Value R2 (PSVNX) | -1 |
| Principal Strat Asset Mgmt Balanced B (SBBPX) | +1 |
| Principal Strat Asset Mgmt Balanced C (SCBPX) | +1 |
| ProFunds Bear Inv (BRPIX) | +2 |
| ProFunds Biotech UltraSector Svc (BIPSX) | NA |
| ProFunds Bull Inv (BLPIX) | +1 |
| ProFunds Europe 30 Inv (UEPIX) | +1 |
| ProFunds Large Cap Value Inv (LVPIX) | +2 |
| ProFunds Mid Cap Value Inv (MLPIX) | +2 |
| ProFunds Precious Metals UltraSector Inv (PMPIX) | NA |
| ProFunds Semiconductor UltraSector Inv (SMPIX) | NA |
| ProFunds Semiconductor UltraSector Svc (SMPSX) | NA |
| ProFunds Small Cap Growth Svc (SGPSX) | +1 |
| ProFunds Small Cap Inv (SLPIX) | +1 |
| ProFunds Telecom UltraSector Inv (TCPIX) | NA |
| ProFunds Telecom UltraSector Svc (TCPSX) | NA |
| ProFunds UltraBear Inv (URPIX) | +2 |
| ProFunds UltraBear Svc (URPSX) | +2 |
| ProFunds UltraJapan Inv (UJPIX) | +2 |
| ProFunds UltraSector Health Care Inv (HCPIX) | NA |
| ProFunds UltraSector Health Care Svc (HCPSX) | NA |
| ProFunds UltraSector Mobile Telecom Inv (WCPIX) | NA |
| ProFunds UltraSector Mobile Telecom Svc (WCPSX) | NA |
| ProFunds UltraSector Oil & Gas Inv (ENPIX) | NA |
| ProFunds UltraSector Oil & Gas Svc (ENPSX) | NA |
| ProFunds UltraShort NASDAQ Inv (USPIX) | +2 |
| ProFunds Utilities UltraSector Svc (UTPSX) | NA |
| Prudential Asset Allocation Z (PABFX) | +1 |
| Prudential Intl Equity A (PJRAX) | +2 |
| Prudential Jennison Small Company B (CHNDX) | +1 |
| Prudential Jennison Small Company C (PSCCX) | +1 |
| Prudential Large Cap Core Equity A (PTMAX) | +1 |
| Prudential Large Cap Core Equity B (PTMBX) | +1 |
| Prudential Small Cap Core Equity A (PQVAX) | +2 |
| Prudential Small Cap Core Equity C (PQVCX) | +2 |
| Prudential Small Cap Val C (PZVCX) | +1 |
| Prudential Small Cap Value A (PZVAX) | -1 |
| Prudential Stock Index A (PSIAX) | +1 |
| Prudential Stock Index Z (PSIFX) | -1 |
| Prudential Strategic Value C (SUVCX) | +2 |
| Putnam Fund for Growth & Inc A (PGRWX) | +2 |
| Putnam Fund for Growth & Inc B (PGIBX) | +2 |
| Putnam Fund for Growth & Inc C (PGRIX) | +2 |
| Putnam Fund for Growth & Inc M (PGRMX) | +2 |
| Putnam Fund for Growth & Inc Y (PGIYX) | +2 |
| Putnam Global Health Care B (PHSBX) | NA |
| Putnam Global Health Care C (PCHSX) | NA |
| Putnam Global Health Care M (PHLMX) | NA |
| Putnam Global Natural Res A (EBERX) | NA |
| Putnam Global Natural Res B (PNRBX) | NA |
| Putnam Global Natural Res M (PGLMX) | NA |
| Putnam Global Utilities A (PUGIX) | NA |
| Putnam Global Utilities B (PUTBX) | NA |
| Putnam Global Utilities M (PUTMX) | NA |
| Putnam Intl Equity B (POVBX) | +2 |
| Putnam Intl Equity C (PIGCX) | +2 |
| Putnam Intl Equity M (POVMX) | +2 |
| Putnam Intl Value A (PNGAX) | +2 |
| Putnam Intl Value B (PGNBX) | +2 |
| Putnam Investors A (PINVX) | +2 |
| Putnam Investors B (PNVBX) | +2 |
| Putnam Investors M (PNVMX) | +2 |
| Putnam Investors Y (PNVYX) | +2 |
| Putnam Mid Cap Value A (PMVAX) | +2 |
| Putnam Mid Cap Value B (PMVBX) | +2 |
| Putnam Mid Cap Value Y (PMVYX) | +2 |
| Putnam New Opportunities B (PNOBX) | +1 |
| Putnam Research B (PRFBX) | +1 |
| Putnam Research C (PRACX) | +1 |
| Putnam Small Cap Growth A (PNSAX) | +2 |
| Putnam Small Cap Value A (PSLAX) | +2 |
| Putnam Small Cap Value B (PSLBX) | +2 |
| Putnam Small Cap Value Y (PYSVX) | +2 |
| Quaker Small-Cap Value (QUSVX) | +1 |
| Quaker Small-Cap Value C (QSVCX) | +1 |
| Quaker Strategic Growth A (QUAGX) | +2 |
| Quantitative Long/Short Ord (USBOX) | +2 |
| Quantitative Small Cap Instl (QBNAX) | +2 |
| Quantitative Small Cap Ord (USBNX) | +2 |
| Rainier Balanced Original (RIMBX) | +1 |
| Rainier Large Cap Equity (RIMEX) | +1 |
| Rainier Small/Mid Cap Equity (RIMSX) | +2 |
| Rainier Small/Mid Cap Equity Instl (RAISX) | +2 |
| RBC Enterprise S (TETSX) | +2 |
| RBC Microcap Value A (TMVAX) | +2 |
| RBC Microcap Value S (TMVSX) | +2 |
| RBC Mid Cap Growth I (TMCIX) | -1 |
| Rice Hall James Micro Cap Instl (RHJSX) | +1 |
| Rice Hall James Small Cap Instl (RHJMX) | -1 |
| RidgeWorth Intl Equity Index I (SIEIX) | +1 |
| RidgeWorth Large Cap Core Equity I (CRVAX) | +1 |
| RidgeWorth Mid-Cap Core Equity A (SCAIX) | +1 |
| RidgeWorth Mid-Cap Core Equity I (SAGTX) | +1 |
| RidgeWorth Small Cap Growth Stock I (SSCTX) | +1 |
| RiverSource Balanced A (INMUX) | +2 |
| RiverSource Balanced B (IDMBX) | +2 |
| RiverSource Balanced R4 (IDMYX) | +2 |
| RiverSource Mid Cap Value A (AMVAX) | +2 |
| RiverSource Mid Cap Value B (AMVBX) | +2 |
| RiverSource Mid Cap Value R4 (RMCVX) | +2 |
| RiverSource Partners Fundamental Value A (AFVAX) | +2 |
| RiverSource Partners Fundamental Value B (AFVBX) | +2 |
| RiverSource Port Builder Total Equity B (AXTBX) | +2 |
| RiverSource Precious Metals & Mining A (INPMX) | NA |
| RiverSource Precious Metals & Mining B (INPBX) | NA |
| RiverSource Small Company Index A (ISIAX) | -1 |
| RiverSource Small Company Index B (ISIBX) | +1 |
| RiverSource Strategic Allocation A (IMRFX) | +2 |
| RiverSource Strategic Allocation B (IMRBX) | +2 |
| Robeco WPG Small Cap Value (WPGTX) | +1 |
| Royce Total Return Consultant (RYTCX) | -1 |
| Royce Total Return Inv (RYTRX) | -1 |
| Royce Total Return Svc (RYTFX) | -1 |
| Royce Total Return W (RTRWX) | -1 |
| RS Growth A (RSGRX) | +1 |
| RS MidCap Growth A (RSMOX) | +2 |
| RS Partners A (RSPFX) | +1 |
| Russell US Core Equity C (REQSX) | +2 |
| Russell US Core Equity I (REASX) | +1 |
| Russell US Quantitative Equity I (REDSX) | +1 |
| Rydex Dynamic InverseNASDAQ-100 2x Strategy H (RYVNX) | +2 |
| Rydex Electronics Adv (RYSAX) | NA |
| Rydex Electronics Inv (RYSIX) | NA |
| Rydex Energy Adv (RYEAX) | NA |
| Rydex Europe 1.25x Strategy H (RYEUX) | +2 |
| Rydex Internet Adv (RYIAX) | NA |
| Rydex Internet Inv (RYIIX) | NA |
| Rydex Inverse NASDAQ-100Strategy Inv (RYAIX) | +2 |
| Rydex Inverse S&P 500 2x Strategy H (RYTPX) | +2 |
| Rydex Precious Metals C (RYZCX) | NA |
| Rydex Precious Metals Inv (RYPMX) | NA |
| Rydex Technology Adv (RYTAX) | NA |
| Rydex Technology Inv (RYTIX) | NA |
| Rydex Telecommunications Adv (RYMAX) | NA |
| Rydex Telecommunications Inv (RYMIX) | NA |
| Rydex/SGI All-Cap Opportunity C (RYISX) | +2 |
| Rydex/SGI Large Cap Core A (SECEX) | +1 |
| Rydex/SGI Large Cap Core B (SEQBX) | +1 |
| Rydex/SGI Mid Cap Growth A (SECUX) | +2 |
| Rydex/SGI Mid Cap Growth B (SEUBX) | +2 |
| SA US Small Company (SAUMX) | +1 |
| Schwab Balanced Inv (SWOBX) | +1 |
| Schwab Core Equity Inv (SWANX) | -1 |
| Schwab Hedged Equity Sel (SWHEX) | +1 |
| Schwab MarketTrack Balanced Investor (SWBGX) | +1 |
| Schwab MarketTrack Conservative Investor (SWCGX) | -1 |
| Schwab Premier Equity (SWPSX) | +2 |
| Schwab Small-Cap Equity (SWSCX) | +2 |
| Schwab Target 2020 (SWCRX) | +1 |
| Schwab Target 2030 (SWDRX) | +2 |
| Scout Small Cap (UMBHX) | +1 |
| Scout TrendStar Small Cap Fund (TRESX) | +2 |
| SEI Asset Alloc Diver Conserv A (SACNX) | -1 |
| SEI Instl Mgd Small Cap Growth A (SSCGX) | +2 |
| Selected Special Shares S (SLSSX) | +2 |
| Seligman Capital A (SCFIX) | +2 |
| Seligman Capital B (SLCBX) | +2 |
| Seligman Capital C (SCLCX) | +2 |
| Seligman Frontier A (SLFRX) | +2 |
| Seligman Frontier B (SLFBX) | +2 |
| Seligman Small Cap Value A (SSCVX) | +2 |
| Seligman Small Cap Value B (SSCBX) | +2 |
| Senbanc (SENBX) | NA |
| Sentinel Balanced B (SEBBX) | +1 |
| Sentinel Mid Cap A (SNTNX) | +2 |
| Sentinel Small Company B (SESBX) | -1 |
| Sentinel Small Company C (SSCOX) | -1 |
| Sentinel Sustainable Core Opp A (MYPVX) | +1 |
| Sentinel Sustainable Growth Opp A (WAEGX) | +2 |
| SIMT S&P 500 Index A (SSPIX) | +1 |
| SIMT Tax-Managed Large Cap A (TMLCX) | +1 |
| Sit Balanced (SIBAX) | +1 |
| Sit Mid Cap Growth (NBNGX) | +2 |
| Skyline Special Equities (SKSEX) | +2 |
| Sparrow Growth A (SGFFX) | +2 |
| SSgA Disciplined Equity Instl (SSMTX) | +2 |
| SSgA Life Solutions Balanced Instl (SSLBX) | +1 |
| SSgA Life Solutions Inc & Growth Instl (SSLIX) | -1 |
| SSgA S&P 500 Index Instl (SVSPX) | +1 |
| SSgA Small Cap Instl (SVSCX) | +2 |
| State Farm Equity A Legacy (SLEAX) | +2 |
| State Farm Intl Index A Legacy (SIIAX) | +1 |
| State Farm LifePath 2020 B Legacy (SAWBX) | +1 |
| State Farm LifePath 2040 B Legacy (SAUBX) | +2 |
| State Farm S&P 500 Index A Legacy (SLIAX) | +1 |
| State Farm Small Cap Equity B (SSNBX) | +2 |
| State Farm Small Cap Index A Legacy (SMIAX) | +1 |
| State Street Equity 500 Index Adm (STFAX) | -1 |
| Steward Small-Mid Cap Enhanced Index Inv (TRDFX) | +2 |
| StockCar Stocks Index I (SCARX) | +2 |
| Stratton Multi Cap (STRGX) | +1 |
| Stratton Small-Cap Value (STSCX) | +1 |
| Sun America Focused Large Cap Growth B (SSFBX) | +1 |
| Sun America Focused Large Cap Growth C (SSFTX) | +1 |
| SunAmerica 2020 High Watermark A (HWKAX) | +1 |
| SunAmerica Focused Bal Strat A (FBAAX) | +1 |
| SunAmerica Focused Bal Strat B (FBABX) | +2 |
| SunAmerica Focused Bal Strat C (FBACX) | +2 |
| SunAmerica Focused Equity Strat A (FESAX) | +2 |
| SunAmerica Focused Equity Strat C (FESTX) | +2 |
| SunAmerica Focused Equity Strategy B (FESBX) | +2 |
| SunAmerica Focused Fixed Inc Equity Strat A (FFEAX) | -1 |
| SunAmerica Focused Fixed Inc Equity Strat C (FFICX) | -1 |
| SunAmerica Focused Growth & Inc C (FOGTX) | +2 |
| SunAmerica Focused Growth & Income A (FOGAX) | +2 |
| SunAmerica Focused Growth & Income B (FOGBX) | +2 |
| SunAmerica Focused Growth B (SSABX) | +2 |
| SunAmerica Focused Growth C (SSACX) | +2 |
| SunAmerica Focused Multi Asset Strat A (FASAX) | +2 |
| SunAmerica Focused Multi Asset Strat B (FMABX) | +2 |
| SunAmerica Focused MultiAsset Strat C (FMATX) | +2 |
| SunAmerica Focused Small-Cap Growth A (NSKAX) | +2 |
| SunAmerica Focused Small-Cap Growth B (NBSCX) | +2 |
| SunAmerica Focused Small-Cap Growth C (NCSCX) | +2 |
| SunAmerica Focused Small-Cap Value A (SSSAX) | +1 |
| SunAmerica Focused Small-Cap Value B (SSSBX) | +1 |
| SunAmerica Focused Small-Cap Value C (SSSTX) | +1 |
| SunAmerica Focused Tech A (STNAX) | NA |
| SunAmerica Focused Tech B (STNBX) | NA |
| SunAmerica Focused Tech C (STNTX) | NA |
| SunAmerica Focused Value A (SFVAX) | +2 |
| SunAmerica Focused Value B (SFDBX) | +2 |
| SunAmerica Focused Value C (SFVTX) | +2 |
| SunAmerica Intl Eq A (SIEAX) | +2 |
| SunAmerica Intl Eq B (SSIBX) | +2 |
| SunAmerica Intl Eq C (SIETX) | +2 |
| SunAmerica Value A (SSVAX) | +1 |
| SunAmerica Value B (SSVBX) | +2 |
| SunAmerica Value C (SVPCX) | +2 |
| T. Rowe Price Diversified Mid Cap Growth (PRDMX) | +1 |
| T. Rowe Price Equity Index 500 (PREIX) | +1 |
| T. Rowe Price Ext Eqty Market Index (PEXMX) | +1 |
| T. Rowe Price Japan (PRJPX) | -1 |
| Target Growth Alloc B (PIHGX) | +2 |
| Target Large Cap Growth T (TALGX) | +1 |
| Target Small Cap Growth T (TASGX) | +2 |
| TCM Small Cap Growth (TCMSX) | +1 |
| TCW Focused Equities N (TGFVX) | +2 |
| TCW Relative Value Large Cap I (TGDIX) | +2 |
| TCW Relative Value Large Cap N (TGDVX) | +2 |
| TCW Value Oppty I (TGVOX) | +2 |
| TCW Value Oppty N (TGVNX) | +2 |
| Third Avenue Intl Value Insti Cl (TAVIX) | -1 |
| Third Avenue Real Estate Val Insti Cl (TAREX) | NA |
| Third Avenue Small-Cap Value Insti Cl (TASCX) | +1 |
| Thomas White American Opptys (TWAOX) | +1 |
| Thompson Plumb Growth (THPGX) | +2 |
| Thornburg Core Growth A (THCGX) | +2 |
| Thornburg Core Growth C (TCGCX) | +2 |
| Thornburg Core Growth R3 (THCRX) | +2 |
| Thrivent Large Cap Stock A (AALGX) | +1 |
| Thrivent Mid Cap Stock A (AASCX) | +1 |
| Thrivent Partner International Stock A (AAITX) | +1 |
| Thrivent Small Cap Stock A (AASMX) | +2 |
| TIAA-CREF Large Cap Value Retail (TCLCX) | +2 |
| TIAA-CREF Large CapValue Retire (TRLCX) | +2 |
| TIAA-CREF Mid Cap Value Instl (TIMVX) | +1 |
| TIAA-CREF Mid Cap Value Retail (TCMVX) | +1 |
| TIAA-CREF Mid Cap Value Retire (TRVRX) | +1 |
| TIAA-CREF S&P 500 Idx Retire (TRSPX) | +1 |
| TIAA-CREF Small Cap Blend Idx Instl (TISBX) | -1 |
| TIAA-CREF Small Cap Blend Idx Retire (TRBIX) | +1 |
| TIAA-CREF Small Cap Equity Retail (TCSEX) | +1 |
| TIAA-CREF Small Cap Equity Retire (TRSEX) | +1 |
| Timothy Plan Small Cap Value A (TPLNX) | -1 |
| Tocqueville Small Cap (TSCVX) | +1 |
| Touchstone Healthcare & Biotechnology A (THBCX) | NA |
| Touchstone Large Cap Core Equity A (TENAX) | -1 |
| Touchstone Mid Cap Growth A (TEGAX) | +1 |
| Touchstone Mid Cap Growth C (TOECX) | +1 |
| Touchstone Small Cap Value Opportunities Z (TSVOX) | +1 |
| Transamerica Asset Alloc Grth C (IAALX) | +1 |
| Transamerica Asset Alloc Interm Horizon (DVMSX) | +1 |
| Transamerica Asset Alloc Interm/Long Horizon (DVASX) | +2 |
| Transamerica Asset Alloc Long Horizon (DVLSX) | +1 |
| Transamerica Asset Alloc Mod B (IMOBX) | +1 |
| Transamerica Asset Alloc Mod C (IMOLX) | +1 |
| Transamerica Asset Alloc Mod Grth A (IMLAX) | +2 |
| Transamerica Asset Alloc Mod Grth C (IMLLX) | +2 |
| Transamerica Asset Alloc Mod Grth R (IMGRX) | +2 |
| Transamerica Focus B (IACBX) | +1 |
| Transamerica Partners Instl Large Value (DIVIX) | +2 |
| Transamerica Partners Instl Stock Index (DISFX) | +1 |
| Transamerica Partners Large Core (DVGIX) | +1 |
| Transamerica Partners Large Value (DVEIX) | +2 |
| Transamerica Partners Mid Growth (DVMGX) | +1 |
| Transamerica Partners Small Core (DVPEX) | +1 |
| Transamerica Partners Stock Index (DSKIX) | +1 |
| Tributary Growth Opp Instl (FOGRX) | -2 |
| TS&W Equity (TSWEX) | +1 |
| Turner Core Growth Instl (TTMEX) | +2 |
| Turner Core Growth Inv (TCGFX) | +2 |
| Turner Emerging Growth Inv (TMCGX) | +1 |
| Turner Large Cap Growth Instl (TSGEX) | +2 |
| Turner Midcap Growth Inv (TMGFX) | +2 |
| Turner Small Cap Equity Inv (TSEIX) | +1 |
| UBS PACE Intl Equity P (PCIEX) | +1 |
| UBS PACE Sml/Med Co Growth Equity P (PCSGX) | +1 |
| UBS PACE Sml/Med Co Val Equity A (PEVAX) | +2 |
| UBS PACE Sml/Med Co Val Equity P (PCSVX) | +2 |
| UBS US Small Cap Growth A (BNSCX) | +2 |
| UBS US Small Cap Growth Y (BISCX) | +2 |
| Undiscovered Mgrs Behav Growth Instl (UBRLX) | +1 |
| US Global Investors Global MegaTrends (MEGAX) | +1 |
| US Global Investors Holmes Growth (ACBGX) | +2 |
| USAA Aggressive Growth (USAUX) | +1 |
| USAA Extended Market Index (USMIX) | +1 |
| USAA Growth & Tax Strategy (USBLX) | +1 |
| USAA Growth (USAAX) | +1 |
| USAA Income Stock (USISX) | +2 |
| USAA S&P 500 Index Member (USSPX) | +1 |
| USAA Science & Technology (USSCX) | NA |
| USAA Small Cap Stock (USCAX) | -1 |
| Value Line (VLIFX) | +2 |
| Value Line Asset Allocation (VLAAX) | +2 |
| Value Line Emerging Oppty (VLEOX) | +1 |
| Value Line Larger Companies (VALLX) | +1 |
| Value Line Premier Growth (VALSX) | -1 |
| Vanguard Diversified Equity Inv (VDEQX) | +1 |
| Vanguard Explorer Adm (VEXRX) | +1 |
| Vanguard Explorer Inv (VEXPX) | +1 |
| Vanguard Extended Mkt Index (VEXMX) | +1 |
| Vanguard Extended Mkt Index Adm (VEXAX) | +1 |
| Vanguard Extended Mkt Index Instl (VIEIX) | +1 |
| Vanguard Extended Mkt Index Sig (VEMSX) | +1 |
| Vanguard Growth & Income (VQNPX) | +1 |
| Vanguard Growth & Income Adm (VGIAX) | +1 |
| Vanguard Health Care Index Adm (VHCIX) | NA |
| Vanguard LifeStrat Mod Growth (VSMGX) | +1 |
| Vanguard Market Neutral Inv (VMNFX) | -1 |
| Vanguard Selected Value (VASVX) | -1 |
| Vanguard Strategic Equity (VSEQX) | +2 |
| Vanguard Tax-Managed Small Cap Inv (VTMSX) | -1 |
| Vanguard Tax-Managed Sml Cap Instl (VTSIX) | -1 |
| Vanguard US Value (VUVLX) | +2 |
| Vanguard Windsor II Adm (VWNAX) | +1 |
| Vanguard Windsor II Inv (VWNFX) | +1 |
| Vantagepoint 500 Stock Index I (VPFIX) | +1 |
| Vantagepoint Growth (VPGRX) | +1 |
| Vantagepoint Mid/Small Co Index I (VPSIX) | +1 |
| Vantagepoint Overseas Equity Index I (VPOIX) | +1 |
| Vice (VICEX) | +1 |
| Victory Balanced A (SBALX) | +1 |
| Victory Diversified Stock R (GRINX) | +1 |
| Victory Special Value A (SSVSX) | +2 |
| Victory Special Value C (VSVCX) | +2 |
| Victory Special Value I (VSPIX) | +2 |
| Victory Value A (SVLSX) | +2 |
| Virtus Balanced A (PHBLX) | +1 |
| Virtus Balanced Allocation A (HIBZX) | +1 |
| Virtus Balanced C (PSBCX) | +1 |
| Virtus Growth & Income A (PDIAX) | +1 |
| Virtus Growth & Income B (PBGIX) | +1 |
| Virtus Growth & Income C (PGICX) | +1 |
| Virtus Market Neutral A (EMNAX) | -2 |
| Virtus Mid-Cap Growth A (PHSKX) | +2 |
| Virtus Mid-Cap Growth B (PSKBX) | +2 |
| Virtus Strategic Growth A (PSTAX) | +2 |
| Virtus Strategic Growth B (PBTHX) | +2 |
| Virtus Tactical Allocation A (NAINX) | +1 |
| Virtus Value Equity I (HEQIX) | +1 |
| Volumetric (VOLMX) | -2 |
| Wanger USA (WUSAX) | +1 |
| Wasatch Core Growth (WGROX) | +2 |
| Wasatch Micro Cap (WMICX) | +2 |
| Wasatch Small Cap Value (WMCVX) | +2 |
| Wells Fargo Advantage C&B Large Cap Value Inv (CBEQX) | +1 |
| Wells Fargo Advantage C&B Mid Cap Value Inv (CBMDX) | +2 |
| Wells Fargo Advantage Capital Growth Adm (WFCDX) | +2 |
| Wells Fargo Advantage Capital Growth I (WWCIX) | +2 |
| Wells Fargo Advantage Capital Growth Inv (SLGIX) | +2 |
| Wells Fargo Advantage Classic Value A (ETRAX) | +1 |
| Wells Fargo Advantage Classic Value B (ETRBX) | +1 |
| Wells Fargo Advantage Divers Equity Adm (NVDEX) | +1 |
| Wells Fargo Advantage DJ Target 2030 B (SGPBX) | +2 |
| Wells Fargo Advantage Endeavor Select I (WFCIX) | +2 |
| Wells Fargo Advantage Enterprise Inv (SENTX) | +2 |
| Wells Fargo Advantage Growth Bal Adm (NVGBX) | +2 |
| Wells Fargo Advantage Health Care B (EHCBX) | NA |
| Wells Fargo Advantage Health Care C (EHCCX) | NA |
| Wells Fargo Advantage Index Adm (WFIOX) | +1 |
| Wells Fargo Advantage Index Asset Alloc A (SFAAX) | +2 |
| Wells Fargo Advantage Index Asset Alloc B (SASBX) | +2 |
| Wells Fargo Advantage Intrns Small Cap Value Inv (SCOVX) | +1 |
| Wells Fargo Advantage Mod Bal Adm (NVMBX) | -1 |
| Wells Fargo Advantage Small Co Growth Adm (NVSCX) | +1 |
| Wells Fargo Advantage Small Co Growth I (WSCGX) | +1 |
| Wells Fargo Advantage Spec Mid Cap Value Inv (SMCDX) | -1 |
| Wells Fargo Advantage Special Small Cap Value A (ESPAX) | +1 |
| Wells Fargo Advantage Special Small Cap Value Adm (ESPIX) | +1 |
| Wells Fargo Advantage Special Small Cap Value C (ESPCX) | +1 |
| Wells Fargo Advantage Trad Small Cap Growth A (EGWAX) | -1 |
| Wells Fargo Advantage Utility & Telecomm C (EVUCX) | NA |
| Wells Fargo Advantage Utility & Telelcomm B (EVUBX) | NA |
| Westcore Blue Chip (WTMVX) | +1 |
| Westcore Mid-Cap Value (WTMCX) | +2 |
| Westcore Small-Cap Opportunity (WTSCX) | +1 |
| Westcore Small-Cap Opportunity Instl (WISCX) | +1 |
| Westcore Small-Cap Value (WTSVX) | +1 |
| William Blair Small Cap Growth I (WBSIX) | +2 |
| William Blair Small Cap Growth N (WBSNX) | +2 |
| Wilshire Small Co Growth Inv (DTSGX) | +1 |
| Wilshire Small Co Value Inv (DTSVX) | +1 |
| Winslow Green Growth Inv (WGGFX) | +2 |
| Wright Intl Blue Chip Equities Std (WIBCX) | +2 |
| Wright Major Blue Chip Equities (WQCEX) | +1 |
| Wright Select Blue Chip Equities (WSBEX) | +1 |