The following excerpts are taken from the FundAlarm discussion, "Deciding to Sell a Mutual Fund":
| The table below lists all of this month's 3-ALARM funds, in alphabetical order. (By definition, a 3-ALARM fund has underperformed its respective benchmark for the past 12 months, three years, and five years.) The second column indicates each fund's risk rating, as assigned by FundAlarm. The following excerpts are taken from the FundAlarm discussion, "Deciding to Sell a Mutual Fund": |
| 3-ALARM Fund | Risk -2, -1, +1, +2 Best --> Worst |
|---|---|
| Aberdeen Small Cap C (GSXCX) | +2 |
| Aberdeen Tech & Comm A (GAGTX) | NA |
| Accessor Growth & Inc Alloc A (AOIAX) | +1 |
| Accessor Intl Equity Instl (ACIEX) | +2 |
| Accessor Small to Mid Cap Instl (ASMCX) | +2 |
| Accessor Small to Mid Cap Inv (ACSIX) | +2 |
| Accessor Value Instl (AVAIX) | +2 |
| Adams Harkness Small Cap Growth (ASCGX) | +1 |
| Adelante U.S. Real Est K (LLUKX) | NA |
| Adelante U.S. Real Est Y (LLUYX) | NA |
| Aegis Value (AVALX) | +2 |
| AHA Balanced I (AHBPX) | +1 |
| AIM Basic Balanced A (BBLAX) | +2 |
| AIM Basic Balanced Inv (BBLTX) | +2 |
| AIM Basic Value A (GTVLX) | +2 |
| AIM Basic Value B (GTVBX) | +2 |
| AIM Basic Value C (GTVCX) | +2 |
| AIM Capital Development A (ACDAX) | +1 |
| AIM Capital Development B (ACDBX) | +2 |
| AIM Capital Development Inv (ACDIX) | +1 |
| AIM Constellation A (CSTGX) | +2 |
| AIM Constellation B (CSTBX) | +2 |
| AIM Constellation C (CSTCX) | +2 |
| AIM Constellation I (CSITX) | +2 |
| AIM Dynamics A (IDYAX) | +1 |
| AIM Dynamics Inv (FIDYX) | +1 |
| AIM Financial Services C (IFSCX) | NA |
| AIM Financial Services Inv (FSFSX) | NA |
| AIM Global Equity A (GTNDX) | +1 |
| AIM Global Health Care B (GTHBX) | NA |
| AIM Global Health Care C (GTHCX) | NA |
| AIM Large Cap Basic Value Inv (LCINX) | +2 |
| AIM Leisure A (ILSAX) | +2 |
| AIM Leisure C (IVLCX) | +2 |
| AIM Leisure Inv (FLISX) | +2 |
| AIM Select Equity B (AGWBX) | +2 |
| AIM Select Equity C (AGWCX) | +2 |
| AIM Technology A (ITYAX) | NA |
| AIM Technology B (ITYBX) | NA |
| AIM Technology C (ITHCX) | NA |
| AIM Technology Instl (FTPIX) | NA |
| AIM Technology Inv (FTCHX) | NA |
| Al Frank Inv (VALUX) | +2 |
| Alger Balanced A (ALBAX) | +1 |
| Alger Balanced C (ALBCX) | +1 |
| Alger Mid Cap Growth A (AMGAX) | +2 |
| Alger Mid Cap Growth B (AMCGX) | +2 |
| Alger Mid Cap Growth C (AMGCX) | +2 |
| Alger Mid Cap Growth Instl I (ALMRX) | +2 |
| Allegiant Large Cap Growth A (AEQRX) | +1 |
| Allegiant Large Cap Growth I (AEQIX) | +1 |
| Allegiant Multi-Factor Sm Cap Value A (AMRRX) | +1 |
| Allegiant Multi-Factor Sm Cap Value I (AMRIX) | +1 |
| Allegiant S&P 500 Index I (AQDIX) | +1 |
| AllianceBernstein Bal Wealth Strat A (ABWAX) | +2 |
| AllianceBernstein Bal Wealth Strat B (ABWBX) | +2 |
| AllianceBernstein Bal Wealth Strat C (ABWCX) | +2 |
| AllianceBernstein Balanced A (CABNX) | +2 |
| AllianceBernstein Balanced B (CABBX) | +2 |
| AllianceBernstein Balanced C (CBACX) | +2 |
| AllianceBernstein Global Growth Adv (ABZYX) | +2 |
| AllianceBernstein Growth & Income A (CABDX) | +2 |
| AllianceBernstein Growth & Income Adv (CBBYX) | +1 |
| AllianceBernstein Growth & Income B (CBBDX) | +2 |
| AllianceBernstein Growth & Income C (CBBCX) | +2 |
| AllianceBernstein Growth A (AGRFX) | +2 |
| AllianceBernstein Growth B (AGBBX) | +2 |
| AllianceBernstein Growth C (AGRCX) | +2 |
| AllianceBernstein International Value A (ABIAX) | +2 |
| AllianceBernstein International Value Adv (ABIYX) | +2 |
| AllianceBernstein International Value C (ABICX) | +2 |
| AllianceBernstein International Value I (AIVIX) | +2 |
| AllianceBernstein International Value K (AIVKX) | +2 |
| AllianceBernstein Small Cap Growth A (QUASX) | +1 |
| AllianceBernstein Small Cap Growth B (QUABX) | +1 |
| AllianceBernstein Small Cap Growth C (QUACX) | +1 |
| AllianceBernstein Small-Mid Cap Growth A (CHCLX) | +2 |
| AllianceBernstein Small-Mid Cap Growth B (CHCBX) | +2 |
| AllianceBernstein Small-Mid Cap Growth C (CHCCX) | +2 |
| AllianceBernstein Utility B (AUIBX) | NA |
| AllianceBernstein Utility C (AUICX) | NA |
| AllianceBernstein Value C (ABVCX) | +2 |
| Allianz CCM Capital Apprec A (PCFAX) | +1 |
| Allianz CCM Capital Apprec Admin (PICAX) | +1 |
| Allianz CCM Capital Apprec B (PFCBX) | +2 |
| Allianz CCM Capital Apprec C (PFCCX) | +2 |
| Allianz CCM Emerg Co Instl (PMCIX) | +1 |
| Allianz CCM Mid Cap A (PFMAX) | +1 |
| Allianz CCM Mid Cap Admin (PMCGX) | +1 |
| Allianz CCM Mid Cap C (PFMCX) | +1 |
| Allianz CCM Mid Cap Instl (PMGIX) | +1 |
| Allianz Global Inv Multi-Style C (PALCX) | +1 |
| Allianz NACM Global D (NGBDX) | -1 |
| Allianz NFJ All-CapValue Admin (PNCAX) | +2 |
| Allianz NFJ Large Cap Value A (PNBAX) | +2 |
| Allianz OCC Renaissance B (PQNBX) | +1 |
| Allianz OCC Renaissance C (PQNCX) | +1 |
| Allianz OCC Target A (PTAAX) | +2 |
| Allianz OCC Target C (PTACX) | +2 |
| Allianz RCM Global Small Cap D (DGSNX) | +2 |
| Allianz RCM Wellness D (DGHCX) | NA |
| Alpine Dynamic Dividend (ADVDX) | +2 |
| Alpine Realty Income & Growth (AIGYX) | NA |
| Alpine U.S. Real Estate Eqty (EUEYX) | NA |
| American Beacon Bal Inst (AADBX) | +1 |
| American Beacon Bal Inv (AABPX) | +1 |
| American Beacon S&P 500 Index Instl (AASPX) | +1 |
| American Beacon S&P 500 Index Inv (AAFPX) | +1 |
| American Century Capital Value Inv (ACTIX) | +2 |
| American Century Equity Growth A (BEQAX) | +1 |
| American Century Equity Index Instl (ACQIX) | +1 |
| American Century Equity Index Inv (ACIVX) | +1 |
| American Century Inc & Growth C (ACGCX) | +1 |
| American Century Large Co Value A (ALPAX) | +2 |
| American Century Large Co Value Inv (ALVIX) | +2 |
| American Century New Opp II Inv (ANOIX) | -1 |
| American Century New Opp Inv (TWNOX) | -1 |
| American Century Real Est A (AREEX) | NA |
| American Century Real Est Instl (REAIX) | NA |
| American Century Real Est Inv (REACX) | NA |
| American Century Small Co Adv (ASQAX) | +2 |
| American Century Small Co Inst (ASCQX) | +2 |
| American Century Small Co Inv (ASQIX) | +2 |
| American Century Str Alloc:Mod C (ASTCX) | +1 |
| American Century Veedot Inv (AMVIX) | -1 |
| American Century Vista Adv (TWVAX) | +1 |
| American Century Vista Inv (TWCVX) | +1 |
| American Funds American Balanced A (ABALX) | +1 |
| American Funds American Balanced B (BALBX) | +1 |
| American Funds American Balanced C (BALCX) | +1 |
| American Funds American Balanced F (BALFX) | +1 |
| American Funds American Balanced R2 (RLBBX) | +1 |
| American Funds American Balanced R3 (RLBCX) | +1 |
| American Funds American Balanced R4 (RLBEX) | +1 |
| American Funds American Balanced R5 (RLBFX) | +1 |
| American Funds Income Fund A (AMECX) | +1 |
| American Funds Income Fund B (IFABX) | +1 |
| American Funds Income Fund C (IFACX) | +2 |
| American Funds Income Fund F1 (IFAFX) | +1 |
| American Funds Smallcap World 529C (CSPCX) | +1 |
| American Funds Smallcap World B (SCWBX) | +1 |
| American Funds Smallcap World C (SCWCX) | +1 |
| American Funds Smallcap World R2 (RSLBX) | +1 |
| API Efficient Frontier Value A (ADVAX) | +2 |
| Aquila Rocky Mountain A (ROCAX) | +2 |
| Aquila Rocky Mountain Y (ROCYX) | +1 |
| Ariel (ARGFX) | +2 |
| AssetMark Intl Equity (AFIEX) | +2 |
| AssetMark Large Cap Value (AFLVX) | +2 |
| AssetMark Real Estate Securs (AFREX) | NA |
| AssetMark Small/Mid Cap Growth (AFSGX) | +2 |
| Aston/Fortis Real Estate N (ARFCX) | NA |
| Aston/Veredus Aggressive Growth N (VERDX) | +2 |
| Barclays Global Inv LP 2020 (STLCX) | +1 |
| Barclays Global Inv LP 2030 (STLDX) | +2 |
| Barclays Global Inv LP 2040 (STLEX) | +2 |
| Batterymarch U.S. Small Cap Equity I (LMSIX) | +1 |
| BB&T International Equity I (BBTIX) | +1 |
| BB&T Large Cap I (BBISX) | +2 |
| BB&T Mid Cap Growth I (OCAAX) | +2 |
| Bernstein Tax-Managed Intl (SNIVX) | +2 |
| BlackRock Asset Allocation B (CBIBX) | +1 |
| BlackRock Aurora Inv A (SSRAX) | +2 |
| BlackRock Aurora Inv B (SSRPX) | +2 |
| BlackRock Aurora Inv C (SSRDX) | +2 |
| BlackRock Balanced Cap A (MDCPX) | +1 |
| BlackRock Balanced Cap B (MBCPX) | +2 |
| BlackRock Balanced Cap C (MCCPX) | +2 |
| BlackRock Balanced Cap I (MACPX) | +1 |
| BlackRock EuroFund B (MBEFX) | +2 |
| BlackRock EuroFund C (MCEFX) | +1 |
| BlackRock Index Equity Inv A (CIEAX) | +1 |
| BlackRock Index Equity Inv B (CIEBX) | +1 |
| BlackRock Index Equity Inv C (CIECX) | +1 |
| BlackRock Index Equity Svc (PNESX) | +1 |
| BlackRock Intl Index A (MDIIX) | +1 |
| BlackRock Intl Index I (MAIIX) | +1 |
| BlackRock Intl Value Inv B (MBIVX) | +1 |
| BlackRock Intl Value Inv C (MCIVX) | +1 |
| BlackRock Mid Cap Growth Inv B (BMGBX) | +1 |
| BlackRock S&P 500 Index A (MDSRX) | +1 |
| BlackRock S&P 500 Index I (MASRX) | +1 |
| BlackRock Small Cap Val Svc (PSESX) | +1 |
| BlackRock Small Cap Value Inst (PNSEX) | +1 |
| BlackRock Small Cap Value Inv A (PSEIX) | +1 |
| BlackRock Small Cap Value Inv B (CCVBX) | +1 |
| BlackRock Small/Mid Growth Inst (SSEGX) | -1 |
| BlackRock Small/Mid Growth Inv A (SCGAX) | -1 |
| BlackRock Small/Mid Growth Inv C (SGCDX) | +1 |
| BlackRock Value Opptys A (MDSPX) | +2 |
| BlackRock Value Opptys B (MBSPX) | +2 |
| BlackRock Value Opptys C (MCSPX) | +2 |
| BlackRock Value Opptys I (MASPX) | +2 |
| BNY Mellon Large Cap Stock M (MPLCX) | +1 |
| BNY Mellon Small Cap Stock M (MPSSX) | -1 |
| Bogle Small Cap Growth Inv (BOGLX) | +2 |
| Brazos Growth Y (BJGRX) | +2 |
| Brazos Micro Cap Y (BJMIX) | +2 |
| Bridgeway Aggressive Inv 1 (BRAGX) | +2 |
| Bridgeway Aggressive Inv 2 (BRAIX) | +2 |
| Bridgeway Large Cap Growth (BRLGX) | +1 |
| Bridgeway Micro-Cap Limited (BRMCX) | +2 |
| Bridgeway Small Cap Growth (BRSGX) | +2 |
| Bridgeway Small Cap Value (BRSVX) | +2 |
| Calamos Growth B (CVGBX) | +2 |
| Calamos Growth C (CVGCX) | +2 |
| California Investment S&P Mid Cap Idx (SPMIX) | +1 |
| Calvert Capital Accum A (CCAFX) | -1 |
| Calvert Intl Eq A (CWVGX) | +2 |
| Calvert Intl Eq C (CWVCX) | +2 |
| Calvert Large Cap Growth A (CLGAX) | +2 |
| Calvert Large Cap Growth B (CLGBX) | +2 |
| Calvert Large Cap Growth C (CLGCX) | +2 |
| Calvert Large Cap Growth I (CLCIX) | +2 |
| Calvert New Vision Small Cap A (CNVAX) | +1 |
| Calvert Social Index A (CSXAX) | +2 |
| Calvert Social Inv Bal A (CSIFX) | +1 |
| Calvert Social Inv Bal B (CSLBX) | +1 |
| Calvert Social Inv Enh Equity A (CMIFX) | +2 |
| Century Small Cap Select Instl (CSMCX) | -1 |
| Century Small Cap Select Inv (CSMVX) | -1 |
| Chesapeake Core Growth (CHCGX) | +2 |
| Clipper (CFIMX) | +2 |
| CNI Charter RCB Small Cap Value R (RCBSX) | +2 |
| Columbia Acorn Select C (LTFCX) | +2 |
| Columbia Acorn USA A (LAUAX) | -1 |
| Columbia Acorn USA Z (AUSAX) | -1 |
| Columbia Asset Alloc II A (PHAAX) | +1 |
| Columbia Asset Alloc T (GAAAX) | +1 |
| Columbia Global Value C (NCGLX) | +2 |
| Columbia International Growth Z (UMINX) | +1 |
| Columbia International Stock A (CISAX) | +2 |
| Columbia International Stock Z (CMISX) | +2 |
| Columbia Large Cap Index Z (NINDX) | +1 |
| Columbia Liberty A (COLFX) | +1 |
| Columbia Liberty B (CCFBX) | +1 |
| Columbia Marsico Growth B (NGIBX) | +1 |
| Columbia Marsico Growth C (NMICX) | +1 |
| Columbia Mid Cap Core Z (UMVEX) | +2 |
| Columbia Mid Cap Value B (CMUBX) | +1 |
| Columbia Multi-Advisor Intl Equity A (NIIAX) | +1 |
| Columbia Multi-Advisor Intl Equity B (NIENX) | +1 |
| Columbia Multi-Advisor Intl Equity C (NITRX) | +1 |
| Columbia Multi-Advisor Intl Equity Z (NIEQX) | +1 |
| Columbia Select Small Cap Z (UMLCX) | +1 |
| Columbia Small Cap Growth II A (NSCGX) | +1 |
| Columbia Small Cap Growth II C (NCPCX) | +1 |
| Commerce Value Instl (CFVLX) | +2 |
| Concorde Value (CONVX) | +2 |
| Consulting Group Large Cap Val (TLVUX) | +2 |
| Consulting Group Sm Cap Growth (TSGUX) | +1 |
| CornerCap Balanced (CBLFX) | +1 |
| Credit Suisse Instl Intl Focus (WPIEX) | -1 |
| Credit Suisse Intl Equity Flex I Comm (WPMFX) | +1 |
| Credit Suisse Intl Equity Flex II A (CPVAX) | +2 |
| Credit Suisse Intl Equity Flex II Adv (WPVAX) | +2 |
| Credit Suisse Intl Equity Flex II Comm (WVCCX) | +2 |
| Credit Suisse Mid Cap Core Adv (WEGTX) | +1 |
| Credit Suisse US Equity Flex I A (WFAGX) | +1 |
| Credit Suisse US Equity Flex I Comm (CSWCX) | +1 |
| Davis Real Estate A (RPFRX) | NA |
| Davis Real Estate B (DREBX) | NA |
| Davis Real Estate C (DRECX) | NA |
| Davis Real Estate Y (DREYX) | NA |
| Delaware American Services A (DASAX) | +1 |
| Delaware American Services B (DAMCX) | +2 |
| Delaware American Services C (DASBX) | +2 |
| Delaware Dividend Inc A (DDIAX) | +2 |
| Delaware Optimum Intl C (OCIEX) | +1 |
| Delaware Optimum Sm Cap Value C (OCSVX) | +2 |
| Delaware Trend A (DELTX) | +1 |
| Delaware Trend B (DERBX) | +1 |
| Delaware Trend C (DETCX) | +1 |
| Delaware Trend Instl (DGTIX) | +1 |
| DFA Tax-Mgd U.S. Targeted Value (DTMVX) | +2 |
| DFA U.S. Small Cap Value I (DFSVX) | +2 |
| DFA U.S. Targeted Value I (DFFVX) | +2 |
| Diamond Hill Financial Long-Short A (BANCX) | NA |
| Dodge & Cox Balanced (DODBX) | +2 |
| Dodge & Cox Stock (DODGX) | +2 |
| Dreyfus Balanced Oppty A (DBOAX) | +1 |
| Dreyfus Balanced Oppty B (DBOBX) | +2 |
| Dreyfus Balanced Oppty J (THPBX) | +1 |
| Dreyfus Basic S&P 500 Stock (DSPIX) | +1 |
| Dreyfus Discovery A (FDIDX) | -1 |
| Dreyfus Discovery F (FDISX) | -1 |
| Dreyfus Emerging Leaders (DRELX) | +2 |
| Dreyfus Equity Growth A (FRMAX) | +1 |
| Dreyfus Equity Growth F (FRMUX) | +1 |
| Dreyfus Global Growth F (FWWGX) | +1 |
| Dreyfus Intl Eq A (DIEAX) | +2 |
| Dreyfus Intl Growth B (DGLBX) | +2 |
| Dreyfus Intl Sm-Cap A (DSMAX) | +2 |
| Dreyfus Intl Stock Index (DIISX) | +1 |
| Dreyfus Mid-Cap F (FRSPX) | +2 |
| Dreyfus New Leaders A (DNLDX) | +2 |
| Dreyfus Passport B (FPSBX) | +2 |
| Dreyfus Passport F (FPSSX) | +2 |
| Dreyfus S&P 500 Index (PEOPX) | +1 |
| Dreyfus S&P Stars B (BSPBX) | +2 |
| Dreyfus S&P Stars C (BSPCX) | +2 |
| Dreyfus Sel Mid Cap Growth C (DCSMX) | +1 |
| Dreyfus Small Cap Value A (DSVAX) | +2 |
| Dreyfus Small Cap Value B (DSVBX) | +2 |
| Dreyfus Small Cap Value I (DSVRX) | +2 |
| Dreyfus Struct Mid Cap A (DPSAX) | +1 |
| Dreyfus/The Boston Co Intl Core Equity (SDIEX) | +2 |
| Dreyfus/The Boston Co Small Cap Tax-Sensitive (SDCEX) | -1 |
| Dryden Active Alloc Z (PABFX) | +1 |
| Dryden Intl Equity A (PJRAX) | +2 |
| Dryden Large Cap Core Equity A (PTMAX) | +1 |
| Dryden Large Cap Core Equity B (PTMBX) | +1 |
| Dryden Small Cap Core Equity A (PQVAX) | +2 |
| Dryden Small Cap Core Equity C (PQVCX) | +2 |
| Dryden Stock Index A (PSIAX) | +1 |
| Dryden Strategic Value C (SUVCX) | +2 |
| DWS Balanced A (KTRAX) | +1 |
| DWS Balanced B (KTRBX) | +1 |
| DWS Blue Chip B (KBCBX) | +1 |
| DWS Equity 500 Index S (BTIEX) | +1 |
| DWS Europe Equity S (SCGEX) | +2 |
| DWS Global Opportunities A (KGDAX) | +2 |
| DWS Global Opportunities B (KGDBX) | +2 |
| DWS Global Opportunities S (SGSCX) | +2 |
| DWS Gold & Precious Metals A (SGDAX) | NA |
| DWS Gold & Precious Metals B (SGDBX) | NA |
| DWS Gold & Precious Metals C (SGDCX) | NA |
| DWS Gold & Precious Metals S (SCGDX) | NA |
| DWS Intl A (SUIAX) | +2 |
| DWS Intl S (SCINX) | +2 |
| DWS Intl Sel Eq Instl (MGINX) | +2 |
| DWS Intl Sel Equity A (DBISX) | +2 |
| DWS Japan Equity S (FJESX) | +2 |
| DWS LifeCompass 2015 A (SPDAX) | +2 |
| DWS LifeCompass 2015 S (SPBAX) | +1 |
| DWS LifeCompass 2020 A (SUPAX) | +2 |
| DWS LifeCompass 2020 S (SPGRX) | +2 |
| DWS Lifecycle Long Range Instl (BTAMX) | +2 |
| DWS Lifecycle Long Range S (BTILX) | +2 |
| DWS Micro Cap Instl (MGMCX) | +2 |
| DWS Mid Cap Gorwth Instl (BTEAX) | +2 |
| DWS Mid Cap Growth A (SMCAX) | +2 |
| DWS Mid Cap Growth B (SMCBX) | +2 |
| DWS Mid Cap Growth C (SMCCX) | +2 |
| DWS Mid Cap Growth S (SMCSX) | +2 |
| DWS S&P 500 Index S (SCPIX) | +1 |
| DWS Small Cap Core S (SSLCX) | +2 |
| DWS Small Cap Growth A (SSDAX) | +2 |
| DWS Strategic Value A (KDHAX) | +2 |
| DWS Strategic Value B (KDHBX) | +2 |
| DWS Strategic Value C (KDHCX) | +2 |
| DWS Strategic Value S (KDHSX) | +2 |
| DWS Technology A (KTCAX) | NA |
| DWS Technology B (KTCBX) | NA |
| DWS Technology C (KTCCX) | NA |
| DWS Technology S (KTCSX) | NA |
| Eagle Mid Cap Stock C (HMCCX) | -1 |
| Eaton Vance Global Growth A (ETIAX) | +2 |
| Eaton Vance Global Growth B (EMIAX) | +2 |
| Eaton Vance Tax-Managed Intl Equity B (EMIGX) | +2 |
| Elfun Diversified (ELDFX) | +1 |
| Elite Growth & Income (ELGIX) | +2 |
| Evergreen Diversified Capital Builder A (EKBAX) | +2 |
| Evergreen Diversified Capital Builder B (EKBBX) | +2 |
| Evergreen Diversified Capital Builder I (EKBYX) | +2 |
| Evergreen Equity Index A (ESINX) | +1 |
| Evergreen Equity Index B (ESIOX) | +1 |
| Evergreen Health Care A (EHABX) | NA |
| Evergreen Health Care B (EHCBX) | NA |
| Evergreen Health Care C (EHCCX) | NA |
| Evergreen Health Care I (EHCYX) | NA |
| Evergreen Intl Equity B (EKZBX) | +1 |
| Evergreen Intl Equity C (EKZCX) | +1 |
| Evergreen Intl Equity I (EKZYX) | -1 |
| Evergreen Intl Growth A (EKZAX) | -1 |
| Evergreen Mid Cap Growth A (EKAAX) | +1 |
| Evergreen Mid Cap Growth B (EKABX) | +1 |
| Evergreen Small Cap Value A (ESKAX) | +2 |
| Evergreen Small Cap Value I (ESKIX) | +2 |
| FBP Value (FBPEX) | +2 |
| Federated American Leaders A (FALDX) | +2 |
| Federated American Leaders B (FALBX) | +2 |
| Federated American Leaders C (FALCX) | +2 |
| Federated American Leaders F (FALFX) | +2 |
| Federated Intl Equity A (FTITX) | +1 |
| Federated Intl Equity B (FIEBX) | +1 |
| Federated Intl Equity C (FIECX) | +1 |
| Federated Kaufmann Small Cap B (FKBSX) | +1 |
| Federated Max-Cap Index Instl (FISPX) | +1 |
| Federated Max-Cap Index Instl Svc (FMXSX) | +1 |
| Federated Mid Cap Growth Strat B (FGSBX) | +1 |
| Federated Mid Cap Growth Strat C (FGSCX) | +1 |
| Federated Mini Cap Index C (MNCCX) | +1 |
| Fidelity Adv Asset Manager 70 A (FAASX) | +2 |
| Fidelity Adv Balanced B (FAISX) | +2 |
| Fidelity Adv Balanced C (FABCX) | +2 |
| Fidelity Adv Balanced Instl (FAIOX) | +2 |
| Fidelity Adv Balanced T (FAIGX) | +2 |
| Fidelity Adv Capital Development O (FDETX) | +1 |
| Fidelity Adv Destiny II A (FDTTX) | +1 |
| Fidelity Adv Div Intl A (FDVAX) | +2 |
| Fidelity Adv Div Intl B (FDIBX) | +2 |
| Fidelity Adv Div Intl C (FADCX) | +2 |
| Fidelity Adv Div Intl I (FDVIX) | +1 |
| Fidelity Adv Div Intl T (FADIX) | +2 |
| Fidelity Adv Diversified Stock I (FDTIX) | +2 |
| Fidelity Adv Diversified Stock O (FDESX) | +2 |
| Fidelity Adv Electronics A (FELAX) | NA |
| Fidelity Adv Electronics B (FELBX) | NA |
| Fidelity Adv Electronics C (FELCX) | NA |
| Fidelity Adv Electronics I (FELIX) | NA |
| Fidelity Adv Electronics T (FELTX) | NA |
| Fidelity Adv Equity Growth A (EPGAX) | +1 |
| Fidelity Adv Equity Growth B (EPGBX) | +2 |
| Fidelity Adv Equity Growth C (EPGCX) | +2 |
| Fidelity Adv Equity Growth Instl (EQPGX) | +1 |
| Fidelity Adv Equity Growth T (FAEGX) | +2 |
| Fidelity Adv Equity Inc A (FEIAX) | +2 |
| Fidelity Adv Equity Inc B (FEIBX) | +2 |
| Fidelity Adv Equity Inc Instl (EQPIX) | +2 |
| Fidelity Adv Equity Inc T (FEIRX) | +2 |
| Fidelity Adv Equity Value B (FAVBX) | +2 |
| Fidelity Adv Financial A (FAFDX) | NA |
| Fidelity Adv Financial B (FAFBX) | NA |
| Fidelity Adv Financial C (FAFCX) | NA |
| Fidelity Adv Financial Instl (FFSIX) | NA |
| Fidelity Adv Financial T (FAFSX) | NA |
| Fidelity Adv Freedom 2005 T (FFTVX) | +1 |
| Fidelity Adv Freedom 2010 T (FCFTX) | +1 |
| Fidelity Adv Freedom 2015 A (FFVAX) | +1 |
| Fidelity Adv Freedom 2015 B (FFVBX) | +1 |
| Fidelity Adv Freedom 2015 T (FFVTX) | +1 |
| Fidelity Adv Freedom 2020 C (FDCFX) | +2 |
| Fidelity Adv Freedom 2025 T (FTTWX) | +2 |
| Fidelity Adv Freedom 2030 B (FBFEX) | +2 |
| Fidelity Adv Freedom 2030 T (FTFEX) | +2 |
| Fidelity Adv Freedom 2035 T (FTTHX) | +2 |
| Fidelity Adv Freedom 2040 A (FAFFX) | +2 |
| Fidelity Adv Freedom 2040 C (FCFFX) | +2 |
| Fidelity Adv Freedom 2040 T (FTFFX) | +2 |
| Fidelity Adv Growth & Inc A (FGIRX) | +1 |
| Fidelity Adv Growth & Inc B (FGISX) | +1 |
| Fidelity Adv Growth & Inc T (FGITX) | +1 |
| Fidelity Adv Growth Oppty A (FAGAX) | +2 |
| Fidelity Adv Growth Oppty B (FABGX) | +2 |
| Fidelity Adv Growth Oppty C (FACGX) | +2 |
| Fidelity Adv Growth Oppty Instl (FAGCX) | +2 |
| Fidelity Adv Growth Oppty T (FAGOX) | +2 |
| Fidelity Adv Health A (FACDX) | NA |
| Fidelity Adv Health B (FAHTX) | NA |
| Fidelity Adv Health C (FHCCX) | NA |
| Fidelity Adv Health T (FACTX) | NA |
| Fidelity Adv Large Cap B (FALHX) | +2 |
| Fidelity Adv Large Cap C (FLCCX) | +2 |
| Fidelity Adv Mid Cap A (FMCDX) | +2 |
| Fidelity Adv Mid Cap B (FMCBX) | +2 |
| Fidelity Adv Mid Cap C (FMCEX) | +2 |
| Fidelity Adv Mid Cap Instl (FMCCX) | +2 |
| Fidelity Adv Mid Cap T (FMCAX) | +2 |
| Fidelity Adv Overseas A (FAOAX) | -1 |
| Fidelity Adv Overseas B (FAOBX) | +1 |
| Fidelity Adv Overseas Instl (FAOIX) | -1 |
| Fidelity Adv Overseas T (FAERX) | +1 |
| Fidelity Adv Technology A (FADTX) | NA |
| Fidelity Adv Technology B (FABTX) | NA |
| Fidelity Adv Technology C (FTHCX) | NA |
| Fidelity Adv Technology Instl (FATIX) | NA |
| Fidelity Adv Technology T (FATEX) | NA |
| Fidelity Adv Utilities A (FUGAX) | NA |
| Fidelity Adv Utilities B (FAUBX) | NA |
| Fidelity Adv Utilities C (FUGCX) | NA |
| Fidelity Adv Utilities Instl (FUGIX) | NA |
| Fidelity Adv Utilities T (FAUFX) | NA |
| Fidelity Adv Value A (FAVFX) | +2 |
| Fidelity Adv Value Leaders A (FVLAX) | +2 |
| Fidelity Adv Value Strat A (FSOAX) | +2 |
| Fidelity Adv Value Strat B (FASBX) | +2 |
| Fidelity Adv Value Strat T (FASPX) | +2 |
| Fidelity Advisor Balanced A (FABLX) | +2 |
| Fidelity Advisor Freedom 2005 A (FFAVX) | +1 |
| Fidelity Advisor Freedom 2010 A (FACFX) | +1 |
| Fidelity Advisor Freedom 2020 A (FDAFX) | +2 |
| Fidelity Advisor Freedom 2025 A (FATWX) | +2 |
| Fidelity Advisor Freedom 2030 A (FAFEX) | +2 |
| Fidelity Advisor Freedom 2035 A (FATHX) | +2 |
| Fidelity Aggressive Growth (FDEGX) | +1 |
| Fidelity Asset Manager 70% (FASGX) | +2 |
| Fidelity Blue Chip Value (FBCVX) | +2 |
| Fidelity Equity-Income (FEQIX) | +2 |
| Fidelity Equity-Income II (FEQTX) | +2 |
| Fidelity Fifty (FFTYX) | +2 |
| Fidelity Freedom 2010 (FFFCX) | +1 |
| Fidelity Freedom 2015 (FFVFX) | +1 |
| Fidelity Freedom 2020 (FFFDX) | +2 |
| Fidelity Freedom 2025 (FFTWX) | +2 |
| Fidelity Freedom 2030 (FFFEX) | +2 |
| Fidelity Freedom 2035 (FFTHX) | +2 |
| Fidelity Freedom 2040 (FFFFX) | +2 |
| Fidelity Growth & Income (FGRIX) | +2 |
| Fidelity Large Cap Value (FSLVX) | +2 |
| Fidelity Magellan (FMAGX) | +2 |
| Fidelity Mid Cap Growth (FSMGX) | +2 |
| Fidelity Mid Cap Value (FSMVX) | +2 |
| Fidelity Mid-Cap Stock (FMCSX) | +2 |
| Fidelity Overseas (FOSFX) | +1 |
| Fidelity Puritan (FPURX) | +1 |
| Fidelity Real Estate Investment (FRESX) | NA |
| Fidelity Select Automotive (FSAVX) | +2 |
| Fidelity Select Banking (FSRBX) | NA |
| Fidelity Select Electronics (FSELX) | NA |
| Fidelity Select Financial Servcces (FIDSX) | NA |
| Fidelity Select Home Finance (FSVLX) | NA |
| Fidelity Select Utilities Growth (FSUTX) | NA |
| Fidelity Small Cap Independence (FDSCX) | +2 |
| Fidelity Telecom & Utilities (FIUIX) | NA |
| Fidelity Value (FDVLX) | +2 |
| Fidelity Value Strategies (FSLSX) | +2 |
| Fifth Third Equity Index Tr (KNITX) | +1 |
| Fifth Third Intl Equity A (FSIEX) | +1 |
| Fifth Third Intl Equity Instl (FIEIX) | +1 |
| Fifth Third LifeModel Moderate A (LMDAX) | +1 |
| Fifth Third Mid Cap Growth A (FSMCX) | +1 |
| Fifth Third Mid Cap Growth Inst (FMCIX) | +1 |
| Fifth Third Small Cap Growth Instl (KNEEX) | +1 |
| Fifth Third Structured Large Cap Plus A (KNVIX) | +2 |
| Fifth Third Structured Large Cap Plus I (KNVEX) | +2 |
| First American Equity Index A (FAEIX) | +1 |
| First American Equity Index B (FAEQX) | +1 |
| First American Equity Index Y (FEIIX) | +1 |
| First American Mid Cap Value B (FAESX) | -1 |
| First American Mid Cap Value C (FACSX) | -1 |
| First American Strat Balanced Alloc A (FSGNX) | +1 |
| First Investors Opportunity A (FIUSX) | +1 |
| Firsthand Technology Leaders (TLFQX) | NA |
| Firsthand Technology Value (TVFQX) | NA |
| Flex-funds Total Return Utilities (FLRUX) | NA |
| Forward Real Estate Inv (FFREX) | NA |
| Forward Small Cap Equity (FFSCX) | +1 |
| Franklin Balance Sheet Investment (FRBSX) | +2 |
| Franklin Income B (FBICX) | +2 |
| Franklin Income B1 (FICBX) | +2 |
| Franklin Income C (FCISX) | +2 |
| Franklin Mutual Recovery A (FMRAX) | +2 |
| Franklin Real Estate Secur A (FREEX) | NA |
| Franklin Real Estate Secur Adv (FRLAX) | NA |
| Franklin Real Estate Secur C (FRRSX) | NA |
| Franklin Templeton Founding Allocation A (FFALX) | +2 |
| Franklin Templeton Founding Allocation C (FFACX) | +2 |
| Frontier MicroCap (FEFPX) | +2 |
| FundX Agg Upgrader (HOTFX) | -1 |
| FundX Upgrader (FUNDX) | -1 |
| Gabelli Value A (GABVX) | +2 |
| GAMCO Westwood Income AAA (WESRX) | +2 |
| GE Small-Cap Equity A (GASCX) | -1 |
| GE Total Return A (GESIX) | +1 |
| George Putnam of Boston A (PGEOX) | +2 |
| George Putnam of Boston B (PGEBX) | +2 |
| George Putnam of Boston M (PGEMX) | +2 |
| George Putnam of Boston Y (PGEYX) | +2 |
| GKM Growth (GKMGX) | +2 |
| Glenmede International (GTCIX) | +2 |
| Glenmede Philadelphia International (GTIIX) | +2 |
| Goldman Sachs Balanced A (GSBFX) | +1 |
| Goldman Sachs Balanced C (GSBCX) | +1 |
| Goldman Sachs Concent Intl Equity A (GSIFX) | +1 |
| Goldman Sachs Concent Intl Equity B (GSEBX) | +2 |
| Goldman Sachs Concent Intl Equity C (GSICX) | +2 |
| Goldman Sachs Concent Intl Equity Svc (GSISX) | +1 |
| Goldman Sachs Equity Growth Strat A (GAPAX) | +1 |
| Goldman Sachs Equity Growth Strat B (GAPBX) | +1 |
| Goldman Sachs Growth & Inc B (GSGBX) | +1 |
| Goldman Sachs Growth & Inc C (GSGCX) | +1 |
| Goldman Sachs Intl Small Cap C (GISCX) | +2 |
| Goldman Sachs Mid Cap Value C (GCMCX) | -1 |
| Goldman Sachs Real Est A (GREAX) | NA |
| Goldman Sachs Real Est B (GREBX) | NA |
| Goldman Sachs Real Est C (GRECX) | NA |
| Goldman Sachs Real Est Inst (GREIX) | NA |
| Goldman Sachs Real Est Svc (GRESX) | NA |
| Goldman Sachs Structured Large Cap Growth A (GLCGX) | +2 |
| Goldman Sachs Structured Large Cap Growth B (GCLCX) | +2 |
| Goldman Sachs Structured Large Cap Growth C (GLCCX) | +2 |
| Goldman Sachs Structured Large Cap Value A (GCVAX) | +2 |
| Goldman Sachs Structured Large Cap Value C (GCVCX) | +2 |
| Goldman Sachs Structured Sm Cap Equity B (GCSBX) | +2 |
| Goldman Sachs Structured Sm Cap Equity I (GCSIX) | +2 |
| Goldman Sachs Structured Tax Mgd B (GCTBX) | +2 |
| Goldman Sachs Structured U.S. Equity A (GSSQX) | +2 |
| Goldman Sachs Structured U.S. Equity B (GSSBX) | +2 |
| Goldman Sachs Structured U.S. Equity C (GSU.S.X) | +2 |
| Green Century Balanced (GCBLX) | +1 |
| Harbor Small Cap Growth Inv (HISGX) | -1 |
| Harbor Small Cap Value Instl (HASCX) | +1 |
| Harbor Small Cap Value Inv (HISVX) | +2 |
| Hartford Advisers A (ITTAX) | +2 |
| Hartford Advisers B (IHABX) | +2 |
| Hartford Advisers C (HAFCX) | +2 |
| Hartford Advisers HLS IA (HADAX) | +2 |
| Hartford Balanced Alloc A (HBAAX) | +1 |
| Hartford Global Growth A (HALAX) | +2 |
| Hartford Global Growth C (HGLCX) | +2 |
| Hartford Global Growth HLS IA (HIALX) | +2 |
| Hartford Global Technology A (HGTAX) | NA |
| Hartford Global Technology B (HGTBX) | NA |
| Hartford Global Technology C (HGTCX) | NA |
| Hartford Global Technology Y (HGTYX) | NA |
| Hartford Int Small Co A (HNSAX) | +1 |
| Hartford Intl Growth A (HNCAX) | +2 |
| Hartford Intl Grth HLS IA (HNCIX) | +2 |
| Hartford Small Cap Growth A (HSLAX) | +1 |
| Hartford Small Cap Growth C (HSLCX) | +1 |
| Hartford Small Cap Growth L (FACAX) | +1 |
| Hartford Small Company B (HSCBX) | -1 |
| Hartford Small Company C (HSMCX) | -1 |
| Hartford Stock B (ITSBX) | +2 |
| Hartford Stock C (HSFCX) | +2 |
| Heartland Value (HRTVX) | +1 |
| Hennessy Cornerstone Growth (HFCGX) | +2 |
| HighMark Balanced Fid (HMBAX) | +1 |
| HighMark Balanced Ret A (HMBRX) | +1 |
| HighMark Cognitive Value M (HCLMX) | -1 |
| Hodges (HDPMX) | +2 |
| Hotchkis and Wiley Large Cap Value A (HWLAX) | +2 |
| Hotchkis and Wiley Large Cap Value C (HWLCX) | +2 |
| Hotchkis and Wiley Large Cap Value I (HWLIX) | +2 |
| Hotchkis and Wiley Small Cap Value A (HWSAX) | +2 |
| Hotchkis and Wiley Small Cap Value I (HWSIX) | +2 |
| ICON Core Equity I (ICNIX) | +2 |
| ICON Europe S (ICSEX) | +2 |
| ICON Financial (ICFSX) | NA |
| ICON Healthcare (ICHCX) | NA |
| ICON Information Technology (ICTEX) | NA |
| ICON Long Short I (IOLIX) | +2 |
| IMS Capital Value (IMSCX) | +1 |
| IMS Strategic Allocation (IMSAX) | +2 |
| ING Amer Cent Large Co Val Adv (ISVAX) | +2 |
| ING DIRECT Index Plus Large Cap O (IDLOX) | +1 |
| ING DIRECT Index Plus Mid Cap O (IDMOX) | +1 |
| ING DIRECT Index Plus Small Cap O (IDSOX) | +2 |
| ING Global Equity Div C (ICGEX) | +1 |
| ING Growth Opptys A (NLCAX) | +1 |
| ING Growth Opptys C (NLCCX) | +2 |
| ING Index Plus Large Cap A (AELAX) | +1 |
| ING Index Plus Large Cap B (ATLBX) | +1 |
| ING Index Plus Large Cap I (AELIX) | +1 |
| ING Index Plus Mid Cap A (AIMAX) | +1 |
| ING Index Plus Mid Cap B (APMBX) | +1 |
| ING Index Plus Mid Cap C (APMCX) | +1 |
| ING Index Plus Mid Cap I (AIMIX) | +1 |
| ING Index Plus Small Cap A (AISAX) | +2 |
| ING Index Plus Small Cap B (AISBX) | +2 |
| ING Index Plus Small Cap C (APSCX) | +2 |
| ING Index Plus Small Cap I (AISIX) | +1 |
| ING Intl Growth Opptys Fd A (LEXIX) | +2 |
| ING Intl Growth Opptys Fd C (LCXIX) | +2 |
| ING Intl Small Cap Multi-Manager B (NAPBX) | +2 |
| ING Intl Small Cap Multi-Manager C (NARCX) | +2 |
| ING Strategic Alloc Conservative I (ALEGX) | +1 |
| ING Strategic Alloc Growth I (ASCEX) | +2 |
| ING Strategic Alloc Moderate I (ACROX) | +2 |
| Ivy European Oppty A (IEOAX) | +2 |
| Ivy European Oppty Adv (IEOVX) | +2 |
| Ivy European Oppty B (IEOBX) | +2 |
| Ivy Global Natural Res B (IGNBX) | NA |
| Ivy Global Natural Res C (IGNCX) | NA |
| Ivy Real Estate Securities A (IRSAX) | NA |
| Ivy Real Estate Securities B (IRSBX) | NA |
| Janus Adviser Risk Mgd Growth C (JCGCX) | +1 |
| Janus Adviser RskMgd Gr I (JRMGX) | +1 |
| Jennison Utility B (PRUTX) | NA |
| Jennison Utility C (PCUFX) | NA |
| JHancock Classic Value A (PZFVX) | +2 |
| JHancock Classic Value B (JCVBX) | +2 |
| JHancock Classic Value C (JCVCX) | +2 |
| JHancock Health Sci A (JHGRX) | NA |
| JHancock Health Sci B (JHRBX) | NA |
| JHancock Health Sci C (JHRCX) | NA |
| JPMorgan Diversified Mid Cap Value A (OGDIX) | +1 |
| JPMorgan Diversified Mid Cap Value B (OGDBX) | +1 |
| JPMorgan Dynamic Small Cap Growth A (VSCOX) | -1 |
| JPMorgan Dynamic Small Cap Growth B (VSCBX) | -1 |
| JPMorgan Dynamic Small Cap Growth C (VSCCX) | -1 |
| JPMorgan Equity Index A (OGEAX) | +1 |
| JPMorgan Equity Index B (OGEIX) | +1 |
| JPMorgan Equity Index C (OEICX) | +1 |
| JPMorgan Growth & Inc A (VGRIX) | +1 |
| JPMorgan Growth & Inc B (VINBX) | +2 |
| JPMorgan Growth & Inc C (VGICX) | +2 |
| JPMorgan Intrepid Mid Cap A (PECAX) | +1 |
| JPMorgan Intrepid Mid Cap B (ODMBX) | +1 |
| JPMorgan Intrepid Mid Cap C (ODMCX) | +1 |
| JPMorgan Intrepid Mid Cap Select (WOOPX) | +1 |
| JPMorgan Inv Growth & Inc A (ONGIX) | +1 |
| JPMorgan Inv Growth & Inc B (ONEBX) | +1 |
| JPMorgan Inv Growth & Inc C (ONECX) | +1 |
| JPMorgan Market Expansion Index B (OMEBX) | -1 |
| JPMorgan Small Cap Growth B (OGFBX) | +1 |
| JPMorgan Small Cap Growth C (OSGCX) | +1 |
| JPMorgan Small Cap Value A (PSOAX) | +1 |
| JPMorgan Small Cap Value B (PSOBX) | +1 |
| JPMorgan Small Cap Value S (PSOPX) | +1 |
| JPMorgan U.S. Real Est A (SUSIX) | NA |
| JPMorgan U.S. Real Est C (JPRCX) | NA |
| JPMorgan U.S. Small Co Sel (JSCSX) | +1 |
| JPMorgan Value Opptys A (JVOAX) | +2 |
| JPMorgan Value Opptys B (JVOBX) | +2 |
| Kalmar Growth/Value Small Cap (KGSCX) | -1 |
| Kensington Strategic Realty A (KSRAX) | NA |
| Kensington Strategic Realty B (KSRBX) | NA |
| Kensington Strategic Realty C (KSRCX) | NA |
| Kirr Marbach Partners Value (KMVAX) | +2 |
| Laudus Rosenberg Intl Small Cap Inv (RISIX) | +2 |
| Laudus Rosenberg Intl Small Cap Sel (ICSIX) | +2 |
| Laudus Rosenberg U.S. Discovery Inv (RDIVX) | +1 |
| Laudus Rosenberg U.S. Small Cap Adv (LIFUX) | +2 |
| Laudus Rosenberg U.S. Small Cap Instl (USCIX) | +2 |
| Laudus Rosenberg U.S. Small Cap Inv (BRSCX) | +2 |
| Lazard Intl Small Cap Equity Instl (LZISX) | +2 |
| Lazard Intl Small Cap Equity Open (LZSMX) | +2 |
| Legg Mason Amer Leading Co C (LMALX) | +2 |
| Legg Mason Classic Valuation C (LMCVX) | +2 |
| Legg Mason Growth C (LMGTX) | +2 |
| Legg Mason Growth Trust F.I. (LMGFX) | +2 |
| Legg Mason International Equity C (LMGEX) | +2 |
| Legg Mason Opportunity C (LMOPX) | +2 |
| Legg Mason Opportunity F.I. (LMOFX) | +2 |
| Legg Mason Opportunity Instl (LMNOX) | +2 |
| Legg Mason Partners Aggr Growth A (SHRAX) | +2 |
| Legg Mason Partners Aggr Growth B (SAGBX) | +2 |
| Legg Mason Partners Aggr Growth C (SAGCX) | +2 |
| Legg Mason Partners Aggr Growth I (SAGYX) | +2 |
| Legg Mason Partners All Cap 1 (LMGOX) | +2 |
| Legg Mason Partners Capital Income A (SOPAX) | +2 |
| Legg Mason Partners Capital Income B (SOPTX) | +2 |
| Legg Mason Partners Capital Income C (SBPLX) | +2 |
| Legg Mason Partners Fundamental Value A (SHFVX) | +1 |
| Legg Mason Partners Fundamental Value B (SFVBX) | +1 |
| Legg Mason Partners Fundamental Value C (SFVCX) | +1 |
| Legg Mason Partners Global Equity A (CFIPX) | +1 |
| Legg Mason Partners Lifestyle Allocation 50% A (SBBAX) | +1 |
| Legg Mason Partners Lifestyle Allocation 50% B (SCBBX) | +1 |
| Legg Mason Partners Lifestyle Allocation 70% A (SCGRX) | +2 |
| Legg Mason Partners Lifestyle Allocation 70% B (SGRBX) | +2 |
| Legg Mason Partners Multi Disc All Cap Growth & Value B (SPBBX) | +2 |
| Legg Mason Partners Multi Disc All Cap Growth & Value C (SPBLX) | +2 |
| Legg Mason Partners S&P 500 Index A (SBSPX) | +1 |
| Legg Mason Partners Small Cap Value A (SBVAX) | +2 |
| Legg Mason Partners Small Cap Value B (SBVBX) | +2 |
| Legg Mason Partners Social Awareness A (SSIAX) | +1 |
| Legg Mason Partners Social Awareness B (SESIX) | +1 |
| Legg Mason Spec Investment C (LMASX) | +2 |
| Legg Mason U.S. Small Val C (LMSVX) | +2 |
| Legg Mason Value C (LMVTX) | +2 |
| Legg Mason Value FI (LMVFX) | +2 |
| Legg Mason Value Instl (LMNVX) | +2 |
| LKCM Aquinas Small Cap (AQBLX) | -1 |
| LKCM International (LKINX) | +2 |
| LKCM Small Cap Equity Ins (LKSCX) | +1 |
| Longleaf Partners (LLPFX) | +2 |
| Longleaf Partners Small-Cap (LLSCX) | +1 |
| Loomis Sayles Growth A (LGRRX) | +2 |
| Loomis Sayles Growth Y (LSGRX) | +2 |
| Lord Abbett Affiliated A (LAFFX) | +2 |
| Lord Abbett Affiliated B (LAFBX) | +2 |
| Lord Abbett Affiliated C (LAFCX) | +2 |
| Lord Abbett Affiliated I (LAFYX) | +2 |
| Lord Abbett Americas Value A (LAMAX) | +1 |
| Lord Abbett Balanced Strat C (BFLAX) | +1 |
| Lord Abbett Balanced Strategy A (LABFX) | +1 |
| Lord Abbett Intl Oppty A (LAIEX) | +2 |
| Lord Abbett Intl Oppty B (LINBX) | +2 |
| Lord Abbett Mid-Cap Value A (LAVLX) | +1 |
| Lord Abbett Mid-Cap Value B (LMCBX) | +2 |
| Lord Abbett Mid-Cap Value C (LMCCX) | +2 |
| Lord Abbett Mid-Cap Value I (LMCYX) | +1 |
| Lord Abbett Mid-Cap Value P (LMCPX) | +1 |
| MainStay Balanced A (MBNAX) | +1 |
| MainStay Balanced C (MBACX) | +1 |
| MainStay Balanced I (MBAIX) | +1 |
| MainStay Balanced R1 (MBNRX) | +1 |
| MainStay Balanced R3 (MBDRX) | +1 |
| MainStay Common Stock B (MOPBX) | +1 |
| MainStay Income Manager I (MASIX) | +1 |
| MainStay Mid Cap Growth B (MMGBX) | +1 |
| MainStay S&P 500 Index A (MSXAX) | +1 |
| MainStay S&P 500 Index I (MSPIX) | +1 |
| MainStay Small Cap Growth A (MSMAX) | +2 |
| MainStay Small Cap Growth B (MSOBX) | +2 |
| MainStay Small Cap Growth I (MSSIX) | +1 |
| MainStay Total Return A (MTRAX) | +1 |
| MainStay Total Return B (MKTRX) | +1 |
| MainStay Value A (MVAAX) | +1 |
| MainStay Value B (MKVAX) | +1 |
| MainStay Value C (MSCVX) | +1 |
| Mairs & Power Balanced Inv (MAPOX) | +1 |
| Managers AMG Chicago Eq Part Mid-Cap C (MKPCX) | +2 |
| Managers AMG Essex Sm MicroCap Growth A (MBRSX) | +2 |
| Managers Intl Equity (MGITX) | +1 |
| Managers Special Equity I (MSEIX) | +2 |
| Managers Special Equity M (MGSEX) | +2 |
| Manning & Napier Small Cap A (MNSMX) | +2 |
| Marketocracy Masters 100 (MOFQX) | +2 |
| Markman Core Growth I (MTRPX) | +2 |
| Marshall International Stock Inv (MRISX) | +2 |
| MassMutual Premier Balanced S (MBLDX) | +1 |
| MassMutual Select Index Equity L (MMILX) | +1 |
| MassMutual Select Index Equity S (MMIEX) | +1 |
| MassMutual Select Indexed Equity Y (MIEYX) | +1 |
| MassMutual Select Mid Cap Growth Equity S (MCGSX) | +2 |
| MassMutual Select Strat Bal L (MTSLX) | +1 |
| Masters Select Equity (MSEFX) | +2 |
| Masters Select Smaller Companies (MSSFX) | +2 |
| Masters Select Value (MSVFX) | +2 |
| Matthew 25 (MXXVX) | +2 |
| Metro West AlphaTrak 500 (MWATX) | +2 |
| MFS Mid Cap Growth A (OTCAX) | +2 |
| MFS Mid Cap Growth B (OTCBX) | +2 |
| MFS Mid Cap Growth C (OTCCX) | +2 |
| MFS Mid Cap Value B (MCBVX) | +2 |
| MFS Moderate Alloc B (MMABX) | +1 |
| MFS New Endeavor A (MECAX) | +2 |
| MFS New Endeavor I (MECIX) | +1 |
| MFS Strategic Value A (MSVTX) | +2 |
| MFS Strategic Value B (MSVLX) | +2 |
| MFS Total Return B (MTRBX) | +1 |
| MFS Total Return C (MTRCX) | +1 |
| MH Elite Small Cap Fund of Funds (MHELX) | +1 |
| Midas (MIDSX) | NA |
| MMA Praxis Core Stock B (MMPGX) | +2 |
| MMA Praxis International A (MPIAX) | -1 |
| MMA Praxis International B (MMPNX) | +1 |
| Monteagle Select Value (MVEIX) | +2 |
| Morgan Stanley Balanced A (BGRAX) | +1 |
| Morgan Stanley Balanced C (BGRCX) | +1 |
| Morgan Stanley European Equity A (EUGAX) | -1 |
| Morgan Stanley European Equity B (EUGBX) | -1 |
| Morgan Stanley Global Div Growth A (GLBAX) | -1 |
| Morgan Stanley Global Div Growth B (GLBBX) | -1 |
| Morgan Stanley Global Div Growth C (GLBCX) | -1 |
| Morgan Stanley Global Div Growth I (GLBDX) | -1 |
| Morgan Stanley S&P 500 Index A (SPIAX) | +1 |
| Morgan Stanley S&P 500 Index B (SPIBX) | +1 |
| Morgan Stanley Technology B (IFOBX) | NA |
| Morgan Stanley Technology C (IFOCX) | NA |
| Muhlenkamp (MUHLX) | +2 |
| Munder Asset Allocation - Balanced K (MUBKX) | +2 |
| Munder Asset Allocation - Balanced Y (MUBYX) | +1 |
| Munder Energy B (MPFBX) | NA |
| Munder Healthcare A (MFHAX) | NA |
| Munder Healthcare B (MFHBX) | NA |
| Munder Healthcare C (MFHCX) | NA |
| Munder Healthcare K (MFHKX) | NA |
| Munder Healthcare Y (MFHYX) | NA |
| Munder Index 500 A (MUXAX) | +1 |
| Munder Index 500 B (MUXBX) | +1 |
| Munder Index 500 K (MUXKX) | +1 |
| Munder Index 500 Y (MUXYX) | +1 |
| Munder Micro-Cap Equity A (MMEAX) | +2 |
| Munder Micro-Cap Equity B (MMEBX) | +2 |
| Munder Micro-Cap Equity C (MMECX) | +2 |
| Munder Micro-Cap Equity K (MMEKX) | +2 |
| Munder Mid-Cap Core Growth B (MGROX) | +1 |
| Munder MidCap Core Growth C (MGOTX) | +1 |
| Munder Small-Cap Value A (MNVAX) | +2 |
| Munder Small-Cap Value B (MCVBX) | +2 |
| Munder Small-Cap Value C (MCVCX) | +2 |
| Munder Small-Cap Value K (MCVKX) | +2 |
| Munder Small-Cap Value Y (MCVYX) | +2 |
| Munder Technology A (MTFAX) | NA |
| Munder Technology B (MTFBX) | NA |
| Munder Technology C (MTFTX) | NA |
| Nationwide A (NWFAX) | +2 |
| Nationwide D (MUIFX) | +2 |
| Nationwide Inv Destinations Mod Svc (NSDMX) | +1 |
| Nationwide S&P 500 Index Svc (GRMSX) | +1 |
| Nationwide Value Opp A (GVOAX) | +2 |
| Neuberger Berman AMT Balanced (NBABX) | +2 |
| Neuberger Berman Focus Inv (NBSSX) | +2 |
| Neuberger Berman Focus Tr (NBFCX) | +2 |
| Neuberger Berman Regency Trust (NBREX) | +2 |
| Neuberger Berman Regncy Inv (NBRVX) | +2 |
| New Covenant Balanced Growth (NCBGX) | +1 |
| North Track Dow Jones US Fin 100 A (NDUAX) | NA |
| North Track Dow Jones US Health Care 100 A (NDJAX) | NA |
| Northern Instl Equity Index A (BEIAX) | +1 |
| Northern Instl Intl Eq Index A (BIEIX) | +1 |
| Northern Instl Small Co Growth A (BSGRX) | -1 |
| Northern Small Cap Growth (NSGRX) | -1 |
| Northern Stock Index (NOSIX) | +1 |
| Nuveen NWQ Multi Cap Value A (NQVAX) | +2 |
| Nuveen NWQ Multi Cap Value B (NQVBX) | +2 |
| Nuveen NWQ Multi Cap Value C (NQVCX) | +2 |
| Nuveen NWQ Multi Cap Value R (NQVRX) | +2 |
| Oberweis Emerging Growth (OBEGX) | +2 |
| Oberweis Micro-Cap (OBMCX) | +2 |
| Old Mutual Analytic Defensive Equity Z (ANDEX) | +2 |
| Old Mutual Heitman REIT A (OARTX) | NA |
| Old Mutual Heitman REIT Z (OBRTX) | NA |
| Old Mutual Large Cap Growth Z (OLCPX) | +2 |
| Old Mutual Strategic Small Co Z (OSSCX) | -1 |
| Olstein All Cap Value Adv (OFAFX) | +2 |
| Olstein All Cap Value C (OFALX) | +2 |
| Oppenheimer Balanced A (OPASX) | +2 |
| Oppenheimer Balanced B (OASBX) | +2 |
| Oppenheimer Balanced C (OASCX) | +2 |
| Oppenheimer Capital Apprec B (OTGBX) | +2 |
| Oppenheimer Capital Apprec C (OTFCX) | +2 |
| Oppenheimer Capital Apprec N (OTCNX) | +2 |
| Oppenheimer Capital Income A (OPPEX) | +2 |
| Oppenheimer Capital Income B (OPEBX) | +2 |
| Oppenheimer Capital Income C (OPECX) | +2 |
| Oppenheimer Commodity Strat Tot Ret A (QRAAX) | NA |
| Oppenheimer Commodity Strat Tot Ret B (QRABX) | NA |
| Oppenheimer Commodity Strat Tot Ret C (QRACX) | NA |
| Oppenheimer Commodity Strat Tot Ret Y (QRAYX) | NA |
| Oppenheimer Emerging Growth C (OEGCX) | -1 |
| Oppenheimer Equity B (OEQBX) | +2 |
| Oppenheimer Equity C (OEQCX) | +2 |
| Oppenheimer Mid Cap A (OMDAX) | +2 |
| Oppenheimer Mid Cap B (OMDBX) | +2 |
| Oppenheimer Mid Cap C (OMDCX) | +2 |
| Oppenheimer Quest Bal A (QVGIX) | +2 |
| Oppenheimer Quest Bal B (QGRBX) | +2 |
| Oppenheimer Quest Bal C (QGRCX) | +2 |
| Oppenheimer Sm & Mid Cap Value B (QSCBX) | +2 |
| Oppenheimer Sm & Mid Cap Value C (QSCCX) | +2 |
| Pacific Advisors Balanced A (PAABX) | +2 |
| Pacific Cap Growth & Inc A (PCIGX) | +1 |
| Pacific Cap Small Cap A (PCSAX) | +2 |
| Pacific Cap Small Cap C (PCCCX) | +2 |
| Pacific Cap Small Cap Y (PSCYX) | +2 |
| Pax World Balanced (PAXWX) | +1 |
| Pax World Growth (PXWGX) | +2 |
| Pax World Womens Equity Ind Inv (PXWEX) | +1 |
| Performance Large Cap Equity A (PFECX) | -1 |
| Performance Large Cap Equity Inst (PFEQX) | -1 |
| Performance Mid Cap Equity A (PCGCX) | +1 |
| Performance Mid Cap Equity Instl (PCGIX) | +1 |
| PIMCO Commodity Real Ret Strat A (PCRAX) | NA |
| PIMCO Commodity Real Ret Strat Admin (PCRRX) | NA |
| PIMCO Commodity Real Ret Strat B (PCRBX) | NA |
| PIMCO Commodity Real Ret Strat C (PCRCX) | NA |
| PIMCO Commodity Real Ret Strat D (PCRDX) | NA |
| PIMCO Commodity Real Ret Strat Instl (PCRIX) | NA |
| PIMCO Real Estate Real Ret A (PETAX) | NA |
| PIMCO StocksPLUS A (PSPAX) | +2 |
| PIMCO StocksPLUS B (PSPBX) | +2 |
| PIMCO StocksPLUS C (PSPCX) | +2 |
| PIMCO StocksPLUS Instl (PSTKX) | +2 |
| PIMCO StocksPLUS Total Ret A (PTOAX) | +2 |
| Pioneer Independence A (PINDX) | +2 |
| Pioneer Independence B (INDBX) | +2 |
| Pioneer International Equity A (PIWEX) | +2 |
| Pioneer International Value B (PBIFX) | +1 |
| Pioneer Mid-Cap Growth A (PITHX) | +1 |
| Pioneer Mid-Cap Growth B (PBMDX) | +2 |
| Pioneer Mid-Cap Growth C (PCMCX) | +2 |
| Pioneer Real Estate B (PBREX) | NA |
| Pioneer Real Estate C (PCREX) | NA |
| Pioneer Small Cap Value A (PIMCX) | +2 |
| Pioneer Small Cap Value C (PSVCX) | +2 |
| Pioneer Value A (PIOTX) | +2 |
| Pioneer Value B (PBOTX) | +2 |
| PL Intl Value A (PFAIX) | +2 |
| PL Port Optimization Mod C (POMCX) | +1 |
| Polaris Global Value (PGVFX) | +2 |
| Principal Disc Large Cap Blend A (PRMGX) | +1 |
| Principal Disc Large Cap Blend B (PBABX) | +1 |
| Principal Intl Growth J (PITJX) | +2 |
| Principal Large Cap Blend I A (PBLCX) | +1 |
| Principal Large Cap Blend I B (PBLBX) | +1 |
| Principal Large Cap Blend I J (PPXJX) | +1 |
| Principal Large Cap S&P 500 Idx R5 (PLFPX) | +1 |
| Principal Large Cap S&P500 Idx A (PLSAX) | +1 |
| Principal Large Cap S&P500 Idx J (PSPJX) | +1 |
| Principal Large Cap S&P500 Idx R2 (PLFNX) | +1 |
| Principal Large Cap Value A (PCACX) | +1 |
| Principal Large Cap Value B (PCCBX) | +2 |
| Principal Large Cap Value III A (PPVAX) | +2 |
| Principal Large Cap Value III J (PLVJX) | +2 |
| Principal Large Cap Value III R2 (PPSNX) | +2 |
| Principal Large Cap Value III R3 (PPSFX) | +2 |
| Principal Large Cap Value III R4 (PPSSX) | +2 |
| Principal Large Cap Value J (PVLJX) | +1 |
| Principal Large Cap Value R2 (PLVNX) | +1 |
| Principal Large Cap Value R4 (PLVSX) | +1 |
| Principal LifeTime 2010 J (PTAJX) | +2 |
| Principal LifeTime 2010 R2 (PTANX) | +2 |
| Principal LifeTime 2010 R3 (PTAMX) | +2 |
| Principal LifeTime 2020 J (PLFJX) | +2 |
| Principal LifeTime 2020 R2 (PTBNX) | +2 |
| Principal LifeTime 2020 R3 (PTBMX) | +2 |
| Principal LifeTime 2030 A (PTCAX) | +2 |
| Principal LifeTime 2030 B (PTCBX) | +2 |
| Principal LifeTime 2030 J (PLTJX) | +2 |
| Principal LifeTime 2030 R2 (PTCNX) | +2 |
| Principal LifeTime 2030 R3 (PTCMX) | +2 |
| Principal LifeTime 2040 J (PTDJX) | +2 |
| Principal LifeTime 2040 R2 (PTDNX) | +2 |
| Principal LifeTime 2040 R3 (PTDMX) | +2 |
| Principal LifeTime 2050 R2 (PTENX) | +2 |
| Principal LifeTime 2050 R3 (PTERX) | +2 |
| Principal LifeTime S&P500 Idx R3 (PLFMX) | +1 |
| Principal Mid Cap Growth III J (PPQJX) | +2 |
| Principal Mid Cap Growth J (PMGJX) | -1 |
| Principal Mid Cap S&P 400 Idx R5 (PMFPX) | -1 |
| Principal Mid Cap S&P400 Idx J (PMFJX) | +1 |
| Principal Mid Cap S&P400 Idx R2 (PMFNX) | +1 |
| Principal Mid Cap Value III J (PMCJX) | +1 |
| Principal Ptr Small Cap Val I R2 (PPKNX) | +2 |
| Principal Small Cap Blend A (PLLAX) | +1 |
| Principal Small Cap Blend C (PSMCX) | +1 |
| Principal Small Cap Blend J (PSBJX) | +1 |
| Principal Small Cap Blend R2 (PSBNX) | +1 |
| Principal Small Cap Growth I J (PSIJX) | +1 |
| Principal Small Cap Growth II A (PPSMX) | +2 |
| Principal Small Cap Growth II J (PPMIX) | +2 |
| Principal Small Cap Growth J (PSGJX) | +2 |
| Principal Small Cap Value J (PSVJX) | -1 |
| Principal SmallCap Value R2 (PSVNX) | -1 |
| Principal Strat Asset Mgmt Balanced A (SABPX) | +1 |
| Principal Strat Asset Mgmt Balanced B (SBBPX) | +1 |
| Principal Strat Asset Mgmt Balanced C (SCBPX) | +1 |
| Principal Strat Asset Mgmt Conserv Growth A (SAGPX) | +2 |
| Principal Strat Asset Mgmt Conserv Growth C (SCGPX) | +2 |
| ProFunds Basic Materials UltraSector Inv (BMPIX) | +2 |
| ProFunds Bull Inv (BLPIX) | +1 |
| ProFunds Europe 30 Inv (UEPIX) | +1 |
| ProFunds Industrial Ultra Sector Inv (IDPIX) | +2 |
| ProFunds Internet UltraSector Inv (INPIX) | NA |
| ProFunds Internet UltraSector Svc (INPSX) | NA |
| ProFunds Large Cap Value Inv (LVPIX) | +2 |
| ProFunds Mid Cap Value Inv (MLPIX) | +2 |
| ProFunds Pharmaceuticals UltraSector Inv (PHPIX) | NA |
| ProFunds Pharmaceuticals UltraSector Svc (PHPSX) | NA |
| ProFunds Precious Metals UltraSector Inv (PMPIX) | NA |
| ProFunds Real Estate UltraSector Inv (REPIX) | NA |
| ProFunds Real Estate UltraSector Svc (REPSX) | NA |
| ProFunds Semiconductor UltraSector Inv (SMPIX) | NA |
| ProFunds Semiconductor UltraSector Svc (SMPSX) | NA |
| ProFunds Small Cap Growth Svc (SGPSX) | +1 |
| ProFunds Small Cap Inv (SLPIX) | +1 |
| ProFunds Technology UltraSector Inv (TEPIX) | NA |
| ProFunds Technology UltraSector Svc (TEPSX) | NA |
| ProFunds Telecom UltraSector Inv (TCPIX) | NA |
| ProFunds Telecom UltraSector Svc (TCPSX) | NA |
| ProFunds Ultra Dow 30 Inv (UDPIX) | +2 |
| ProFunds Ultra NASDAQ-100 Inv (UOPIX) | +2 |
| ProFunds Ultra NASDAQ-100 Svc (UOPSX) | +2 |
| ProFunds UltraBull Inv (ULPIX) | +2 |
| ProFunds UltraJapan Inv (UJPIX) | +2 |
| ProFunds UltraMid Cap Inv (UMPIX) | +2 |
| ProFunds UltraSector Financial Inv (FNPIX) | NA |
| ProFunds UltraSector Financial Svc (FNPSX) | NA |
| ProFunds UltraSector Health Care Inv (HCPIX) | NA |
| ProFunds UltraSector Health Care Svc (HCPSX) | NA |
| ProFunds UltraSector Mobile Telecom Inv (WCPIX) | NA |
| ProFunds UltraSector Mobile Telecom Svc (WCPSX) | NA |
| ProFunds UltraSector Oil & Gas Svc (ENPSX) | NA |
| ProFunds UltraSmall Cap Inv (UAPIX) | +2 |
| ProFunds Utilities UltraSector Inv (UTPIX) | NA |
| ProFunds Utilities UltraSector Svc (UTPSX) | NA |
| Putnam Asset Alloc: Bal A (PABAX) | +2 |
| Putnam Asset Alloc: Bal B (PABBX) | +2 |
| Putnam Asset Alloc: Bal M (PABMX) | +2 |
| Putnam Asset Alloc: Bal Y (PABYX) | +2 |
| Putnam Europe Equity A (PEUGX) | +1 |
| Putnam Europe Equity B (PEUBX) | +2 |
| Putnam Global Equity A (PEQUX) | +1 |
| Putnam Global Equity B (PEQBX) | +1 |
| Putnam Global Equity Y (PEQYX) | +1 |
| Putnam Global Natural Res A (EBERX) | NA |
| Putnam Global Natural Res B (PNRBX) | NA |
| Putnam Global Natural Res M (PGLMX) | NA |
| Putnam Intl Equity A (POVSX) | +1 |
| Putnam Intl Equity B (POVBX) | +2 |
| Putnam Intl Equity C (PIGCX) | +2 |
| Putnam Intl Equity M (POVMX) | +2 |
| Putnam Intl Equity Y (POVYX) | +1 |
| Putnam Intl Gr & Inc A (PNGAX) | +2 |
| Putnam Intl Gr & Inc B (PGNBX) | +2 |
| Putnam Investors A (PINVX) | +2 |
| Putnam Investors B (PNVBX) | +2 |
| Putnam Investors M (PNVMX) | +2 |
| Putnam Investors Y (PNVYX) | +2 |
| Putnam Mid Cap Value A (PMVAX) | +2 |
| Putnam Mid Cap Value B (PMVBX) | +2 |
| Putnam Mid Cap Value Y (PMVYX) | +2 |
| Putnam New Opportunities B (PNOBX) | +1 |
| Putnam Small Cap Growth A (PNSAX) | +2 |
| Putnam Small Cap Value A (PSLAX) | +2 |
| Putnam Small Cap Value B (PSLBX) | +2 |
| Putnam Small Cap Value Y (PYSVX) | +2 |
| Putnam Vista A (PVISX) | +2 |
| Putnam Vista B (PVTBX) | +2 |
| Putnam Vista M (PVIMX) | +2 |
| Putnam Vista Y (PVIYX) | +2 |
| Quaker Mid-Cap Value A (QMCVX) | +2 |
| Quaker Small Cap Value B (QSVBX) | -1 |
| Quaker Small-Cap Value (QUSVX) | -1 |
| Quantitative Foreign Val Ord (QFVOX) | +2 |
| Quantitative Foreign Value I (QFVIX) | +2 |
| Quantitative Long/Short Ord (USBOX) | +2 |
| Quantitative Small Cap Instl (QBNAX) | +2 |
| Quantitative Small Cap Ord (USBNX) | +2 |
| Rainier Balanced (RIMBX) | +1 |
| Rainier Small/Mid Cap Equity (RIMSX) | +2 |
| RidgeWorth Intl Equity C (SIEFX) | +2 |
| RidgeWorth Intl Equity I (STITX) | +2 |
| RidgeWorth Intl Equity Index C (SIIFX) | +1 |
| RidgeWorth Intl Equity Index I (SIEIX) | +1 |
| RidgeWorth Mid Cap Core Equity I (SAGTX) | +1 |
| RidgeWorth Mid-Cap Core Equity A (SCAIX) | +1 |
| RidgeWorth Small Cap Growth Stock I (SSCTX) | +1 |
| RiverSource Balanced A (INMUX) | +1 |
| RiverSource Balanced B (IDMBX) | +2 |
| RiverSource Balanced R4 (IDMYX) | +1 |
| RiverSource Disciplined Equity A (AQEAX) | +1 |
| RiverSource Growth A (INIDX) | +2 |
| RiverSource Growth B (IGRBX) | +2 |
| RiverSource Growth R4 (IGRYX) | +2 |
| RiverSource Large Cap Equity A (ALEAX) | +2 |
| RiverSource Large Cap Equity B (ALEBX) | +2 |
| RiverSource Large Cap Equity R4 (ALEYX) | +2 |
| RiverSource Large Cap Value A (ALVAX) | +2 |
| RiverSource Large Cap Value I (ALCIX) | +2 |
| RiverSource Partners Aggress Growth A (ASGFX) | +1 |
| RiverSource Partners Fundamental Value B (AFVBX) | +2 |
| RiverSource Partners Intl Select Value A (APIAX) | +2 |
| RiverSource Partners Intl Small Cap A (AISCX) | +2 |
| RiverSource Partners Select Value B (AXVBX) | +1 |
| RiverSource Partners Small Cap Equity A (AXSAX) | +1 |
| RiverSource Partners Small Cap Growth A (AXSCX) | +1 |
| RiverSource Partners Small Cap Growth B (ASGBX) | +1 |
| RiverSource Strategic Allocation A (IMRFX) | +2 |
| RiverSource Strategic Allocation B (IMRBX) | +2 |
| Rockland Small Cap Growth (RKGRX) | +2 |
| Royce Opportunity Inv (RYPNX) | +2 |
| Royce Opportunity Serv (RYOFX) | +2 |
| RS Emerging Growth A (RSEGX) | -1 |
| RS MidCap Opportunities A (RSMOX) | +2 |
| RS Select Growth A (RSDGX) | +1 |
| RS Smaller Company Growth A (RSSGX) | +2 |
| Russell Intl Developed Markets I (RINSX) | +1 |
| Russell LifePoints Bal Strat E (RBLEX) | +1 |
| Russell LifePoints Bal Strat R3 (RBLDX) | +2 |
| Russell LifePoints Growth Strat A (RALAX) | +2 |
| Russell LifePoints Growth Strat C (RALCX) | +2 |
| Russell LifePoints Growth Strat E (RALEX) | +2 |
| Russell LifePoints Growth Strat R3 (RALDX) | +2 |
| Russell LifePoints Growth Strat S (RALSX) | +2 |
| Russell Tax-Managed Large Cap S (RETSX) | +1 |
| Russell US Core Equity C (REQSX) | +1 |
| Russell US Quant Equity I (REDSX) | +1 |
| Russell US Value C (RSVCX) | +2 |
| Russell US Value S (RSVSX) | +2 |
| Rydex Banking Adv (RYKAX) | NA |
| Rydex Banking Inv (RYKIX) | NA |
| Rydex Dynamic NASDAQ-100 2x Strategy H (RYVYX) | +2 |
| Rydex Electronics Adv (RYSAX) | NA |
| Rydex Electronics Inv (RYSIX) | NA |
| Rydex Europe 1.25x Strategy H (RYEUX) | +2 |
| Rydex Financial Services Adv (RYFAX) | NA |
| Rydex Financial Services Inv (RYFIX) | NA |
| Rydex Health Care Adv (RYHAX) | NA |
| Rydex Health Care Inv (RYHIX) | NA |
| Rydex Leisure Inv (RYLIX) | +2 |
| Rydex Mid-Cap 1.5x Strategy C (RYDCX) | +2 |
| Rydex Mid-Cap 1.5x Strategy H (RYMDX) | +2 |
| Rydex Nova Inv (RYNVX) | +2 |
| Rydex Precious Metals C (RYZCX) | NA |
| Rydex Precious Metals Inv (RYPMX) | NA |
| Rydex Russell 2000 1.5x Strategy H (RYMKX) | +2 |
| Rydex S&P 500 2x Strategy H (RYTNX) | +2 |
| Rydex S&P 500 Pure Value H (RYZAX) | +2 |
| Rydex S&P Mid Cap 400 Pure Value H (RYAVX) | +2 |
| Rydex Technology Adv (RYTAX) | NA |
| Rydex Technology Inv (RYTIX) | NA |
| Rydex Transportation Inv (RYPIX) | +2 |
| Rydex/SGI Equity A (SECEX) | +1 |
| Rydex/SGI Equity B (SEQBX) | +2 |
| Rydex/SGI Global 130/30 Strategy H (RYQMX) | +2 |
| SA U.S. Value (SABTX) | +2 |
| SAAT Aggressive Strategy A (SSGAX) | +2 |
| Schneider Small Cap Value (SCMVX) | +2 |
| Schneider Value (SCMLX) | +2 |
| Schwab Balanced Inv (SWOBX) | +1 |
| Schwab MarketTrack Balanced (SWBGX) | +1 |
| Schwab Small Cap Equity Inv (SWSIX) | +2 |
| Schwab Small Cap Equity Sel (SWSCX) | +2 |
| SEI Instl Mgd Large Cap Value A (TRMVX) | +2 |
| SEI Instl Mgd Large Cap Value I (SEUIX) | +2 |
| SEI Instl Mgd Small Cap Growth A (SSCGX) | +2 |
| SEI Instl Mgd Small Cap Value A (SESVX) | +1 |
| SEI International Trust Equity A (SEITX) | +2 |
| Seligman Capital A (SCFIX) | +1 |
| Seligman Capital B (SLCBX) | +2 |
| Seligman Capital C (SCLCX) | +2 |
| Seligman Common Stock A (SCSFX) | +2 |
| Seligman Global Growth A (SHGOX) | +2 |
| Seligman Global Sm Co A (SHGAX) | +2 |
| Seligman Global Sm Co B (SHGBX) | +2 |
| Seligman LaSalle Monthly Div Real Est C (SRECX) | NA |
| Seligman LaSalle Monthly Div Real Est I (SREIX) | NA |
| Seligman Small Cap Value B (SSCBX) | +2 |
| Senbanc (SENBX) | NA |
| Sentinel Balanced B (SEBBX) | +1 |
| Sentinel Intl Eq B (SEWBX) | +1 |
| Sentinel Mid-Cap Growth A (SNTNX) | +1 |
| Sentinel Mid-Cap Growth B (SMGBX) | +2 |
| Sentinel Sustainable Growth Opp A (WAEGX) | +2 |
| SIMT S&P 500 Index A (SSPIX) | +1 |
| SIMT S&P 500 Index E (TRQIX) | +1 |
| SIMT Tax-Managed Large Cap A (TMLCX) | +1 |
| Sit Balanced (SIBAX) | +1 |
| Sit International Growth (SNGRX) | +1 |
| Sparrow Growth A (SGFFX) | +2 |
| Spirit of America Real Estate Inc & Growth A (SOAAX) | NA |
| SSgA Disciplined Equity (SSMTX) | +1 |
| SSgA Life Solutions Balanced (SSLBX) | +1 |
| SSgA S&P 500 Index (SVSPX) | +1 |
| SSgA Small Cap (SVSCX) | +2 |
| SSgA Tuckerman Active REIT (SSREX) | NA |
| State Farm Equity A Legacy (SLEAX) | +2 |
| State Farm Intl Equity Instl (SFIIX) | +1 |
| State Farm Intl Index A Legacy (SIIAX) | +1 |
| State Farm LifePath 2020 B Legacy (SAWBX) | +1 |
| State Farm LifePath 2040 B Legacy (SAUBX) | +2 |
| State Farm S&P 500 Index A Legacy (SLIAX) | +1 |
| State Farm Small Cap Equity B (SSNBX) | +2 |
| Sun America Focused Large Cap Growth A (SSFAX) | +1 |
| Sun America Focused Large Cap Growth B (SSFBX) | +1 |
| Sun America Focused Large Cap Growth C (SSFTX) | +1 |
| SunAmerica Balanced Assets A (SBAAX) | +1 |
| SunAmerica Balanced Assets B (SBABX) | +1 |
| SunAmerica Balanced Assets C (SBDTX) | +1 |
| SunAmerica Disciplined Growth A (TXMAX) | +2 |
| SunAmerica Disciplined Growth B (TXMBX) | +2 |
| SunAmerica Disciplined Growth C (TXMTX) | +2 |
| SunAmerica Focused Bal Strat A (FBAAX) | +1 |
| SunAmerica Focused Bal Strat B (FBABX) | +1 |
| SunAmerica Focused Bal Strat C (FBACX) | +1 |
| SunAmerica Focused Equity Strat A (FESAX) | +1 |
| SunAmerica Focused Equity Strat B (FESBX) | +2 |
| SunAmerica Focused Equity Strat C (FESTX) | +2 |
| SunAmerica Focused Growth & Inc C (FOGTX) | +2 |
| SunAmerica Focused Growth & Income A (FOGAX) | +2 |
| SunAmerica Focused Growth & Income B (FOGBX) | +2 |
| SunAmerica Focused Large Cap Growth Z (SSFZX) | +1 |
| SunAmerica Focused Large Cap Value C (SSLTX) | +1 |
| SunAmerica Focused Large-Cap Value A (SSLAX) | +1 |
| SunAmerica Focused Large-Cap Value B (SELBX) | +1 |
| SunAmerica Focused Small-Cap Value A (SSSAX) | +1 |
| SunAmerica Focused Small-Cap Value B (SSSBX) | +1 |
| SunAmerica Focused Small-Cap Value C (SSSTX) | +1 |
| SunAmerica Focused Tech A (STNAX) | NA |
| SunAmerica Focused Tech B (STNBX) | NA |
| SunAmerica Focused Tech C (STNTX) | NA |
| SunAmerica Growth & Inc C (SEICX) | +1 |
| SunAmerica Growth & Income A (SEIAX) | +1 |
| SunAmerica Growth & Income B (SEIBX) | +1 |
| SunAmerica Intl Eq A (SIEAX) | +2 |
| SunAmerica Intl Eq B (SSIBX) | +2 |
| SunAmerica Intl Eq C (SIETX) | +2 |
| SunAmerica New Century A (SEGAX) | +2 |
| SunAmerica New Century B (SEGBX) | +2 |
| SunAmerica New Century C (SEGCX) | +2 |
| SunAmerica Value B (SSVBX) | +1 |
| SunAmerica Value C (SVPCX) | +1 |
| T. Rowe Price Equity Index 500 (PREIX) | +1 |
| T. Rowe Price Global Stock (PRGSX) | +2 |
| T. Rowe Price Instl Foreign Equity (PRFEX) | +2 |
| T. Rowe Price Japan (PRJPX) | +2 |
| T. Rowe Price Pers Str Grth (TRSGX) | +2 |
| T. Rowe Price Retirement 2020 (TRRBX) | +2 |
| T. Rowe Price Retirement 2020 Adv (PARBX) | +2 |
| T. Rowe Price Retirement 2025 (TRRHX) | +2 |
| T. Rowe Price Retirement 2030 (TRRCX) | +2 |
| T. Rowe Price Retirement 2030 Adv (PARCX) | +2 |
| T. Rowe Price Retirement 2035 (TRRJX) | +2 |
| T. Rowe Price Retirement 2040 (TRRDX) | +2 |
| T. Rowe Price Retirement 2040 Adv (PARDX) | +2 |
| T. Rowe Price Tax-Effic Growth (PTEGX) | +1 |
| Tamarack Micro Cap Value A (TMVAX) | +2 |
| Tamarack Micro Cap Value S (TMVSX) | +2 |
| Tamarack Mid Cap Growth I (TMCIX) | +1 |
| Target Large Cap Value (TALVX) | +2 |
| Target Small Cap Growth (TASGX) | +2 |
| TCW Dividend Focused N (TGIGX) | +2 |
| TCW Focused Equities N (TGFVX) | +2 |
| TCW Relative Value Large Cap I (TGDIX) | +2 |
| TCW Relative Value Large Cap N (TGDVX) | +2 |
| TCW Value Oppty I (TGVOX) | +1 |
| TCW Value Oppty N (TGVNX) | +1 |
| Templeton Global Lg Sh A (TLSAX) | +2 |
| Templeton Growth C (TEGTX) | +1 |
| Third Avenue Small-Cap Value (TASCX) | -1 |
| Thomas White American Opptys (TWAOX) | -1 |
| Thompson Plumb Growth (THPGX) | +2 |
| Thrivent Balanced A (AABFX) | +1 |
| Thrivent Large Cap Stock A (AALGX) | -1 |
| Thrivent Partner International Stock A (AAITX) | +1 |
| Thrivent Small Cap Stock A (AASMX) | -1 |
| Thrivent Technology A (AATSX) | NA |
| TIAA-CREF Intl Equity Instl (TIIEX) | +1 |
| TIAA-CREF Intl Equity Retail (TIERX) | +1 |
| TIAA-CREF Intl Equity Retire (TRERX) | +1 |
| TIAA-CREF Mid Cap Blend Idx Retire (TRMBX) | +1 |
| TIAA-CREF Mid Cap Growth Idx Retire (TRMGX) | +1 |
| TIAA-CREF Mid Cap Growth Retail (TCMGX) | +1 |
| TIAA-CREF Mid Cap Value Idx Instl (TMVIX) | +2 |
| TIAA-CREF Mid Cap Value Idx Retire (TRVUX) | +2 |
| TIAA-CREF Real Est Sec Instl (TIREX) | NA |
| TIAA-CREF Real Est Sec Retail (TCREX) | NA |
| TIAA-CREF Real Est Sec Retire (TRRSX) | NA |
| TIAA-CREF S&P 500 Idx Retire (TRSPX) | +1 |
| Torray (TORYX) | +2 |
| Torray Institutional (TORRX) | +2 |
| Touchstone Small Cap Value Oppty Z (TSVOX) | -1 |
| Transamerica Asset Alloc Interm Horizon (DVMSX) | +1 |
| Transamerica Asset Alloc Interm/Long Horizon (DVASX) | +2 |
| Transamerica Asset Alloc Long Horizon (DVLSX) | +1 |
| Transamerica Asset Alloc Mod B (IMOBX) | +1 |
| Transamerica Asset Alloc Mod C (IMOLX) | +1 |
| Transamerica Asset Alloc Mod Grth A (IMLAX) | +2 |
| Transamerica Asset Alloc Mod Grth C (IMLLX) | +2 |
| Transamerica Balanced A (IBALX) | +2 |
| Transamerica Balanced B (IBABX) | +2 |
| Transamerica Instl Asset Alloc Interm/Long Horizon (DILHX) | +2 |
| Transamerica Legg Mason Partners All-Cap B (IACBX) | +1 |
| Transamerica Partners Balanced (DVIBX) | +1 |
| Transamerica Partners Instl Large Value (DIVIX) | +2 |
| Transamerica Partners Instl Stock Index (DISFX) | +1 |
| Transamerica Partners Intl Equity (DVIEX) | +2 |
| Transamerica Partners Large Core (DVGIX) | +1 |
| Transamerica Partners Large Value (DVEIX) | +2 |
| Transamerica Partners Mid Growth (DVMGX) | -1 |
| Transamerica Partners Small Core (DVPEX) | +1 |
| Transamerica Partners Stock Index Inv (DSKIX) | +1 |
| Transamerica Premier Bal Inv (TBAIX) | +2 |
| Transamerica Sci & Tech A (IGTAX) | NA |
| Transamerica Sci & Tech B (IGTBX) | NA |
| Transamerica Templeton Global B (IGLWX) | -1 |
| Transamerica Value Bal B (ITABX) | +2 |
| Turner Concentrated Growth Inv (TTOPX) | +2 |
| Turner Large Cap Growth Instl (TSGEX) | +2 |
| Turner Midcap Growth Inv (TMGFX) | +1 |
| Turner New Enterprise (TBTBX) | +2 |
| Turner Small Cap Equity Inv (TSEIX) | +1 |
| U.S. Global Inv World Prec Min (UNWPX) | NA |
| UBS PACE Intl Equity P (PCIEX) | +1 |
| UBS S&P 500 Index A (PSPIX) | +1 |
| UBS U.S. Alloc A (PWTAX) | +2 |
| UBS U.S. Alloc B (PWTBX) | +2 |
| UBS U.S. Alloc C (KPAAX) | +2 |
| UBS U.S. Large Cap Equity Y (BPEQX) | +2 |
| UBS U.S. Small Cap Growth A (BNSCX) | +2 |
| UBS U.S. Small Cap Growth Y (BISCX) | +2 |
| Undiscovered Mgrs Behav Growth Instl (UBRLX) | +1 |
| US Global Accolade Holmes Growth (ACBGX) | +1 |
| USAA Balanced Strategy (USBSX) | +2 |
| USAA Capital Growth (USCGX) | -1 |
| USAA Cornerstone Strategy (USCRX) | +2 |
| USAA Extended Market Index (USMIX) | +1 |
| USAA Growth & Income (USGRX) | +1 |
| USAA Growth (USAAX) | +1 |
| USAA Income Stock (USISX) | +2 |
| USAA S&P 500 Index Member (USSPX) | +1 |
| USAA Science & Technology (USSCX) | NA |
| USAA Small Cap Stock (USCAX) | -1 |
| Value Line (VLIFX) | +2 |
| Value Line Emerging Oppty (VLEOX) | +1 |
| Van Kampen Amer Value C (MSVCX) | +1 |
| Van Kampen Equity and Income A (ACEIX) | +1 |
| Van Kampen Equity and Income B (ACEQX) | +1 |
| Van Kampen Equity and Income C (ACERX) | +1 |
| Van Kampen Utility A (VKUAX) | NA |
| Van Kampen Utility B (VKUBX) | NA |
| Van Kampen Utility C (VKUCX) | NA |
| Vanguard Asset Allocation (VAAPX) | +2 |
| Vanguard Asset Allocation Adm (VAARX) | +2 |
| Vanguard Explorer (VEXPX) | -1 |
| Vanguard Explorer Adm (VEXRX) | -1 |
| Vanguard FTSE Social Index Inv (VFTSX) | +2 |
| Vanguard Global Equity (VHGEX) | +1 |
| Vanguard Growth & Income (VQNPX) | +1 |
| Vanguard Growth & Income Adm (VGIAX) | +1 |
| Vanguard Growth Equity (VGEQX) | +2 |
| Vanguard LifeStrat Growth (VASGX) | +2 |
| Vanguard LifeStrat Mod Growth (VSMGX) | +1 |
| Vanguard Mid Cap Index (VIMSX) | +1 |
| Vanguard Precious Metals and Mining (VGPMX) | NA |
| Vanguard Strategic Equity (VSEQX) | +2 |
| Vanguard Target Retirement 2025 (VTTVX) | +2 |
| Vanguard Target Retirement 2035 (VTTHX) | +2 |
| Vanguard Target Retirement 2045 (VTIVX) | +2 |
| Vanguard U.S. Value (VUVLX) | +2 |
| Vantagepoint 500 Stock Index I (VPFIX) | +1 |
| Vantagepoint Asset Alloc (VPAAX) | +2 |
| Vantagepoint Growth (VPGRX) | +1 |
| Victory Balanced A (SBALX) | +1 |
| Victory Stock Index A (SSTIX) | +1 |
| Villere Balanced Inv (VILLX) | +2 |
| Virtus Balanced A (PHBLX) | +1 |
| Virtus Balanced Allocation A (HIBZX) | +1 |
| Virtus Balanced C (PSBCX) | +1 |
| Virtus Capital Growth A (PHGRX) | +1 |
| Virtus Capital Growth B (PGTBX) | +1 |
| Virtus Disciplined Small Cap Opp A (HSCZX) | +2 |
| Virtus Disciplined Small Cap Opp I (HSCIX) | +2 |
| Virtus Disciplined Small Cap Value A (HSVZX) | +1 |
| Virtus Disciplined Small Cap Value I (HSCVX) | +1 |
| Virtus Global Opptys A (NWWOX) | +1 |
| Virtus Mid-Cap Growth A (PHSKX) | +2 |
| Virtus Mid-Cap Growth B (PSKBX) | +2 |
| Virtus Mid-Cap Value A (FMIVX) | +1 |
| Virtus Mid-Cap Value C (FMICX) | +1 |
| Virtus Small-Cap Growth A (PAMAX) | +2 |
| Virtus Small-Cap Growth B (PSMGX) | +2 |
| Virtus Strategic Growth A (PSTAX) | +2 |
| Virtus Strategic Growth B (PBTHX) | +2 |
| Virtus Wealth Builder C (PWBCX) | +2 |
| Waddell & Reed Adv Retirement Shares A (UNFDX) | +2 |
| Waddell & Reed Adv Retirement Shares B (WRRBX) | +2 |
| Wasatch Global Sci & Technology (WAGTX) | NA |
| Wasatch International Growth (WAIGX) | +2 |
| Wasatch Micro Cap (WMICX) | +2 |
| Wasatch Small Cap Value (WMCVX) | +2 |
| Wasatch Ultra Growth (WAMCX) | +2 |
| Wells Fargo Adv Asset Alloc A (SFAAX) | +2 |
| Wells Fargo Adv Asset Alloc B (SASBX) | +2 |
| Wells Fargo Adv Capital Growth Adm (WFCDX) | +2 |
| Wells Fargo Adv Capital Growth Inv (SLGIX) | +2 |
| Wells Fargo Adv Divers Equity Adm (NVDEX) | +1 |
| Wells Fargo Adv DJ Target 2030 A (STHRX) | +2 |
| Wells Fargo Adv DJ Target 2030 Adm (WFLIX) | +2 |
| Wells Fargo Adv DJ Target 2030 B (SGPBX) | +2 |
| Wells Fargo Adv DJ Target 2040 A (STFRX) | +2 |
| Wells Fargo Adv DJ Target 2040 Adm (WFLWX) | +2 |
| Wells Fargo Adv Endeavor Select I (WFCIX) | +2 |
| Wells Fargo Adv Enterprise Inv (SENTX) | +1 |
| Wells Fargo Adv Equity Income A (NVAEX) | +1 |
| Wells Fargo Adv Equity Income Adm (NVIEX) | +1 |
| Wells Fargo Adv Equity Income B (NVBEX) | +1 |
| Wells Fargo Adv Growth Bal Adm (NVGBX) | +2 |
| Wells Fargo Adv Index Adm (NVINX) | +1 |
| Wells Fargo Adv Index Inv (WFVEX) | +1 |
| Wells Fargo Adv Intl Equity A (SILAX) | +1 |
| Wells Fargo Adv Spec Financial Svcs A (SIFEX) | NA |
| Wells Fargo Adv Spec Financial Svcs B (SIFBX) | NA |
| Wells Fargo Adv Spec Financial Svcs C (SIFCX) | NA |
| Westcore Mid-Cap Value (WTMCX) | +2 |
| Westcore MIDCO Growth (WTMGX) | +1 |
| Wilshire 5000 Index Inv (WFIVX) | +1 |
| Wilshire Large Co Value Inv (DTLVX) | +2 |
| Wilshire Small Co Growth Inv (DTSGX) | -1 |
| Wilshire Small Co Value Inv (DTSVX) | +1 |
| Winslow Green Growth (WGGFX) | +2 |
| Wright Intl Blue Chip Std (WIBCX) | +2 |
| Wright Major Blue Chip Equity (WQCEX) | +1 |
| Wright Select Blue Chip Equity (WSBEX) | +1 |